Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | RECORDKEEPER | $77K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $30K | — |
| EMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $13K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Ishares S&P 500 Index 1 Mutual funds N/R | — | — | — | $1.8M | 12.9% | |
| Vanguard Total Bond Market Index Admiral Mutual funds N/R | — | — | — | $1.5M | 11.3% | |
| Vanguard Balanced Index ADM Mutual funds N/R | — | — | — | $1.4M | 10.4% | |
| Vanguard Growth Index ADM Mutual funds N/R | — | — | — | $1.1M |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| N.A. FALCONE & ASSOCIATES INC. | 23-2773128 | — | CONTRACT ADMIN | $6K | — |
| 7.7% |
| American Funds New World R6 Mutual funds N/R | — | — | — | $782K | 5.7% |
| JP Morgan Equity Income R6 Mutual funds N/R | — | — | — | $747K | 5.5% |
| Key Guaranteed Portfolio Fund Fixed annuity N/R | — | — | — | $720K | 5.3% |
| Vanguard Small Cap Index ADM Mutual funds N/R | — | — | — | $644K | 4.7% |
| Ishares MSCI EAFE International Index A Mutual funds N/R | — | — | — | $630K | 4.6% |
| Vanguard Mid-Cap Index Fund - Admiral Mutual funds N/R | — | — | — | $532K | 3.9% |
| Invesco Small Cap Value R6 Mutual funds N/R | — | — | — | $496K | 3.6% |
| Vanguard International Value Portfolio Mutual funds N/R | — | — | — | $458K | 3.3% |
| Vanguard Inflation-Protected SECS ADM Mutual funds N/R | — | — | — | $403K | 2.9% |
| Baron Asset INSTL Mutual funds N/R | — | — | — | $369K | 2.7% |
| Vanguard High-Yield Corporate ADM Mutual funds N/R | — | — | — | $331K | 2.4% |
| American Century Mid Cap Value R6 Mutual funds N/R | — | — | — | $291K | 2.1% |
| Goldman Sachs GQG Ptnrs Intl Opps Instl Mutual funds N/R | — | — | — | $262K | 1.9% |
| Blackrock Strategic Global Bond Instl Mutual funds N/R | — | — | — | $259K | 1.9% |
| Notes receivable from participants Various maturity dates, account balances are collateral, interest of 4.25% - 10.50% $ 0 | — | — | — | $241K | 1.8% |
| Invesco Balanced-risk Commodity Strat R5 Mutual funds N/R | — | — | — | $216K | 1.6% |
| Baron Real Estate Institutional Mutual funds N/R | — | — | — | $120K | 0.9% |
| First Eagle Global R6 Mutual funds N/R | — | — | — | $81K | 0.6% |
| PGIM Jennison Small Company R6 Mutual funds N/R | — | — | — | $75K | 0.5% |
| Principal Global Real Estate SEC R6 Mutual funds N/R | — | — | — | $69K | 0.5% |
| Vanguard Interm-Term Treasury ADM Mutual funds N/R | — | — | — | $53K | 0.4% |
| American Funds EuroPacific Gr R6 Mutual funds N/R | — | — | — | $36K | 0.3% |
| Invesco Global Real Estate Income Y Mutual funds N/R | — | — | — | $32K | 0.2% |
| Clearbridge Small Cap Growth IS Mutual funds N/R | — | — | — | $17K | 0.1% |
| Nuveen Real Estate Securities R6 Mutual funds N/R | — | — | — | $16K | 0.1% |
| Western Asset Short Duration High Inc A Mutual funds N/R | — | — | — | $10K | <0.1% |
| Money market Cash N/R | — | — | — | $4K | <0.1% |
| PIMCO Income Instl Mutual funds N/R | — | — | — | $4K | <0.1% |
| Clearbridge Large Cap Growth IS Mutual funds N/R | — | — | — | $2K | <0.1% |
| Principal Jension Small Company R6 Mutual funds N/R | — | — | — | $2K | <0.1% |
