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Original filing (PDF)20251015175155NAL0010603682001
LISTRAK INC.
Form 5500
FILING_RECEIVED
LISTRAK, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
10 service providers
Active participants
337
Accounts w/ balance
398
Plan assets (EOY)
$33.6M
Net assets (EOY)
$33.6M
How this plan invests
This plan
4 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LISTRAK INC..
Plan sponsor
Name
LISTRAK INC.
EIN
23-3025990
Address
100 W. MILLPORT ROAD · LITITZ, PA · 17543
Phone
(717) 627-6080
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RKL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $68K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN LP | — | NEW YORK, NY | INVESTMENT ADVISOR | $59K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CONRAD SIEGEL | 23-1669823 | HARRISBURG, PA | CONTRACT ADMIN | $11K | — |
Other
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COM | 95-1411037 | — | NONE | $0 | — |
| BLACKROCK ADVISORS, LLC | 51-0318674 | — | NONE | $0 | — |
| BLACKROCK FUND ADVISORS | 51-0318674 | — | NONE | $0 | — |
| EMPOWER CAPITAL MANAGEMENT, LLC | — | GREENWOOD VILLAGE, CO | NONE | $0 | — |
| FIDELITY MANAGEMENT & RESEARCH COMP | 06-1194217 | — | NONE | $0 | — |
| INVESCO ADVISERS, INC. | 76-0528004 | — | NONE | $0 | — |
| J.P. MORGAN INVESTMENT MANAGEMENT, | 13-2624428 | — | NONE | $0 | — |
Investments
22 direct securities · 4 pooled funds· $33.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$33.0M
22 holdings
Common Collective Trust
$520K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies Blackrock Lifepath Index 2055 K | — | — | — | $6.5M | 19.3% | |
| Blackrock Lifepath Index 2050 K | — | — | — | $6.2M | 18.6% | |
| Blackrock Lifepath Index 2045 K | — | — | — | $5.0M | 15.0% | |
| Blackrock Lifepath Index 2040 K | — | — | — | $4.4M | 13.0% | |
| Fidelity Investments Fidelity 500 Index | — | — | — | $3.0M | 9.0% | |
| Blackrock Lifepath Index 2060 K | — | — | — | $2.4M | 7.0% | |
| Blackrock Lifepath Index 2030 K | — | — | — | $1.4M | 4.1% | |
| Blackrock Lifepath Index 2035 K | — | — | — | $894K | 2.7% | |
| Blackrock Lifepath Index 2065 K | — | — | — | $800K | 2.4% | |
| Blackrock Lifepath Index Retirement K | — | — | — | $721K | 2.1% | |
| Fidelity Investments Fidelity Extended Market Index | — | — | — | $453K | 1.4% | |
| Participant Loans 4.25% to 9.50% | — | — | — | $325K | 1.0% | |
| Fixed Annuity Contract * EI Fixed Account - Series Class I | — | — | — | $235K | 0.7% | |
| AB US LARGE CAP GROWTH CIT W SERIES GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $229K | 0.7% | |
| JPMorgan Equity Income R6 | — | — | — | $207K | 0.6% | |
| Fidelity Investments Fidelity Global Ex US Index | — | — | — | $204K | 0.6% | |
| AB US SMALL & MID CAP VAL W SERIES GREAT GRAY · EIN 38-4116868 / PN 532 | Common Collective Trust | — | — | $144K | 0.4% | |
| AB US SMALL & MID CAP GR W SERIES C GREAT GRAY · EIN 38-4116871 / PN 536 | Common Collective Trust | — | — | $133K | 0.4% | |
| Fidelity Investments Fidelity Inflation Protected Bond Index | — | — | — | $83K | 0.2% | |
| American Funds American Funds New World R6 | — | — | — | $75K | 0.2% | |
| Blackrock High Yield Bond Portfolio K | — | — | — | $52K | 0.2% | |
| Invesco Global Real Estate R6 | — | — | — | $46K | 0.1% | |
| Fidelity Investments Fidelity US Bond Index | — | — | — | $36K | 0.1% | |
| American Funds American Funds Europacific Gr R6 | — | — | — | $29K | <0.1% | |
| Empower International Value Instl | — | — | — | $20K | <0.1% | |
| PGIM TOTAL RETURN FUND CIT CLASS R GREAT GRAY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $13K | <0.1% |
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