This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST CORPORATION | 36-1561860 | — | TRUSTEE/CUSTODIAN | $8K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIVATE ASSETS E, L.P | — | — | $75.6M | $87.8M | 9.3% | |
| VALOR EQUITY PARTNERS IV LP | — | — | $19.7M | $56.9M | 6.0% | |
| HILLHOUSE FUND IV FEEDER, LP | — | — |
| $42.9M |
| $55.8M |
| 5.9% |
| ROARK CAPITAL PARTNERS V (TE) LP | — | — | $28.6M | $41.7M | 4.4% |
| FORESITE CAPITAL FUND IV, LP | — | — | $22.9M | $36.0M | 3.8% |
| Thoma Bravo Fund XIV-A, L.P. | — | — | $26.6M | $32.2M | 3.4% |
| SK Capital Partners V-B, LP | — | — | $27.3M | $30.8M | 3.3% |
| INTERESTS ALTAS PARTNERS HOLDINGS II (A) LP | PARTNERSHIP/JOINT VENTURE | — | $21.3M | $29.9M | 3.2% |
| VISTRIA FUND III, LP | — | — | $22.4M | $29.1M | 3.1% |
| MIDOCEAN PARTNERS V LP | — | — | $16.5M | $29.0M | 3.1% |
| SEARCHLIGHT CAPITAL III LP | — | — | $19.8M | $27.3M | 2.9% |
| TENEX CAPITAL PARTNERS III, LP | — | — | $36.0M | $26.8M | 2.8% |
| NEW MOUNTAIN PARTNERS VI LP | — | — | $19.8M | $26.6M | 2.8% |
| VISTRIA FUND II, LP | — | — | $19.2M | $26.0M | 2.7% |
| LUMINATE CAPITAL PARTNERS II-A, LP | — | — | $18.2M | $25.7M | 2.7% |
| THE ENERGY & MINERALS GROUP FUND V, LP | — | — | $15.9M | $23.1M | 2.4% |
| VISTRIA FUND IV (FT), LP | — | — | $19.7M | $22.6M | 2.4% |
| ASCENDENT CAPITAL PARTNERS III LP | — | — | $20.2M | $21.3M | 2.3% |
| LUMINATE CAPITAL PARTNERS III-A, LP | — | — | $18.0M | $19.9M | 2.1% |
| QUANTUM ENERGY PARTNERS VII LP | — | — | $18.0M | $19.8M | 2.1% |
| SK CAPITAL PARTNERS VI-B, LP | — | — | $8.4M | $18.8M | 2.0% |
| THE ENERGY & MINERALS GROUP FUND IV, LP | — | — | $17.1M | $18.1M | 1.9% |
| NEW MOUNTAIN PARTNERS V | — | — | $17.8M | $17.8M | 1.9% |
| THOMA BRAVO FUND XV-A L.P | — | — | $13.6M | $17.4M | 1.8% |
| INSPIRED CAPITAL PARTNERS I LP | — | — | $8.3M | $16.7M | 1.8% |
| ORCHID ASIA VII, L.P | — | — | $20.9M | $16.3M | 1.7% |
| HILLHOUSE FUND V FEEDER, LP | — | — | $14.5M | $15.7M | 1.7% |
| FORESITE CAPITAL FUND VI, LP | — | — | $13.7M | $15.2M | 1.6% |
| ROARK CAPITAL PARTNERS VI (TE) LP | — | — | $10.2M | $14.8M | 1.6% |
| FORESITE CAPITAL FUND V, LP | — | — | $13.2M | $14.6M | 1.5% |
| PROOFPOINT CO INVEST FUND LP | — | — | $6.5M | $10.9M | 1.2% |
| INSPIRED CAPITAL PARTNERS II, LP | — | — | $6.1M | $8.0M | 0.9% |
| THOMA BRAVO DISCOVER FUND IV-A, LP | — | — | $6.5M | $7.4M | 0.8% |
| THE ENERGY & MINERALS GROUP FUND V ACCORDION, LP | — | — | $4.9M | $7.3M | 0.8% |
| CSL ENERGY OPPORTUNITIES OFFSHORE FUND III, LP | — | — | $10.1M | $7.1M | 0.8% |
| LUMINATE CAPITAL PARTNERS LP | — | — | $3.9M | $6.8M | 0.7% |
| VISTRIA FUND V, LP | — | — | $6.6M | $6.3M | 0.7% |
| MIDOCEAN PARTNERS VI LP | — | — | $8.4M | $6.2M | 0.7% |
| REVOLUTION VENTURES III LP | — | — | $7.2M | $6.0M | 0.6% |
| TRANSOM CAPITAL FUND IV LP | — | — | $4.7M | $5.9M | 0.6% |
| INTEREST-BEARING CASH * NT COLLECTIVE GOVT SHORT TERM INVT FD | — | — | $5.2M | $5.2M | 0.5% |
| EMG ASCENT 2016 EQUITY LP | — | — | $3.0M | $4.6M | 0.5% |
| THE VISTRIA FUND LP | — | — | $11.2M | $4.1M | 0.4% |
| FORESITE CAPITAL OPPORTUNITY FUND V LP | — | — | $3.1M | $3.5M | 0.4% |
| PARTHENON INVESTORS VII PARALLEL, L.P | — | — | $4.0M | $3.2M | 0.3% |
| ALTAS PARTNERS HOLDINGS III(A)LP | — | — | $3.5M | $3.0M | 0.3% |
| HILLHOUSE CAPITAL HEALTHCARE FUND FEEDER, LP | — | — | $3.1M | $2.8M | 0.3% |
| QUANTUM ENERGY PARTNERS VII CO-INVESTMENT FUND LP | — | — | $2.1M | $2.2M | 0.2% |
| HILLHOUSE FOCUSED GROWTH FUND V FEEDER, LP | — | — | $2.2M | $2.0M | 0.2% |
| BLACKSTONE ENERGY PARTNERS LP | — | — | $5.3M | $1.8M | 0.2% |
| THOMA BRAVO FUND XV-A GLOBAL, L.P. | — | — | $1.7M | $1.7M | 0.2% |
| New Mountain Partners VII, L.P. | — | — | $1.7M | $1.6M | 0.2% |
| INSPIRED CAPITAL PARTNERS III, LP | — | — | $1.3M | $1.3M | 0.1% |
| SHORELINE III CO-INVESTMENT LP | — | — | $811K | $991K | 0.1% |
| VARDE FUND X (B) FEEDER, LP 1 | — | — | — | $850K | <0.1% |
| THOMA BRAVO DISCOVER FUND IV-A GLOBAL, L.P. | — | — | $577K | $785K | <0.1% |
| PRIVATE ASSETS E II, L.P. | — | — | — | $315K | <0.1% |
