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Original filing (PDF)20251013153536NAL0000782131001
HAMILTON LANE ADVISORS, LLC
Form 5500
FILING_RECEIVED
HAMILTON LANE ADVISORS, LLC 401(K) PLAN
Pooled investment trust — a fund that other plans invest in — not a participant plan
Signals · 1
No recordkeeper disclosed
Active participants
599
Accounts w/ balance
715
Plan assets (EOY)
$94.9M
Net assets (EOY)
$94.9M
How this plan invests
1 plans
invest in this fund
This trust
pooled vehicle
28 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$94.9M
Net assets (EOY)
$94.9M
Participating plans
1
latest filings citing this trust
Cited interest
$7.6M
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAMILTON LANE ADVISORS, LLC.
Plan sponsor
Name
HAMILTON LANE ADVISORS, LLC
EIN
23-2962336
Address
7 TOWER BRIDGE · 110 WASHINGTON ST. STE 1300 · CONSHOHOCKEN, PA · 19428
Phone
(610) 617-5725
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARENA SNYDER & DUNLAP LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | 22-3570392 | — | INVESTMENT ADVISORY | $26K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $103K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
28 direct securities · 1 pooled fund· $97.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$94.9M
28 holdings
Common Collective Trust
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | $12.7M | $16.7M | 17.6% | |
| Vanguard Target Retirement 2050 Inv | — | — | $9.6M | $10.9M | 11.5% | |
| Vanguard Target Retirement 2040 Inv | — | — | $8.7M | $9.5M | 10.1% | |
| Vanguard Target Retirement 2060 Inv | — | — | $8.2M | $9.3M | 9.8% | |
| JP Morgan Large Cap Growth | — | — | $4.9M | $6.5M | 6.8% | |
| Vanguard Information Technology Index Adm | — | — | $3.3M | $5.1M | 5.4% | |
| Vanguard Target Retirement 2030 Inv | — | — | $4.5M | $4.7M | 5.0% | |
| Vanguard Small Cap Index Signal | — | — | $2.8M | $3.2M | 3.4% | |
| JPMorgan US Research Enhanced Equity | — | — | $2.6M | $3.1M | 3.3% | |
| Vanguard Mid Cap Index Signal | — | — | $2.2M | $2.5M | 2.7% | |
| Vanguard Total International Stock Index Signal | — | — | $2.6M | $2.5M | 2.7% | |
| Reliance Trust Stable Value Fund | — | — | $2.7M | $2.4M | 2.6% | |
| METLIFE SV FD SER 25053 CL 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $2.4M | 2.6% | |
| MassMutual Select Mid Cap Growth Fund | — | — | $3.1M | $2.4M | 2.6% | |
| American Funds Europacific Growth R6 | — | — | $2.5M | $2.1M | 2.2% | |
| T. Rowe Price New Horizons | — | — | $2.2M | $1.9M | 2.0% | |
| Columbia Dividend Income Institutional 3 | — | — | $1.8M | $1.9M | 2.0% | |
| PIMCO Income Fund Instl | — | — | $1.9M | $1.8M | 1.9% | |
| Blackrock High Yield Portfolio | — | — | $1.2M | $1.2M | 1.2% | |
| American Funds New World Fund Inc | — | — | $1.0M | $1.1M | 1.1% | |
| Vanguard Small Cap Value Index Admiral | — | — | $896K | $1.0M | 1.1% | |
| Vanguard Real Estate Index Fund | — | — | $998K | $960K | 1.0% | |
| Vanguard Target Retirement 2020 Inv | — | — | $1.0M | $941K | 1.0% | |
| Allspring Special Mid Cap Value | — | — | $839K | $862K | 0.9% | |
| Vanguard Target Retirement 2070 Inv | — | — | $544K | $575K | 0.6% | |
| Participant notes Maturing July 2025 - March 2034 5.25% -10.50% Interest rate - | — | — | — | $467K | 0.5% | |
| Vanguard Target Retirement Income Inv | — | — | $457K | $440K | 0.5% | |
| Fidelity Total Bond K6 Fund | — | — | $365K | $360K | 0.4% | |
| Vanguard Total International Bond Index | — | — | $249K | $251K | 0.3% |
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