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Original filing (PDF)20251013112101NAL0001811872001
STAMBAUGH NESS, INC.
Form 5500
FILING_RECEIVED
STAMBAUGH NESS 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
178
Accounts w/ balance
234
Plan assets (EOY)
$32.2M
Net assets (EOY)
$32.2M
How this plan invests
This plan
9 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STAMBAUGH NESS, INC..
Plan sponsor
Name
STAMBAUGH NESS, INC.
EIN
23-2846715
Address
220 ST. CHARLES WAY · SUITE 150 · YORK, PA · 17402
Phone
(717) 757-6999
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HENDERSON HUTCHERSON AND MCCULLOUGH
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STONEBRIDGE FINANCIAL GROUP, LLC | 46-1727685 | — | INVESTMENT ADVISORY | $45K | — |
| OSAIC ADVISORY SERVICES, LLC | 46-5391363 | — | INVESTMENT ADVISORY | $13K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $44K | — |
| PA RETIREMENT SOLUTIONS, INC. | 27-2487837 | — | THIRD PARTY ADMINISTRATO | $100 | — |
Investments
28 direct securities · 9 pooled funds· $33.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$24.9M
28 holdings
Pooled Separate Account
$4.6M
6 holdings
Common Collective Trust
$3.5M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Service Company Target Date Retirement 2035 R6 Fund | — | — | — | $3.1M | 9.7% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $2.6M | 8.2% | |
| American Funds Service Company Target Date Retirement 2045 R6 Fund | — | — | — | $2.2M | 7.0% | |
| American Funds Service Company Target Date Retirement 2055 R6 Fund | — | — | — | $2.0M | 6.2% | |
| JP Morgan Large Cap Growth R65 Fund | — | — | — | $1.9M | 5.8% | |
| American Funds Service Company Target Date Retirement 2040 R6 Fund | — | — | — | $1.8M | 5.6% | |
| PIMCO Funds Income Institutional Fund | — | — | — | $1.8M | 5.6% | |
| Principal Life Insurance Company Fixed Income Guarantee Option | — | — | — | $1.7M | 5.4% | |
| LARGE CAP VALUE II FUND GREAT GRAY TRUST COMPANY · EIN 38-7264544 / PN 707 | Common Collective Trust | — | — | $1.5M | 4.7% | |
| American Funds Service Company Target Date Retirement 2030 R6 Fund | — | — | — | $1.4M | 4.4% | |
| CORE BOND R1 FUND GREAT GRAY TRUST COMPANY · EIN 82-1986152 / PN 325 | Common Collective Trust | — | — | $1.1M | 3.4% | |
| Hartford Mutual Funds Hartford International Opportunities Fund | — | — | — | $1.1M | 3.3% | |
| American Funds Service Company Target Date Retirement 2025 R6 Fund | — | — | — | $1.0M | 3.1% | |
| American Funds Service Company Target Date Retirement 2020 R6 Fund | — | — | — | $1.0M | 3.1% | |
| American Funds Service Company Target Date Retirement 2050 R6 Fund | — | — | — | $978K | 3.0% | |
| MID CAP VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $833K | 2.6% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $777K | 2.4% | |
| Principal Life Insurance Company Mid-Cap S&P 400 Index | — | — | — | $754K | 2.3% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $754K | 2.3% | |
| American Funds Service Company Target Date Retirement 2015 R6 Fund | — | — | — | $435K | 1.4% | |
| Macquarie Group Small Cap Value R6 Fund | — | — | — | $430K | 1.3% | |
| The American Funds Newworld R6 Fund | — | — | — | $425K | 1.3% | |
| PGIM Investments High Yield R6 Fund | — | — | — | $425K | 1.3% | |
| American Funds Service Company Target Date Retirement 2065 R6 Fund | — | — | — | $413K | 1.3% | |
| Janus International Holding, Llc Janus Henderson Enterprise N Fund | — | — | — | $401K | 1.2% | |
| American Funds Service Company Target Date Retirement 2010 R6 Fund | — | — | — | $390K | 1.2% | |
| Participant loans 5.25% - 10.50% -0- | — | — | — | $355K | 1.1% | |
| ClearBridge Investments Small Cap Growth IS Fund | — | — | — | $270K | 0.8% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $240K | 0.7% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $236K | 0.7% | |
| PGIM Investments Global Total Return R6 Fund | — | — | — | $231K | 0.7% | |
| American Funds Service Company Target Date Retirement 2060 R6 Fund | — | — | — | $214K | 0.7% | |
| MFS Investment Management Global Real Estate R6 Fund | — | — | — | $49K | 0.2% | |
| PIMCO Funds Commodity Real Return Strategy Fund | — | — | — | $14K | <0.1% | |
| Cohen & Steers Real Estate Securities Class Z Fund | — | — | — | $10K | <0.1% | |
| American Funds Service Company Inflation Linked Bond R6 Fund | — | — | — | $7K | <0.1% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $0 | <0.1% |
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