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Original filing (PDF)20251103104703NAL0007687345001
CIENA CORPORATION
Form 5500
FILING_RECEIVED
CIENA CORPORATION 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,879
Accounts w/ balance
3,014
Plan assets (EOY)
$718.8M
Net assets (EOY)
$718.8M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CIENA CORPORATION.
Plan sponsor
Name
CIENA CORPORATION
EIN
23-2725311
Address
7035 RIDGE RD · HANOVER, MD · 21076
Phone
(410) 865-8992
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MCCONNELL & JONES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $70K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $402 | — |
Investments
26 direct securities · 1 pooled fund· $718.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$687.3M
26 holdings
Common Collective Trust
$30.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD INSTL INDEX INSTL PL Mutual Funds | — | — | — | $172.5M | 24.0% | |
| DRIEHAUS SMALLMID CAP GROWTH Mutual Funds ** 36885364 FIDELITY CONTRA FUND K6 Mutual Funds | — | — | — | $89.2M | 12.4% | |
| DODGE & COX STOCK FUND Mutual Funds | — | — | — | $51.6M | 7.2% | |
| VANGUARD TARGET RETIREMNT 2030 Mutual Funds | — | — | — | $49.1M | 6.8% | |
| VANGUARD TARGET RETIREMNT 2040 Mutual Funds | — | — | — | $44.4M | 6.2% | |
| DRIEHAUS SMALLMID CAP GROWTH Registered Investment Company | — | — | — | $36.9M | 5.1% | |
| VANGUARD TOTAL INTL STK INSTL Mutual Funds | — | — | — | $32.2M | 4.5% | |
| VANGUARD TOTAL BD MKT IDX INST Mutual Funds | — | — | — | $30.8M | 4.3% | |
| GALLIARD RET INCOME FD CL 35 WILMINGTON TRUST, N.A. · EIN 20-5886387 / PN 082 | Common Collective Trust | — | — | $30.8M | 4.3% | |
| VANGUARD EXTENDED MKT IDX INST Mutual Funds | — | — | — | $30.2M | 4.2% | |
| DODGE & COX INCOME X Mutual Funds | — | — | — | $29.0M | 4.0% | |
| VANGUARD TARGET RETIREMNT 2050 Mutual Funds | — | — | — | $25.6M | 3.6% | |
| WILLIAM BLAIR INTL GROWTH I Mutual Funds | — | — | — | $22.5M | 3.1% | |
| MFS MID CAP VALUE R6 Mutual Funds | — | — | — | $15.3M | 2.1% | |
| ALLSPRING SPEC SM CAP VAL INST Mutual Funds | — | — | — | $14.6M | 2.0% | |
| VANGUARD TARGET RETIREMNT 2020 Mutual Funds | — | — | — | $9.2M | 1.3% | |
| PARNASSUS CORE EQUITY INSTL Mutual Funds | — | — | — | $8.7M | 1.2% | |
| PERSONAL CHOICE RETIREMENT Self Directed Brokerage Accounts | — | — | — | $5.3M | 0.7% | |
| VANGUARD TARGET RETIREMNT 2060 Mutual Funds | — | — | — | $5.3M | 0.7% | |
| VANGUARD TARGET RETMT INCOME Mutual Funds | — | — | — | $4.4M | 0.6% | |
| Participant Loans maturities throgh 2035 | — | — | — | $3.0M | 0.4% | |
| VANGUARD TARGET RETIREMNT 2035 Mutual Funds | — | — | — | $2.8M | 0.4% | |
| VANGUARD TARGET RETIREMNT 2025 Mutual Funds | — | — | — | $2.3M | 0.3% | |
| VANGUARD TARGET RETIREMNT 2055 Registered Investment Company | — | — | — | $842K | 0.1% | |
| VANGUARD TARGET RETIREMNT 2045 Mutual Funds | — | — | — | $572K | <0.1% | |
| VANGUARD TARGET RETIREMNT 2065 Mutual Funds | — | — | — | $503K | <0.1% | |
| VANGUARD TARGET RETIREMNT 2070 Mutual Funds | — | — | — | $390K | <0.1% |