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Original filing (PDF)20250728112811NAL0000724643001
WESTFALIA TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
WESTFALIA TECHNOLOGIES, INC. SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
197
Accounts w/ balance
196
Plan assets (EOY)
$16.3M
Net assets (EOY)
$16.3M
How this plan invests
This plan
3 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WESTFALIA TECHNOLOGIES, INC..
Plan sponsor
Name
WESTFALIA TECHNOLOGIES, INC.
EIN
23-2678132
Address
3655 SANDHURST DRIVE · YORK, PA · 17406
Phone
(717) 764-1115
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
STAMBAUGH NESS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $52K | — |
| SMITH ELLIOTT KEARNS & COMPANY, LLC | 52-0783935 | — | CONTRACT ADMINISTRATOR | $35 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MML INVESTORS SERVICES LLC | 04-2746212 | — | OTHER SERVICES | $0 | — |
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
33 direct securities · 3 pooled funds· $16.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.5M
33 holdings
Pooled Separate Account
$717K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2030 Institutional Premium Mutual Funds | — | — | — | $2.8M | 16.9% | |
| Fidelity Freedom Index 2050 Institutional Premium Mutual Funds | — | — | — | $1.6M | 10.1% | |
| Fidelity Freedom Index 2035 Institutional Premium Mutual Funds | — | — | — | $1.2M | 7.6% | |
| Fidelity Freedom Index 2040 Institutional Premium Mutual Funds | — | — | — | $1.1M | 6.6% | |
| Fidelity Freedom Index 2055 Institutional Premium Mutual Funds | — | — | — | $978K | 6.0% | |
| Principal Guaranteed Option Guaranteed Investment | — | — | — | $968K | 6.0% | |
| Fidelity Freedom Index 2060 Institutional Premium Mutual Funds | — | — | — | $916K | 5.6% | |
| Fidelity Total Market Index Fund Mutual Funds | — | — | — | $760K | 4.7% | |
| Fidelity Freedom Index 2025 Institutional Premium Mutual Funds | — | — | — | $597K | 3.7% | |
| Schwab Fundamental US Large Company Index Mutual Funds | — | — | — | $468K | 2.9% | |
| Vanguard Developed Markets Index Fund Admiral Mutual Funds | — | — | — | $362K | 2.2% | |
| Fidelity Freedom Index 2020 Institutional Premium Mutual Funds | — | — | — | $346K | 2.1% | |
| Vanguard International Growth Fund Admiral Shares Mutual Funds | — | — | — | $343K | 2.1% | |
| Fidelity Freedom Index 2045 Institutional Premium Mutual Funds | — | — | — | $300K | 1.8% | |
| PRINCIPAL MIDCAP GROWTH SEP ACCT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $289K | 1.8% | |
| PRINCIPAL LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $279K | 1.7% | |
| DFA Inflation-Protected Securities Portfolio I Mutual Funds | — | — | — | $278K | 1.7% | |
| Vanguard FTSE Social Index Fund Admiral Shares Mutual Funds | — | — | — | $271K | 1.7% | |
| Fidelity Freedom Index 2015 Institutional Premium Mutual Funds | — | — | — | $254K | 1.6% | |
| John Hancock Bond R6 Mutual Funds | — | — | — | $252K | 1.6% | |
| American Funds The New Economy Fund R6 Mutual Funds | — | — | — | $229K | 1.4% | |
| Fidelity Mid Cap Index Fund Mutual Funds | — | — | — | $228K | 1.4% | |
| Vanguard Explored Admiral Fund Mutual Funds | — | — | — | $205K | 1.3% | |
| Vanguard Small-Cap Index Fund Admiral Shares Mutual Funds | — | — | — | $180K | 1.1% | |
| Fidelity Freedom Index 2065 Institutional Premium Mutual Funds | — | — | — | $179K | 1.1% | |
| PRINCIPAL SMALLCAP SET ACCT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 029 | Pooled Separate Account | — | — | $149K | 0.9% | |
| Calvert US Large-Cap Core Responsible Index Fund Mutual Funds | — | — | — | $143K | 0.9% | |
| Participant Loans Low 4.25% - High 9.5% | — | — | — | $128K | 0.8% | |
| Fidelity Advisor Value Z Fund Mutual Funds | — | — | — | $123K | 0.8% | |
| Vanguard Small-Cap Value Index Fund Admiral Mutual Funds | — | — | — | $100K | 0.6% | |
| Invesco Corporate Bond R6 Mutual Funds | — | — | — | $99K | 0.6% | |
| Janus Henderson Global Real Estate Mutual Funds | — | — | — | $43K | 0.3% | |
| Lord Abbett Short Duration Income Fund R6 Mutual Funds | — | — | — | $42K | 0.3% | |
| TIAA-CREF Real Estate Securities Fund Mutual Funds | — | — | — | $27K | 0.2% | |
| Fidelity Freedom Index 2010 Institutional Premium Mutual Funds | — | — | — | $16K | <0.1% | |
| Fidelity Freedom Index Income Fund Mutual Funds | — | — | — | $15K | <0.1% |
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