Back to filter
Original filing (PDF)20251015105027NAL0002275283003
BD OF TEES OF STEAMFITTERS LU NO 420 SRP
Form 5500
FILING_RECEIVED
STEAMFITTERS LOCAL UNION NO. 420 SRP
Defined-contribution retirement plan
Signals · 3
1 failed disclosureNo recordkeeper disclosed11 service providers
Active participants
6,827
Accounts w/ balance
5,880
Plan assets (EOY)
$727.7M
Net assets (EOY)
$727.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 17 bps in Schedule C fees — 186% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BD OF TEES OF STEAMFITTERS LU NO 420 SRP.
Plan sponsor
Name
BD OF TEES OF STEAMFITTERS LU NO 420 SRP
EIN
23-2495379
Address
14420 TOWNSEND ROAD, SUITE B · PHILADELPHIA, PA · 191541028
Phone
(267) 350-2600
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
DANIEL A. WINTERS & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | NONE | $762K | — |
| ZENITH AMERICAN SOLUTIONS,INC | 52-1590516 | — | NONE | $148K | — |
| MORGAN STANLEY WEALTH MGMT | — | NEW YORK, NY | NONE | $76K | — |
| DANIEL A. WINTERS & COMPANY, CPAS | 23-2586736 | — | NONE | $65K | — |
| EMPLOYEE A | 23-2495379 | — | NONE | $55K | — |
| EMPLOYEE B | 23-2495379 | — | NONE | $46K | — |
| CLEARY & JOSEM LLP | 23-2657967 | — | NONE | $41K | — |
| STEAMFITTERS LU 420 BUILDING FUND | 37-1424586 | — | UNION AFFILIATE | $29K | — |
| KANG HAGGERTY & FETBROYT | — | PHILADELPHIA, PA | NONE | $23K | — |
| KENNEDY PRINTING CO. | — | PHILADELPHIA, PA | NONE | $5K | — |
| J. A MARIANO AGENCY, INC | — | ROSENHAYN, NJ | NONE | $0 | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| D&W TECHNOLOGIES | THIS SERVICE PROVIDER DID NOT PROVIDE INFORMATION REQUESTED FOR SCHEDULE C OF THE FORM 5500. |
Investments
30 direct securities · 3 pooled funds· $1.0B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$661.2M
30 holdings
Common Collective Trust
$303.8M
2 holdings
Pooled Separate Account
$54.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STEAMFITTERS BALANCED FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 94-6450621 / PN 001 | Common Collective Trust | — | — | $303.6M | 41.7% | |
| BLACKROCK U.S. DEBT INDEX FUND R | — | — | — | $152.6M | 21.0% | |
| INVESTMENT CONTRACTS WITH INSURANCE COMPANY, AT CONTRACT VALUE * MASS MUTUAL LIFE INSURANCE COMPANY CORE BOND SEPARATE ACCOUNT GUARANTEED INTEREST CONTRACT II | — | — | — | $111.2M | 15.3% | |
| BLACKROCK MSCI ACWI EX-U.S. INDEX FUND R | — | — | — | $75.7M | 10.4% | |
| BLACKROCK RUSSELL 1000 INDEX FUND R | — | — | — | $73.3M | 10.1% | |
| T. ROWE US LG CAP GROWTH EQTY EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 828 | Pooled Separate Account | — | — | $54.8M | 7.5% | |
| VANGUARD TOTAL STOCK MARKET INDEX FUND INSTITUTIONAL SHS | — | — | — | $51.3M | 7.1% | |
| MFS MID CAP GROWTH FUND R3 | — | — | — | $28.9M | 4.0% | |
| DODGE & COX STOCK FUND | — | — | — | $25.6M | 3.5% | |
| VANGUARD TARGET RETIREMENT 2035 | — | — | — | $15.8M | 2.2% | |
| INVESCO SMALL CAP VALUE FUND | — | — | — | $14.9M | 2.1% | |
| DFA US LARGE CAP GROWTH FUND | — | — | — | $14.1M | 1.9% | |
| VANGUARD TARGET RETIREMENT 2030 | — | — | — | $11.9M | 1.6% | |
| VANGUARD TARGET RETIREMENT 2040 | — | — | — | $10.5M | 1.4% | |
| VANGUARD TOTAL BOND MARKET INDEX FUND ADMIRAL SHS | — | — | — | $9.5M | 1.3% | |
| VANGUARD TARGET RETIREMENT 2045 | — | — | — | $8.9M | 1.2% | |
| VANGUARD TARGET RETIREMENT 2025 | — | — | — | $8.5M | 1.2% | |
| AMERICAN FUNDS NEW PERSPECTIVE CLASS R5E | — | — | — | $7.1M | 1.0% | |
| VANGUARD TARGET RETIREMENT 2050 | — | — | — | $6.5M | 0.9% | |
| VANGUARD TARGET RETIREMENT INCOME | — | — | — | $5.3M | 0.7% | |
| VANGUARD TARGET RETIREMENT 2055 | — | — | — | $5.2M | 0.7% | |
| VANGUARD TARGET RETIREMENT 2020 | — | — | — | $5.2M | 0.7% | |
| BNY MELLON GLOBAL FIXED INCOME FUND | — | — | — | $5.1M | 0.7% | |
| VANGUARD FTSE ALL WORLD EX-U.S. INDEX FUND ADMIRAL SHS | — | — | — | $4.8M | 0.7% | |
| AMERICAN FUNDS EUROPACIFIC GROWTH CLASS R5E | — | — | — | $3.4M | 0.5% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R | — | — | — | $2.0M | 0.3% | |
| VANGUARD TARGET RETIREMENT 2065 | — | — | — | $1.6M | 0.2% | |
| VANGUARD TARGET RETIREMENT 2060 | — | — | — | $1.4M | 0.2% | |
| MASS MUTUAL US GOVERNMENT MONEY MKT FD | — | — | — | $313K | <0.1% | |
| FOUNDRY PART ALL CAP VALUE CIT CI A COMERICA BANK · EIN 88-6608195 / PN 001 | Common Collective Trust | — | — | $185K | <0.1% | |
| CITY NATL BANK MIAMI, FL 5.150% 01/31/25 | — | — | $100K | $100K | <0.1% | |
| GOLDMAN SACHS NEW YORK, NY 4.100% 12/24/25 | — | — | $100K | $100K | <0.1% | |
| WESTERN ALLIANCE PHOENIX, AZ 4.100% 11/03/25 | — | — | $100K | $100K | <0.1% |