Original filing (PDF)20250714074904NAL0000682595001

HERBEIN AND COMPANY, INC.

Name: HERBEIN AND COMPANY, INC. — HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN, Form 5500 (2023)
Creator: HERBEIN AND COMPANY, INC.

Form 5500

FILING_RECEIVED

HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN

401(k) retirement plan

Signals · 1

Corrective distributions issued

Active participants

289

Accounts w/ balance

337

Plan assets (EOY)

$48.5M

Net assets (EOY)

$48.5M

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HERBEIN AND COMPANY, INC..

Plan sponsor

Name

HERBEIN AND COMPANY, INC.

EIN

23-2415973

Address

2763 CENTURY BOULEVARD · READING, PA · 19610

Phone

(610) 378-1175

Industry

CPA Offices· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-07-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHWAB RETIREMENT PLAN SERVICES,INC	34-1479833	—	NONE	$32K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
NORTHEAST FINANCIAL GROUP INC	23-2946836	—	NONE	$86K	—
CHARLES SCHWAB & CO., INC.

Investments

The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.

See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.

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