Original filing (PDF)20241010124216NAL0020086881001

MINTZER SAROWITZ ZERIS & WILLIS, PLLC

Name: MINTZER SAROWITZ ZERIS & WILLIS, PLLC — MINTZER, SAROWITZ, ZERIS, LEDVA & MEYERS, LLP 401(K) PLAN, Form 5500 (2023)
Creator: MINTZER SAROWITZ ZERIS & WILLIS, PLLC

Form 5500

FILING_RECEIVED

MINTZER, SAROWITZ, ZERIS, LEDVA & MEYERS, LLP 401(K) PLAN

401(k) retirement plan

Active participants

117

Accounts w/ balance

202

Plan assets (EOY)

$20.4M

Net assets (EOY)

$20.4M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

100

Helping the score

Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Below-peer total fees (18 bps vs 29 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MINTZER SAROWITZ ZERIS & WILLIS, PLLC.

Plan sponsor

Name

MINTZER SAROWITZ ZERIS & WILLIS, PLLC

EIN

23-2325896

Address

1500 WALNUT STREET · SUITE 1400 · PHILADELPHIA, PA · 19102

Phone

(215) 735-7200

Industry

Law Offices· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-10

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

LILLING & COMPANY, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$3K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
HORNOR TOWNSEND & KENT INC	23-1706189	—	ADVISOR	$35K	—

Investments

1 pooled fund· $50K(0% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.