Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | INDIANAPOLIS, IN | CUSTODIAN | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC | 33-0905143 | ALISO VIEJO, CA | ADVISOR | $40K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account |
| — |
| — |
| $26.0M |
| 95.9% |
| AUL Vanguard 500 Index Fund | — | — | — | $3.0M | 10.9% |
| AUL Vanguard Wellington Fund | — | — | — | $2.2M | 8.1% |
| AUL T. Rowe Price Retirement 2040 | — | — | — | $2.1M | 7.6% |
| AUL T. Rowe Price Retirement 2030 | — | — | — | $1.7M | 6.2% |
| AUL T. Rowe Price Retirement 2050 | — | — | — | $1.7M | 6.1% |
| AUL T. Rowe Price Retirement 2060 | — | — | — | $1.6M | 6.0% |
| AUL Vanguard Equity Income Fund | — | — | — | $1.6M | 5.9% |
| AUL MFS Growth Fund | — | — | — | $1.6M | 5.9% |
| AUL T. Rowe Price Retirement 2055 | — | — | — | $1.3M | 4.9% |
| AUL BlackRock Mid Cap Growth Equity Fund | — | — | — | $1.2M | 4.5% |
| AUL T. Rowe Price Retirement 2045 | — | — | — | $1.0M | 3.8% |
| AUL MFS International Value Fund | — | — | — | $904K | 3.3% |
| AUL T. Rowe Price Retirement 2035 | — | — | — | $814K | 3.0% |
| AUL American Century Midcap Value Fund | — | — | — | $703K | 2.6% |
| AUL Fidelity Small Cap Index Fund | — | — | — | $668K | 2.5% |
| AUL BlackRock Total Return Fund | — | — | — | $501K | 1.8% |
| AUL T. Rowe Price Retirement 2020 | — | — | — | $498K | 1.8% |
| AUL Vanguard Total Bond Market Index Fund | — | — | — | $420K | 1.5% |
| AUL T. Rowe Price Retirement 2015 | — | — | — | $379K | 1.4% |
| Similar Party Collateral, Par, or Maturity Value Cost** Value Group Annuity Contract * AUL Stable Value Account | — | — | — | $367K | 1.4% |
| AUL Nuveen Core Impact Bond Fund 21 * AUL Nuveen Large Cap Resp EQ Fund | — | — | — | $343K | 1.3% |
| AUL American Funds Cap World Growth and Inc Fund | — | — | — | $294K | 1.1% |
| AUL T. Rowe Price Retirement 2025 | — | — | — | $281K | 1.0% |
| AUL Vanguard GNMA Fund | — | — | — | $266K | 1.0% |
| Participants Participant Loans Rates from 4.25% to 9.50% - | Participant loans | — | — | $234K | 0.9% |
| AUL Vanguard Small Cap Growth Index Fund | — | — | — | $210K | 0.8% |
| AUL Principal Real Estate Securities Fund | — | — | — | $186K | 0.7% |
| AUL T. Rowe Price Retirement 2065 | — | — | — | $146K | 0.5% |
| Goldman Sachs Mid Cap Value Fund | — | — | — | $131K | 0.5% |
| Federated Investments Equity Income Fund | — | — | — | $105K | 0.4% |
| AUL Vanguard Target Retirement Income Fund | — | — | — | $103K | 0.4% |
| AUL American Funds New World Fund | — | — | — | $96K | 0.4% |
| AUL American Funds EuroPacific Growth Fund | — | — | — | $77K | 0.3% |
| AUL Vanguard Wellesley Income Fund | — | — | — | $67K | 0.2% |
| AUL Vanguard International Stock Index Fund | — | — | — | $65K | 0.2% |
| Invesco Global Allocation Fund | — | — | — | $65K | 0.2% |
| Invesco Value Opportunities Fund | — | — | — | $47K | 0.2% |
| AUL Fidelity Mid Cap Index Fund | — | — | — | $30K | 0.1% |
| Invesco Charter Fund | — | — | — | $25K | <0.1% |
| MFS Value Fund | — | — | — | $13K | <0.1% |
| Macquarie Mid Cap Growth A 858 Macquarie Value A | Mutual Funds | — | — | $12K | <0.1% |
| AUL American Funds Cap World Bond Fund | — | — | — | $11K | <0.1% |
| AUL T. Rowe Price Retirement 2005 96 * AUL T. Rowe Price Retirement 2010 | — | — | — | $9K | <0.1% |
| Invesco Charter Fund | — | — | — | $6K | <0.1% |
| Invesco EQV International Equity | — | — | — | $3K | <0.1% |
| Invesco American Franchise Fund | — | — | — | $3K | <0.1% |
| Goldman Sachs Government Income Fund | — | — | — | $1K | <0.1% |
