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Original filing (PDF)20250915142022NAL0000744611001
PENN ENTERTAINMENT, INC.
Form 5500
FILING_RECEIVED
PENN ENTERTAINMENT, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
19,862
Accounts w/ balance
23,143
Plan assets (EOY)
$694.0M
Net assets (EOY)
$694.0M
How this plan invests
This plan
16 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 16 bps in Schedule C fees — 170% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENN ENTERTAINMENT, INC..
Plan sponsor
Name
PENN ENTERTAINMENT, INC.
EIN
23-2234473
Address
825 BERKSHIRE BLVD · WYOMISSING, PA · 19610
Phone
(610) 401-2905
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | NONE | $1.1M | — |
| RAYMOND JAMES & ASSOCIATES INC | — | ST PETERSBURG, FL | NONE | $71K | — |
Investments
22 direct securities · 16 pooled funds· $694.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$359.7M
16 holdings
Uncategorized
$334.2M
22 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Securities Blue Chip Growth Fund Mutual Fund | — | — | — | $62.9M | 9.1% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $57.5M | 8.3% | |
| T. ROWE PRICE RET. 2035 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $53.1M | 7.6% | |
| T. ROWE PRICE RET. 2030 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $51.7M | 7.5% | |
| MassMutual Life Ins Co - Ins Prods Stable Value Group Total Guaranteed Investment Contract Annuity - PENN Entertainment, Inc. investment account | — | — | — | $48.4M | 7.0% | |
| T. ROWE PRICE RET. 2040 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $47.6M | 6.9% | |
| T. ROWE PRICE RET. 2045 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $43.6M | 6.3% | |
| T. ROWE PRICE CAPITAL APPRECIATION T ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 010 | Common Collective Trust | — | — | $39.9M | 5.7% | |
| T. ROWE PRICE RET. 2050 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $32.4M | 4.7% | |
| Participant Loans Interest rates ranging from 4.25% to 9.50% | — | — | — | $26.8M | 3.9% | |
| T. ROWE PRICE RET. 2025 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $26.0M | 3.7% | |
| T. ROWE PRICE RET. 2055 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $24.0M | 3.5% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $20.8M | 3.0% | |
| Dodge and Cox Stock Fund Mutual Fund | — | — | — | $18.6M | 2.7% | |
| Fuller & Thaler Behavioral Small Cap Growth Fund R6 Mutual Fund | — | — | — | $16.8M | 2.4% | |
| Fidelity Total Market Index Fund Mutual Fund | — | — | — | $14.9M | 2.2% | |
| T. ROWE PRICE RET. 2060 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $13.6M | 2.0% | |
| Fidelity Total International Index Fund Mutual Fund | — | — | — | $12.7M | 1.8% | |
| T. ROWE PRICE RET. 2020 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $11.5M | 1.7% | |
| American Century Small Cap Value Fund Mutual Fund | — | — | — | $7.8M | 1.1% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $7.3M | 1.1% | |
| John Hancock Bond Fund R6 Mutual Fund | — | — | — | $6.4M | 0.9% | |
| T. ROWE PRICE RET. 2065 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $5.3M | 0.8% | |
| Vanguard International Growth Administration Fund Mutual Fund | — | — | — | $5.2M | 0.7% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $4.6M | 0.7% | |
| Principal Mid Cap Institutional Fund Mutual Fund | — | — | — | $4.3M | 0.6% | |
| T. ROWE PRICE RET. 2015 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $4.2M | 0.6% | |
| DFA Inflation Protected Securities I Fund Mutual Fund | — | — | — | $3.8M | 0.5% | |
| Lord Abbett Short Term Duration Income I Fund Mutual Fund | — | — | — | $3.1M | 0.5% | |
| John Hancock Disciplined Value Mid Cap R6 Fund Mutual Fund | — | — | — | $3.0M | 0.4% | |
| Artisan Developing World Fund Institutional Shares Mutual Fund | — | — | — | $3.0M | 0.4% | |
| Dreyfus Government Cash Management Institutional Shares Mutual Fund | — | — | — | $2.6M | 0.4% | |
| PRINCIPAL US REIT FUND TR I PRINCIPAL TRUST · EIN 82-2725212 / PN 001 | Common Collective Trust | — | — | $2.6M | 0.4% | |
| Smead International Value Fund Mutual Fund | — | — | — | $2.1M | 0.3% | |
| T. ROWE PRICE RET. 2010 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $1.9M | 0.3% | |
| Invesco Oppenheimer International Small-Mid Company Fund Mutual Fund | — | — | — | $1.6M | 0.2% | |
| KOPERNIK GLOBAL ALL CAP CIT 1 KOPERNIK GLOBAL · EIN 83-2037707 / PN 001 | Common Collective Trust | — | — | $1.4M | 0.2% | |
| T. ROWE PRICE RET. 2005 TRUST F T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $996K | 0.1% |