Original filing (PDF)20251003161727NAL0001606225002

Teamsters Local Unions 401 and 773 Health Plan

Name: Teamsters Local Unions 401 and 773 Health Plan — Form 5500 (2024)
Creator: Teamsters Local Unions 401 and 773 Health Plan
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Health & welfare plan · Teamsters Local Unions 401 and 773 Health Plan held $27.6M in plan assets for 902 participants in 2024.

Signals · 2

~155 bps in Sched C fees7 service providers

Active participants

902

Accounts w/ balance

—

Plan assets (EOY)

$27.6M

Net assets (EOY)

$27.4M

How this plan invests

This plan

123 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Total administrative cost in the bottom quartile of peers (3rd percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for TEAMSTERS LOCAL UNIONS 401 AND 773 HEALTH PLAN.

Plan sponsor

Name

TEAMSTERS LOCAL UNIONS 401 AND 773 HEALTH PLAN

EIN

23-2024270all filings

Address

PO BOX 1420 · 260 SOUTH WASHINGTON STREET · WILKES-BARRE, PA · 18701

Phone

(570) 823-3121

Industry

Transportation & Warehousing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

501

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-03

Welfare benefit codes

4A · Health (other than dental or vision)

4B · Life insurance

4D · Dental

4E · Vision

4F · Temporary disability (accident and sickness)

4L · Death benefits (include travel accident but not life insurance)

Audit & trust (Schedule H)

Auditor

NOVAK FRANCELLA, LLC

Trustee / custodian

Service providers (Schedule C)

7 rows

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
DAWN HAZELTINE	23-2024270	—	EMPLOYEE	$121K	—
PNC INSTITUTIONAL INVESTMENTS	25-1211909	—	NONE	$83K	—
FOSTER & FOSTER CONSULTING ACTUARIE	59-1921114	—	NONE	$83K	—
BRIDGEWAY BENEFIT TECHNOLOGY

Investments

123 direct securities· $20.5M(74% of reported assets)

Other securities

$8.7M

22 holdings

Mutual Funds

$4.1M

9 holdings

Common Collective Trusts

$3.6M

5 holdings

U.S. Treasuries

$2.4M

26 holdings

Common Stocks

$1.3M

59 holdings

Structured Credit (CLO/ABS)

$388K

2 holdings

					% of plan
SPDR S&P 500 ETF Trust	Common Collective Trusts	—	$1.0M	$1.8M	6.4%
Federated Hermes Government Obligations Premium Shares Fund	Other securities	—	$1.6M	$1.6M	5.7%
iShares Russell 1000 Growth ETF	Common Collective Trusts	—	$533K	$978K	3.5%
T Rowe Price Value Fund-I	Mutual Funds	—	$760K	$880K	3.2%
Invesco QQQ Trust ETF	Mutual Funds	—	$532K	$836K	3.0%
T Rowe Pr Growth Stock-I	Other securities	—	$481K	$780K	2.8%
WisdomTree U.S. Quality Divi ETF	Other securities	—	$534K	$731K	2.7%
Blackrock Core Bond Portfolio Cl Instl Fund	Other securities	—	$753K	$713K	2.6%
iShares Russell Mid-Cap Growth ETF	Other securities	—	$518K	$685K	2.5%
iShares MSCI USA Quality Factor ETF	Other securities	—	$499K	$666K	2.4%
Wcm Focused Intl Growth-Ins	Other securities	—	$474K	$567K	2.1%
Blackrock Strategic Income Opportunities Portfolio Cl Instl	Other securities	—	$534K	$525K	1.9%
Vanguard Small Cap Growth ETF	Mutual Funds	—	$367K	$517K	1.9%
Dodge & Cox Income Fund	Mutual Funds	—	$550K	$502K	1.8%
iShares S&P Mid-Cap 400 Value ETF	Other securities	—	$380K	$449K	1.6%
iShares Russell 2000 Value ETF	Common Collective Trusts	—	$352K	$420K	1.5%
Schwab Short Term US Treasury ETF	U.S. Treasuries	—	$400K	$398K	1.4%
iShares Agency Bond ETF	Other securities	—	$394K	$380K	1.4%
United Parcel Service Cl B	Common Stocks	—	$305K	$378K	1.4%
Invesco QQQ Trust ETF	Mutual Funds	—	$197K	$329K	1.2%
iShares Msci Eafe Value ETF	Other securities	—	$309K	$322K	1.2%
Blackrock Low Duration Bond Portfolio Cl Instl	Other securities	—	$325K	$314K	1.1%
iShares MSCI USA Quality Factor ETF	Other securities	—	$250K	$314K	1.1%
Dodge & Cox Income Fund	Mutual Funds	—	$350K	$309K	1.1%
Vanguard Value	Mutual Funds	—	$295K	$300K	1.1%
T Rowe Price Value Fund-I	Mutual Funds	—	$250K	$300K	1.1%
WisdomTree U.S. Quality Divi ETF	Other securities	—	$199K	$296K	1.1%
iShares Russell 1000 Growth ETF	Common Collective Trusts	—	$91K	$239K	0.9%
Ev Glbl Macr Abs Rtrn-R6 Fund	Structured Credit (CLO/ABS)	—	$245K	$226K	0.8%
iShares Russell 2000 Value ETF	Common Collective Trusts	—	$138K	$167K	0.6%
iShares S&P Mid-Cap 400 Value ETF	Other securities	—	$148K	$164K	0.6%
Vanguard Small Cap Growth ETF	Mutual Funds	—	$100K	$164K	0.6%
Ev Glbl Macr Abs Rtrn-R6 Fund	Structured Credit (CLO/ABS)	—	$176K	$162K	0.6%
USA Treasury Note 09/30/26	U.S. Treasuries	—	$103K	$107K	0.4%
USA Treasury Note 09/30/28	U.S. Treasuries	—	$102K	$106K	0.4%
USA Treasury Note 12/31/27	U.S. Treasuries	—	$102K	$105K	0.4%
USA Treasury Note 12/31/26	U.S. Treasuries	—	$102K	$105K	0.4%
USA Treasury Note 12/31/25	U.S. Treasuries	—	$102K	$104K	0.4%
iShares Msci Eafe Value ETF	Other securities	—	$100K	$104K	0.4%
USA Treasury Note 09/30/29	U.S. Treasuries	—	$108K	$104K	0.4%
USA Treasury Note 12/31/28	U.S. Treasuries	—	$103K	$103K	0.4%
USA Treasury Note 09/30/25	U.S. Treasuries	—	$101K	$103K	0.4%
USA Treasury Note 09/30/27	U.S. Treasuries	—	$99K	$103K	0.4%
USA Treasury Note 06/30/27	U.S. Treasuries	—	$100K	$101K	0.4%
Schwab Short Term US Treasury ETF	U.S. Treasuries	—	$100K	$100K	0.4%
USA Treasury Note 1.250 % 06/30/28	U.S. Treasuries	—	$90K	$93K	0.3%
USA Treasury Note 06/30/29	U.S. Treasuries	—	$87K	$87K	0.3%
USA Treasury Note 03/31/28	U.S. Treasuries	—	$70K	$72K	0.3%
USA Treasury Note 03/31/27	U.S. Treasuries	—	$69K	$70K	0.3%
USA Treasury Note 01/31/28	U.S. Treasuries	—	$63K	$66K	0.2%