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Original filing (PDF)20251013153553NAL0000782467001
SIMPLEX INDUSTRIES INC
Form 5500
FILING_RECEIVED
SIMPLEX INDUSTRIES, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
131
Accounts w/ balance
153
Plan assets (EOY)
$8.8M
Net assets (EOY)
$8.8M
How this plan invests
This plan
16 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 74 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SIMPLEX INDUSTRIES INC.
Plan sponsor
Name
SIMPLEX INDUSTRIES INC
EIN
23-1739146
Address
1 SIMPLEX DRIVE · SCRANTON, PA · 185041420
Phone
(570) 346-5113
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SNYDER & CLEMENTE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | CONSULTANT | $25K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $39K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SNYDER & CLEMENTE | 23-2535812 | — | ACCOUNTANT | $0 | — |
Investments
28 direct securities · 16 pooled funds· $10.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.9M
28 holdings
Common Collective Trust
$4.6M
13 holdings
Pooled Separate Account
$75K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.1M | 13.0% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $959K | 10.9% | |
| Vanguard 500 Index Admiral Fd | — | — | — | $803K | 9.1% | |
| Prin LifeTime Hybr Inc CIT Z | — | — | — | $793K | 9.0% | |
| Prin LifeTime Hybr 2015 CIT Z | — | — | — | $693K | 7.9% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $685K | 7.8% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $639K | 7.3% | |
| PGIM High Yield R6 Fund | — | — | — | $639K | 7.3% | |
| Prin Fixed Inc Guar Option | — | — | — | $536K | 6.1% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $487K | 5.5% | |
| PIMCO Intl Bond (USD-Hdg) I Fd | — | — | — | $487K | 5.5% | |
| Vanguard Intl Growth Adm Fd | — | — | — | $448K | 5.1% | |
| Participant Loans | — | — | — | $252K | 2.9% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $190K | 2.2% | |
| PRINCIPAL GUARANTEED OPTION | — | — | — | $190K | 2.2% | |
| Vgd Infl-Prot Sec Adm Fund | — | — | — | $178K | 2.0% | |
| Vanguard Growth Index Adm Fund | — | — | — | $124K | 1.4% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $124K | 1.4% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $106K | 1.2% | |
| BlackRock Md-Cp Gr Eq K Fd | — | — | — | $92K | 1.0% | |
| American Fds WshMut Inv R6 Fd | — | — | — | $91K | 1.0% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $84K | 1.0% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $78K | 0.9% | |
| JanusHenderson Triton N | — | — | — | $78K | 0.9% | |
| American Funds NewWorld R6 | — | — | — | $65K | 0.7% | |
| Prin LifeTime Hybr 2055 CIT Z | — | — | — | $63K | 0.7% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $49K | 0.6% | |
| Prin Core Fix Inc Sep Acct-Z | — | — | — | $49K | 0.6% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $46K | 0.5% | |
| Prin LifeTime Hybr 2050 CIT Z | — | — | — | $46K | 0.5% | |
| iShs US Agg Bond Index K Fund | — | — | — | $45K | 0.5% | |
| American Centur Mid-Cap Val R6 | — | — | — | $43K | 0.5% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $37K | 0.4% | |
| Prin LifeTime Hybr 2060 CIT Z | — | — | — | $30K | 0.3% | |
| Prin SmCap S&P 600 Index SA-Z | — | — | — | $29K | 0.3% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $28K | 0.3% | |
| Inv Gld and Sp Minerals R6 Fnd | — | — | — | $28K | 0.3% | |
| Am Fds EuroPacific Grth R6 Fd | — | — | — | $26K | 0.3% | |
| Vanguard Value Index Adm Fund | — | — | — | $12K | 0.1% | |
| Prin MidCap S&P 400 Idx SA-Z | — | — | — | $7K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $2K | <0.1% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $1K | <0.1% | |
| Prin LifeTime Hybr 2045 CIT Z | — | — | — | $1K | <0.1% | |
| Vanguard Intl Value Inv Fund | — | — | — | $1K | <0.1% |
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