Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH RETIREMENT & BENEFIT | 13-5674085 | — | NONE | $45K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $17K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Growth Fund of Amer R6 American Funds 0 | — | — | — | $918K | 6.7% | |
| BlackRock Global Allocation K BlackRock 0 | — | — | — | $913K | 6.7% | |
| GM American Funds Growth Fund of America Mutual Fund | — | — |
| — |
| $745K |
| 5.5% |
| GM Invesco Com Stock Mutual Fund | — | — | — | $731K | 5.4% |
| iShares Russell Mid-Cap Index Mutual Fund | — | — | — | $717K | 5.3% |
| GM BlackRock Equity Dividend Mutual Fund | — | — | — | $711K | 5.2% |
| GM Pioneer Fundamental Growth Mutual Fund | — | — | — | $709K | 5.2% |
| BlackRock Equity Dividend Mutual Fund | — | — | — | $628K | 4.6% |
| American Funds Investment Company of America Mutual Fund | — | — | — | $584K | 4.3% |
| American Funds Invmt Co of Amer R6 American Funds 0 | — | — | — | $584K | 4.3% |
| GM iShares S&P 500 Index Mutual Fund | — | — | — | $550K | 4.0% |
| iShares S&P 500 Index Mutual Fund | — | — | — | $543K | 4.0% |
| GM iShares MSCI EAFE International Index Mutual Fund | — | — | — | $449K | 3.3% |
| GM PGIM Total Return Bond Mutual Fund | — | — | — | $429K | 3.2% |
| GM BlackRock Total Return Mutual Fund | — | — | — | $427K | 3.1% |
| GM iShares Russell Mid-Cap Index Mutual Fund | — | — | — | $412K | 3.0% |
| BlackRock Liquidity Funds Mutual Fund | — | — | — | $350K | 2.6% |
| GM iShares Russell 2000 Small-Cap Index Mutual Fund | — | — | — | $345K | 2.5% |
| iShares MSCI EAFE International Index Mutual Fund | — | — | — | $312K | 2.3% |
| GM BlackRock Global Allocation Mutual Fund | — | — | — | $258K | 1.9% |
| American Funds Capital World Growth & Income Mutual Fund ** $ | — | — | — | $224K | 1.6% |
| PGIM High Yield Mutual Fund | — | — | — | $210K | 1.5% |
| GM PIMCO Income Mutual Fund | — | — | — | $207K | 1.5% |
| GM American Funds U.S. Government Securities Mutual Fund | — | — | — | $207K | 1.5% |
| GM American Funds Investment Company of America Mutual Fund | — | — | — | $204K | 1.5% |
| GM American Funds Invmt Co of Amer R6 American Funds 0 | — | — | — | $204K | 1.5% |
| GM Invesco Core Bond Mutual Fund | — | — | — | $201K | 1.5% |
| GM American Funds Capital World Growth & Income Mutual Fund | — | — | — | $191K | 1.4% |
| GM Lord Abbett Short Duration Income Mutual Fund | — | — | — | $186K | 1.4% |
| GM BlackRock Liquidity FedFund Premier BlackRock 0 | — | — | — | $163K | 1.2% |
| PGIM Total Return Bond Mutual Fund | — | — | — | $150K | 1.1% |
| American Funds U.S. Government Securities Mutual Fund | — | — | — | $135K | 1.0% |
| Various Rates and Maturities Participant's Loan Account 0 | Participant loans | — | — | $123K | 0.9% |
| Participant Loans Bearing interest at 3.25%-8.50% - | Participant loans | — | — | $123K | 0.9% |
| Pioneer Fundamental Growth Mutual Fund | — | — | — | $110K | 0.8% |
| BlackRock Lifepath Index 2060 Mutual Fund | — | — | — | $61K | 0.4% |
| Invesco Core Bond Mutual Fund | — | — | — | $20K | 0.1% |
| BlackRock Total Return Mutual Fund | — | — | — | $20K | 0.1% |
| PIMCO Income Mutual Fund | — | — | — | $3K | <0.1% |
| BlackRock Lifepath Index 2035 Mutual Fund ** 212 BlackRock Lifepath Index 2045 Mutual Fund | — | — | — | $3K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
