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Original filing (PDF)20251015154057NAL0006641968001
SIMMONS ROCKWELL
Form 5500
FILING_RECEIVED
SIMMONS ROCKWELL RETIREMENT PLAN
401(k) retirement plan
Active participants
218
Accounts w/ balance
256
Plan assets (EOY)
$16.0M
Net assets (EOY)
$16.0M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 51 bps in Schedule C fees — 74% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SIMMONS ROCKWELL.
Plan sponsor
Name
SIMMONS ROCKWELL
EIN
23-1664884
Address
1160 COUNTRY RT. 66 · HORNELL, NY · 14843
Phone
(607) 324-4444
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DANNIBLE & MCKEE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $41K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GOOD LIFE ADVISORS, LLC | 47-1058535 | — | INVESTMENT/FINANCIAL ADVI | $40K | — |
Investments
29 direct securities· $15.3M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $2.9M | 18.1% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $2.1M | 13.3% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $1.9M | 12.0% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $1.7M | 10.6% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $1.1M | 7.2% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $959K | 6.0% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $663K | 4.1% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $571K | 3.6% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $533K | 3.3% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $405K | 2.5% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $387K | 2.4% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $349K | 2.2% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $209K | 1.3% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $180K | 1.1% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $162K | 1.0% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $156K | 1.0% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $155K | 1.0% | |
| MFS MID CAP VALUE FUND - R6 15 REGISTERED INVESTMENT COMPANY AMC EMERGING MKTS - R6 | Registered Investment Companies | — | — | $146K | 0.9% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $142K | 0.9% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $114K | 0.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $66K | 0.4% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $55K | 0.3% | |
| LORD ABBETT SHORT DUR INC R6 | Registered Investment Companies | — | — | $53K | 0.3% | |
| COHEN & STEERS REAL EST SEC Z | Registered Investment Companies | — | — | $52K | 0.3% | |
| T ROWE PRICE BLUE CHIP GR I | Registered Investment Companies | — | — | $51K | 0.3% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $38K | 0.2% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $4K | <0.1% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $4K | <0.1% | |
| GS INTL EQ INSIGHTS R6 | Registered Investment Companies | — | — | $2K | <0.1% |
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