Original filing (PDF)20250918105841NAL0001259025001

NEUMANN UNIVERSITY

Name: NEUMANN UNIVERSITY — NEUMANN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN, Form 5500 (2024)
Creator: NEUMANN UNIVERSITY

Form 5500

FILING_RECEIVED

NEUMANN UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

403(b) retirement plan

Active participants

452

Accounts w/ balance

710

Plan assets (EOY)

$63.4M

Net assets (EOY)

$63.4M

How this plan invests

This plan

1 pooled trust

Schedule D

59 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEUMANN UNIVERSITY.

Plan sponsor

Name

NEUMANN UNIVERSITY

EIN

23-1657958

Address

ONE NEUMANN DRIVE · ASTON, PA · 190141298

Phone

(610) 558-5514

Industry

Educational Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-18

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2E · Profit-sharing

Audit & trust (Schedule H)

Auditor

BROWN, EDWARDS & COMPANY LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TIAA	13-1624203	NEW YORK, NY	RECORDKEEPER	$32K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
FLEXPATH STRATEGIES LLC	46-4782313	ALISO VIEJO, CA	INVESTMENT MANAGER	$28K	—
NFP RETIREMENT, INC	33-0905143	ALISO VIEJO, CA	ADVISOR	$18K	—

Investments

58 direct securities · 1 pooled fund· $63.4M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$62.6M

58 holdings

Pooled Separate Account

$831K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
TIAA Traditional Benefit-Responsive Annuity	—	—	—	$12.9M	20.4%
TIAA Traditional Non Benefit-Responsive Annuity	—	—	—	$10.3M	16.3%
State Street Equity 500 Index Fund	—	—	—	$8.1M	12.7%
State Street Global All Cap Equity Fund	—	—	—	$6.9M	10.9%
CREF Stock Fund R1	—	—	—	$5.2M	8.3%
CREF Growth Fund R1	—	—	—	$4.2M	6.6%
CREF Global Equities Fund R1	—	—	—	$1.6M	2.5%
State Street Aggregate Bond Index Fund	—	—	—	$1.4M	2.3%
CREF Equity Index Fund R1	—	—	—	$1.2M	1.9%
Vanguard 500 Index Fund Admiral	—	—	—	$1.1M	1.7%
State Street Small/Mid Cap Equity Index Fund	—	—	—	$1.0M	1.6%
CREF Core Bond Fund R1	—	—	—	$854K	1.3%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$831K	1.3%
Schwab Treasury Inflation Protected Securities Indx Fund	—	—	—	$829K	1.3%
TIAA Stable Value Fund	—	—	—	$796K	1.3%
CREF Inflation-Linked Bond Fund R1	—	—	—	$498K	0.8%
CREF Social Choice Fund R1	—	—	—	$485K	0.8%
TIAA-Access Nuveen Large Cap Value Fund T4	—	—	—	$479K	0.8%
iShares Developed Real Estate Index Fund	—	—	—	$436K	0.7%
CREF Money Market Fund R1	—	—	—	$388K	0.6%
Participant Loans Various maturities, interest rate 4.25%-9.50% -	—	—	—	$354K	0.6%
TIAA-Access Nuveen International Equity Fund T4	—	—	—	$338K	0.5%
Vanguard Equity Income Fund Admiral	—	—	—	$278K	0.4%
TIAA-Access Nuveen Mid Cap Value Fund T4	—	—	—	$250K	0.4%
Alliance Bernstein Large Cap Growth Fund Z	—	—	—	$221K	0.3%
TIAA-Access Nuveen Large Cap Growth Fund T4	—	—	—	$205K	0.3%
American Funds Europacific Growth Fund R6	—	—	—	$192K	0.3%
Vanguard Small Cap Index Fund Admiral	—	—	—	$189K	0.3%
BlackRock Mid Cap Growth Equity Fund K	—	—	—	$155K	0.2%
PIMCO Income Fund Institutional	—	—	—	$151K	0.2%
Vanguard Total International Stock Index Fund Admiral	—	—	—	$123K	0.2%
TIAA-Access Nuveen Quant Small Cap Equity Fund T4	—	—	—	$118K	0.2%
TIAA-Access Nuveen Large Cap Responsible Equity Fund T4	—	—	—	$115K	0.2%
TIAA-Access Nuveen Real Estate Sec Fund T4	—	—	—	$108K	0.2%
ClearBridge Small Cap Growth Class Fund IS	—	—	—	$97K	0.2%
TIAA-Access Nuveen Core Plus Bond Fund T4	—	—	—	$90K	0.1%
Vanguard Total Bond Market Index Fund Admiral	—	—	—	$86K	0.1%
TIAA-Access Nuveen Mid Cap Growth Fund T4	—	—	—	$77K	0.1%
TIAA-Access Nuveen Small Cap Blend Index Fund T4	—	—	—	$76K	0.1%
TIAA-Access Nuveen Core Equity Fund T4	—	—	—	$73K	0.1%
Vanguard Mid Cap Index Fund Admiral	—	—	—	$71K	0.1%
Vanguard Inflation-Protected Securities Fund Admiral	—	—	—	$66K	0.1%
Victory Sycamore Small Company Opportunity Fund I	—	—	—	$64K	0.1%
TIAA-Access Nuveen Lifecycle 2025 Fund T4	—	—	—	$63K	<0.1%
TIAA-Access Nuveen Lifecycle 2040 Fund T4	—	—	—	$41K	<0.1%
Vanguard Developed Markets Index Fund Admiral	—	—	—	$35K	<0.1%
Invesco Developing Markets Fund R6	—	—	—	$29K	<0.1%
American Century Mid Cap Value Fund R6	—	—	—	$28K	<0.1%
TIAA-Access Nuveen Lifecycle 2045 Fund T4	—	—	—	$22K	<0.1%
TIAA-Access Nuveen Lifecycle 2020 Fund T4	—	—	—	$22K	<0.1%
Vanguard Treasury Money Market Fund	—	—	—	$18K	<0.1%
PGIM Total Return Bond Fund R6	—	—	—	$16K	<0.1%
TIAA-Access Nuveen Lifecycle 2030 Fund T4	—	—	—	$15K	<0.1%
Principal Real Estate Securities Fund R6	—	—	—	$11K	<0.1%
Vanguard Wellesley Income Fund Admiral	—	—	—	$10K	<0.1%
TIAA-Access Nuveen Lifecycle 2035 Fund T4	—	—	—	$9K	<0.1%
TIAA-Access Nuveen Equity Index Fund T4	—	—	—	$9K	<0.1%
TIAA-Access Nuveen Lifecycle 2050 Fund T4	—	—	—	$7K	<0.1%
TIAA-Access Nuveen Lifecycle 2015 Fund T4	—	—	—	$1K	<0.1%