Original filing (PDF)20251010113347NAL0008067729001

Associates in Anesthesia, Inc.

Name: Associates in Anesthesia, Inc. — Associates in, Form 5500 (2024)
Creator: Associates in Anesthesia, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Associates in Anesthesia, Inc., 401(k) Plan

401(k) retirement plan · Associates in Anesthesia, Inc.'s Associates in Anesthesia, Inc., 401(k) Plan held $47.3M in plan assets for 153 participants in 2024, with Newport Group as recordkeeper.

Signals · 2

61% employer stockHigh average account balance

Active participants

153

Accounts w/ balance

132

Plan assets (EOY)

$47.3M

Net assets (EOY)

$47.3M

How this plan invests

This plan

81 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Total administrative cost in the bottom quartile of peers (22nd percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (18th percentile).

Helping the score

High average account balance (100th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ASSOCIATES IN ANESTHESIA, INC..

Plan sponsor

Name

ASSOCIATES IN ANESTHESIA, INC.

EIN

23-1633403all filings

Address

30 MEDICAL CENTER BLVD. · POB 1, SUITE 305 · UPLAND, PA · 19013

Phone

(610) 874-4147

Industry

Offices of Physicians· Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2F · ERISA section 404(c)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
NEWPORT GROUP, INC.	27-2037969	—	RECORD KEEPER	$23K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
O'BRIEN GREENE & CO INC	—	MEDIA, PA	ADVISOR	$213K	—

Investments

81 direct securities· $44.5M(94% of reported assets)

Common Stocks

$27.3M

54 holdings

Other securities

$9.3M

14 holdings

U.S. Treasuries

$3.5M

1 holding

Cash / Money Market

$2.4M

1 holding

Mutual Funds

$934K

2 holdings

Common Collective Trusts

$552K

3 holdings

Bonds / Notes

$497K

6 holdings

					% of plan
United States Treasury Bills U.S. Government Securities (1)	U.S. Treasuries	—	—	$3.5M	7.4%
SPDR Bloomberg Exchange Traded Fund (1)	Other securities	—	—	$3.3M	7.0%
TD Bank Institutional Money Market Money Market Fund (1)	Cash / Money Market	—	—	$2.4M	5.1%
O'Brien Greene Small-Capitalization Stock Fund, LP Common and Preferred Stock (1)	Other securities	—	—	$2.3M	4.8%
Berkshire Hathaway Inc Del Common and Preferred Stock (1)	Common Stocks	—	—	$1.4M	2.9%
Interactive Brokers Group Inc Common and Preferred Stock (1)	Common Stocks	—	—	$1.4M	2.9%
Wal-Mart Stores Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$1.3M	2.8%
S&P Global Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$1.2M	2.6%
CBOE Global Markets Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$1.2M	2.5%
Williams Cos Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$1.2M	2.5%
Amgen Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$1.2M	2.4%
Simplify MBS Exchange Traded Fund (1)	Other securities	—	—	$1.1M	2.4%
Broadridge Financial Solutions Common and Preferred Stock (1)	Other securities	—	—	$1.1M	2.4%
Bunzl Common and Preferred Stock (1)	Common Stocks	—	—	$1.1M	2.3%
Franco Nevada Corp. Common and Preferred Stock (1)	Common Stocks	—	—	$1.1M	2.2%
Western Digital Corp Common and Preferred Stock (1)	Common Stocks	—	—	$924K	2.0%
Veralto Corp Common and Preferred Stock (1)	Common Stocks	—	—	$913K	1.9%
Nutrien Ltd Co Common and Preferred Stock (1)	Common Stocks	—	—	$908K	1.9%
Fortive Corp Common and Preferred Stock (1)	Common Stocks	—	—	$900K	1.9%
Valero Energy Corp Common and Preferred Stock (1)	Common Stocks	—	—	$895K	1.9%
Fedex Corp Common and Preferred Stock (1)	Common Stocks	—	—	$844K	1.8%
Cisco Systems Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$829K	1.8%
Vanguard Real Estate ETF Exchange Traded Fund (1) 914 Wisdomtree Emerging Markets Exchange Traded Fund (1)	Mutual Funds	—	—	$824K	1.7%
Apple Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$814K	1.7%
Danaher Corp Common and Preferred Stock (1)	Common Stocks	—	—	$803K	1.7%
Microsoft Corp Common and Preferred Stock (1)	Common Stocks	—	—	$780K	1.6%
Vontier Corp Common and Preferred Stock (1)	Common Stocks	—	—	$766K	1.6%
Best Buy Co Inc Common and Preferred Stock (1)	Common Stocks	—	—	$729K	1.5%
Nextera Energy Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$688K	1.5%
MedPace Holdings Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$606K	1.3%
Adobe Inc. Common and Preferred Stock (1)	Common Stocks	—	—	$445K	0.9%
Schwab Total Stock Market Index Exchange Traded Fund (1)	Common Collective Trusts	—	—	$304K	0.6%
Dominion Res Inc. Senior Note Make Whole Corporate Bond (1)	Common Stocks	—	—	$297K	0.6%
Eaton Corp Mtn Be Senior Note Make Whole Corporate Bond (1)	Common Stocks	—	—	$280K	0.6%
Eli Lilly & Co Senior Note Make Whole Corporate Bond (1)	Common Stocks	—	—	$255K	0.5%
San Diego Gas & Elec Co First Mortgage Corporate Bond (1)	Common Stocks	—	—	$253K	0.5%
Home Depot Inc Senior Note M/W Corporate Bond (1)	Common Stocks	—	—	$248K	0.5%
Medtronic Inc. Corporate Bond (1)	Common Stocks	—	—	$247K	0.5%
JP Morgan Chase & Co Subordinated Note Corporate Bond (1)	Common Stocks	—	—	$247K	0.5%
Intel Corp Senior Note Make Whole Corporate Bond (1)	Common Stocks	—	—	$224K	0.5%
Anheuser-Busch Inbev Worldwide Note MW Corporate Bond (1)	Other securities	—	—	$200K	0.4%
Amazon.com Inc. Senior Debenture Callable Corporate Bond (1)	Common Stocks	—	—	$199K	0.4%
Marriott International Inc Note MW Corporate Bond (1)	Common Stocks	—	—	$198K	0.4%
Apple Inc. Senior Note Callable Make Whole Corporate Bond (1)	Common Stocks	—	—	$195K	0.4%
BP Capital Markets Corporate Bond (1)	Other securities	—	—	$192K	0.4%
Lockheed Martin Senior Note Callable Corporate Bond (1)	Other securities	—	—	$187K	0.4%
Microsoft Corp Senior Note Callable Make Whole Corporate Bond (1)	Common Stocks	—	—	$187K	0.4%
Union Pac Corp Senior Note Callable Make Whole Corporate Bond (1)	Common Stocks	—	—	$167K	0.4%
Proshares Ultra QQQ Exchange Traded Fund (1)	Other securities	—	—	$159K	0.3%
Nextera Energy Inc. Corporate Bond (1)	Common Stocks	—	—	$155K	0.3%