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Original filing (PDF)20250402143948NAL0009881617001
ALVIN H. BUTZ, INC.
Form 5500
FILING_RECEIVED
ALVIN H. BUTZ, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
58
Accounts w/ balance
121
Plan assets (EOY)
$53.0M
Net assets (EOY)
$53.0M
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 49 bps in Schedule C fees — 203% above peer band of 16 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALVIN H. BUTZ, INC..
Plan sponsor
Name
ALVIN H. BUTZ, INC.
EIN
23-1613786
Address
P.O. BOX 509 · ALLENTOWN, PA · 181010509
Phone
(610) 395-6871
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-10-01
Tax period
2024-09-30
Filed
2025-04-02
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CAMPBELL, RAPPOLD & YURASITS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MODERA WEALTH MANAGEMENT | — | ALLENTOWN, PA | — | $102K | — |
| WELLS FARGO ADVISORS | — | ALLENTOWN, PA | — | $67K | — |
| THE DOUGLAS GROUP | — | ALLENTOWN, PA | — | $63K | — |
| CAMPBELL, RAPPOLD & YURASITS LLP | 23-1386942 | ALLENTOWN, PA | — | $20K | — |
| R.P. MILLS ASSOCIATES, INC. | — | SCHNECKSVILLE, PA | — | $5K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.