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Original filing (PDF)20260213125626NAL0001499504001
SAUL EWING LLP
Form 5500
FILING_RECEIVED
SAUL EWING RETIREMENT PLAN
401(k) retirement plan
Signals · 3
Late filing · 2.9 moNo recordkeeper disclosed16 service providers
Active participants
869
Accounts w/ balance
1,193
Plan assets (EOY)
$489.3M
Net assets (EOY)
$489.3M
How this plan invests
This plan
17 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
88
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 2.9 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAUL EWING LLP.
Plan sponsor
Name
SAUL EWING LLP
EIN
23-1416352
Address
CENTRE SQUARE WEST · 1500 MARKET STREET, 38TH FLOOR · PHILADELPHIA, PA · 191022186
Phone
(215) 972-7183
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
EISNERAMPER,LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
16 rowsOther
16| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | NONE | $126K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $63K | — |
| FIRST FOUNDATION ADVISORS | 33-0221828 | — | NONE | $52K | — |
| APRICUS WEALTH LLC | 61-1947713 | — | NONE | $33K | — |
| WESTMOUNT PARTNERS LLC | 45-2550468 | — | NONE | $22K | — |
| EISNERAMPER LLP | 13-1639826 | — | NONE | $20K | — |
| MYCIO WEALTH PARTNERS LLC | 20-2611371 | — | NONE | $19K | — |
| VERDENCE CAPITAL ADVISORS LLC | 82-1548745 | — | NONE | $16K | — |
| AURDAN CAPITAL MANAGEMENT LLC | 99-0588333 | — | NONE | $13K | — |
| COHO PARTNERS LTD | 23-3004662 | — | NONE | $12K | — |
| SCHIAVI & COMPANY LLC | 20-8034395 | — | NONE | $11K | — |
| EISNERAMPER LLP | 87-1363769 | — | NONE | $11K | — |
| MCADAM LLC | 47-1994636 | — | NONE | $11K | — |
| APEXIUM FINANCIAL LP | 47-4515025 | — | NONE | $9K | — |
| CLEAR CAPITAL MANAGEMENT LP | 87-3915849 | — | NONE | $6K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $2K | — |
Investments
16 direct securities · 17 pooled funds· $493.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$333.8M
16 holdings
Common Collective Trust
$135.9M
16 holdings
Pooled Separate Account
$24.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | — | — | — | $96.0M | 19.6% | |
| American Balanced Fund | — | — | — | $83.4M | 17.0% | |
| Participant-directed investments Self-Directed Brokerage Accounts | — | — | — | $36.1M | 7.4% | |
| T. ROWE PRICE RET HYBRID 2030 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 011 | Common Collective Trust | — | — | $33.4M | 6.8% | |
| PSA NO 25 (STABLE VALUE ACCOUNT) NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $24.0M | 4.9% | |
| New York Life Insurance Company Anchor Account IV Share Class | — | — | — | $23.9M | 4.9% | |
| HARBOR CAPITAL APPREC CIT CL HARBOR TRUST COMPANY, INC. · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $20.4M | 4.2% | |
| Baird Core Plus Bond Fund | — | — | — | $17.2M | 3.5% | |
| T. ROWE PRICE RET HYBRID 2020 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 009 | Common Collective Trust | — | — | $15.3M | 3.1% | |
| T. ROWE PRICE RET HYBRID 2040 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 013 | Common Collective Trust | — | — | $15.1M | 3.1% | |
| GG TR EUROPACIFIC GRW GREAT GRAY TRUST COMPANY · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $12.3M | 2.5% | |
| Vanguard Equity Income Admiral Fund | — | — | — | $12.2M | 2.5% | |
| T. ROWE PRICE RET HYBRID 2050 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 015 | Common Collective Trust | — | — | $10.9M | 2.2% | |
| Vanguard Mid Cap Index Fund | — | — | — | $10.4M | 2.1% | |
| Janus Henderson Enterprise Funds Class 1 | — | — | — | $10.4M | 2.1% | |
| Loomis Sayles Small Cap Growth Fund | — | — | — | $9.2M | 1.9% | |
| T. ROWE PRICE RET HYBRID 2035 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 012 | Common Collective Trust | — | — | $9.1M | 1.9% | |
| Vanguard Small Cap Index Fund | — | — | — | $8.2M | 1.7% | |
| Vanguard Small Cap Value Fund | — | — | — | $7.9M | 1.6% | |
| Vanguard Mid Cap Value Fund | — | — | — | $6.8M | 1.4% | |
| Vanguard Total International Index Fund | — | — | — | $5.6M | 1.1% | |
| T. ROWE PRICE RET HYBRID 2045 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 014 | Common Collective Trust | — | — | $4.8M | 1.0% | |
| T. ROWE PRICE RET HYBRID 2025 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 010 | Common Collective Trust | — | — | $4.4M | 0.9% | |
| T. ROWE PRICE RET HYBRID 2055 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 016 | Common Collective Trust | — | — | $3.5M | 0.7% | |
| Vanguard Bond Market Index Fund | — | — | — | $3.2M | 0.7% | |
| T. ROWE PRICE RET HYBRID 2015 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 008 | Common Collective Trust | — | — | $2.9M | 0.6% | |
| Notes receivable from participants Interest rates from 4.75% to 11.00 % | — | — | — | $2.4M | 0.5% | |
| T. ROWE PRICE RET HYBRID 2010 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 007 | Common Collective Trust | — | — | $1.7M | 0.4% | |
| T. ROWE PRICE RET HYBRID 2060 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 018 | Common Collective Trust | — | — | $1.6M | 0.3% | |
| Northwestern Mutual Life insurance policies | — | — | — | $792K | 0.2% | |
| T. ROWE PRICE RET HYBRID 2005 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 006 | Common Collective Trust | — | — | $457K | <0.1% | |
| T. ROWE PRICE RET HYBRID 2065 T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 019 | Common Collective Trust | — | — | $80K | <0.1% | |
| WILMINGTON TR EUROPACGTTH CT WILMINGTON TRUST, N.A. · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |