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Original filing (PDF)20250925121118NAL0003523651001
NEW ENTERPRISE STONE & LIME CO., INC.
Form 5500
FILING_RECEIVED
NEW ENTERPRISE STONE & LIME CO., INC. 401(K) SAVINGS AND RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,907
Accounts w/ balance
2,118
Plan assets (EOY)
$242.3M
Net assets (EOY)
$242.3M
How this plan invests
This plan
23 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEW ENTERPRISE STONE & LIME CO., INC..
Plan sponsor
Name
NEW ENTERPRISE STONE & LIME CO., INC.
EIN
23-1374051
Address
3912 BRUMBAUGH RD · P.O. BOX 77 · NEW ENTERPRISE, PA · 16664
Phone
(814) 766-2211
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
010
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 48-1305000 | — | INVESTMENT ADVISORY | $70K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $181K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO | 13-5381590 | — | ACCOUNTANT | $56K | — |
Investments
29 direct securities · 23 pooled funds· $366.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$234.4M
28 holdings
Common Collective Trust
$124.3M
23 holdings
Common Collective Trusts
$7.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Institutional Index Instl Fund a | — | — | — | $38.5M | 15.9% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2030 CF Fund a | — | — | — | $21.9M | 9.0% | |
| JPMCB SMRTRTMT PASS BL 2030 CF JPMORGAN CHASE BANK, N.A. · EIN 26-1165198 / PN 001 | Common Collective Trust | — | — | $21.9M | 9.0% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2035 CF Fund a | — | — | — | $17.9M | 7.4% | |
| JPMCB SMRTRTMT PASS BL 2035 CF JPMORGAN CHASE BANK, N.A. · EIN 26-1165348 / PN 001 | Common Collective Trust | — | — | $17.9M | 7.4% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2040 CF Fund a | — | — | — | $16.4M | 6.8% | |
| JPMCB SMRTRTMT PASS BL 2040 CF JPMORGAN CHASE BANK, N.A. · EIN 26-1165392 / PN 001 | Common Collective Trust | — | — | $16.4M | 6.8% | |
| Fully-Benefit Responsive Investment Contracts * Principal Life Insurance Fixed Income Guaranteed Option a | — | — | — | $16.2M | 6.7% | |
| MFS Investment Management Growth R6 Fund a | — | — | — | $15.7M | 6.5% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2025 CF Fund a | — | — | — | $13.8M | 5.7% | |
| JPMCB SMRTRTMT PASS BL 2025 CF JPMORGAN CHASE BANK, N.A. · EIN 26-1165154 / PN 001 | Common Collective Trust | — | — | $13.8M | 5.7% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2045 CF Fund a | — | — | — | $12.8M | 5.3% | |
| JPMCB SMRTRTMT PASS BL 2045 CF JPMORGAN CHASE BANK, N.A. · EIN 26-1165449 / PN 001 | Common Collective Trust | — | — | $12.8M | 5.3% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2055 CF Fund a | — | — | — | $11.2M | 4.6% | |
| JPMCB SMRTRTMT PASS BL 2055 CF JPMORGAN CHASE BANK, N.A. · EIN 45-5590883 / PN 001 | Common Collective Trust | — | — | $11.2M | 4.6% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2050 CF Fund a | — | — | — | $9.5M | 3.9% | |
| JPMCB SMRTRTMT PASS BL 2050 CF JPMORGAN CHASE BANK, N.A. · EIN 26-1165477 / PN 001 | Common Collective Trust | — | — | $9.5M | 3.9% | |
| ClearBridge Investments Small Cap Growth IS Fund a | — | — | — | $8.7M | 3.6% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend Inc CF Fund a | Common Collective Trusts | — | — | $7.9M | 3.3% | |
| JPMCB SMRTRTMT PASS BL INC CF JPMORGAN CHASE BANK, N.A. · EIN 26-1164871 / PN 001 | Common Collective Trust | — | — | $7.9M | 3.3% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2020 CF Fund a | — | — | — | $6.8M | 2.8% | |
| JPMCB SMRTRTMT PASS BL 2020 CF JPMORGAN CHASE BANK, N.A. · EIN 26-1165037 / PN 001 | Common Collective Trust | — | — | $6.8M | 2.8% | |
| Dodge and Cox Funds International Stock I Fund a | — | — | — | $6.5M | 2.7% | |
| JP Morgan Funds US Value R6 Fund a | — | — | — | $5.9M | 2.4% | |
| JP Morgan Funds Mid Cap Growth I Fund a | — | — | — | $4.9M | 2.0% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2060 CF Fund a | — | — | — | $4.9M | 2.0% | |
| JPMCB SMRTRTMT PASS BL 2060 CF JPMORGAN CHASE BANK, N.A. · EIN 81-3239155 / PN 001 | Common Collective Trust | — | — | $4.9M | 2.0% | |
| Vanguard Group Small Cap Index Admiral Fund a | — | — | — | $4.5M | 1.8% | |
| Vanguard Group Mid Cap Index Adm Fund a | — | — | — | $4.2M | 1.7% | |
| Participant Loans 3.25% - 8.50% | — | — | — | $3.8M | 1.6% | |
| BlackRock High Yield Bond Portfolio a | — | — | — | $2.0M | 0.8% | |
| Registered Investment Companies American Century Investments Mid-Cap Value Fund R6 a | — | — | — | $1.8M | 0.8% | |
| JP Morgan Chase Bank, N.A. Smart Retirement Passive Blend 2065 CF Fund a | — | — | — | $1.4M | 0.6% | |
| JPMCB SMRTRTMT PASS BL 2065 CF JPMORGAN CHASE BANK, N.A. · EIN 92-0285683 / PN 001 | Common Collective Trust | — | — | $1.4M | 0.6% | |
| Vanguard Group Inflation-Protected Securities Admiral Fund a | — | — | — | $1.3M | 0.5% | |
| JP Morgan Funds Core Plus Bond R6 Fund a | — | — | — | $1.0M | 0.4% | |
| The American Funds New World R6 a | — | — | — | $949K | 0.4% | |
| Vanguard Group Total International Stock Index Admiral Fund a | — | — | — | $922K | 0.4% | |
| American Beacon Small Cap Value Fund R6 a | — | — | — | $675K | 0.3% | |
| Vanguard Group Real Estate Index Admiral Fund a | — | — | — | $441K | 0.2% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2020 CF FD JPMORGAN CHASE BANK, N.A. · EIN 20-3063359 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2025 CF FD JPMORGAN CHASE BANK, N.A. · EIN 20-5819098 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2030 CF FD JPMORGAN CHASE BANK, N.A. · EIN 20-3063387 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2035 CF FD JPMORGAN CHASE BANK, N.A. · EIN 20-5819181 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2040 CF FD JPMORGAN CHASE BANK, N.A. · EIN 20-3063440 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2045 CF FD JPMORGAN CHASE BANK, N.A. · EIN 20-5819388 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2050 CF FD JPMORGAN CHASE BANK, N.A. · EIN 20-5819476 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2055 CF FD JPMORGAN CHASE BANK, N.A. · EIN 45-5595944 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2060 CF FD JPMORGAN CHASE BANK, N.A. · EIN 81-3221155 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE INC CF FUND JPMORGAN CHASE BANK, N.A. · EIN 20-3063490 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| JPMCB SMRTRTMT DRE 2065 CF FD JPMORGAN CHASE BANK, N.A. · EIN 92-0307615 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |