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Original filing (PDF)20251008102926NAL0009562048001
TRUSTEES OF THE UNIVERSITY OF PA
Form 5500
FILING_RECEIVED
UNIVERSITY OF PENNSYLVANIA BASIC PLAN
Defined-contribution retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
22,596
Accounts w/ balance
37,314
Plan assets (EOY)
$2.0B
Net assets (EOY)
$2.0B
How this plan invests
This plan
18 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF THE UNIVERSITY OF PA.
Plan sponsor
Name
TRUSTEES OF THE UNIVERSITY OF PA
EIN
23-1352685
Address
3451 WALNUT STREET, 6TH FLOOR · PHILADELPHIA, PA · 191046205
Phone
(215) 898-5831
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
028
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MGS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $515K | — |
Investments
22 direct securities · 18 pooled funds· $2.0B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.1B
17 holdings
Uncategorized
$865.8M
22 holdings
Pooled Separate Account
$39.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non-benefit Responsive Annuity Unallocated Annuity Contracts (1) | — | — | — | $165.6M | 8.3% | |
| VANGUARD TARGET RETIREMENT 2035 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6568405 / PN 001 | Common Collective Trust | — | — | $152.7M | 7.6% | |
| VANGUARD TARGET RETIREMENT 2040 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6572691 / PN 001 | Common Collective Trust | — | — | $150.9M | 7.6% | |
| VANGUARD TARGET RETIREMENT 2030 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6565712 / PN 001 | Common Collective Trust | — | — | $147.8M | 7.4% | |
| VANGUARD TARGET RETIREMENT 2045 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6574391 / PN 001 | Common Collective Trust | — | — | $134.4M | 6.7% | |
| VANGUARD INSTITUTIONAL 500 INDEX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $133.8M | 6.7% | |
| VANGUARD TARGET RETIREMENT 2025 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6561512 / PN 001 | Common Collective Trust | — | — | $104.8M | 5.2% | |
| CREF Stock Fund R3 Mutual Fund (1) | — | — | — | $99.9M | 5.0% | |
| Vanguard Growth Index Fund Institutional Mutual Fund (1) | — | — | — | $85.9M | 4.3% | |
| VANGUARD TARGET RETIREMENT 2050 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6579799 / PN 001 | Common Collective Trust | — | — | $74.9M | 3.8% | |
| CREF Growth Fund R3 Mutual Fund (1) | — | — | — | $55.5M | 2.8% | |
| VANGUARD TARGET RETIREMENT 2020 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6557902 / PN 001 | Common Collective Trust | — | — | $54.2M | 2.7% | |
| Vanguard Small-Cap Index Institutional Plus Mutual Fund (1) | — | — | — | $53.5M | 2.7% | |
| CREF Global Equities Fund R3 Mutual Fund (1) | — | — | — | $53.3M | 2.7% | |
| Vanguard Developed Markets Index Ins Mutual Fund (1) | — | — | — | $47.5M | 2.4% | |
| Vanguard Value Index Institutional Mutual Fund (1) | — | — | — | $45.8M | 2.3% | |
| CREF Equity Index Fund R3 Mutual Fund (1) | — | — | — | $39.6M | 2.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $39.4M | 2.0% | |
| VANGUARD TARGET RETIREMENT INCOME T VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6551878 / PN 001 | Common Collective Trust | — | — | $38.1M | 1.9% | |
| Vanguard Mid-Cap Index Institutional Plus Mutual Fund (1) | — | — | — | $34.7M | 1.7% | |
| VANGUARD TARGET RETIREMENT 2055 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6587002 / PN 001 | Common Collective Trust | — | — | $31.1M | 1.6% | |
| TIAA-CREF Self Directed Account Self-directed brokerage accounts (1) | — | — | — | $30.5M | 1.5% | |
| CREF Social Choice Fund R3 Mutual Fund (1) | — | — | — | $29.5M | 1.5% | |
| VANGUARD INST TOTAL BND MKT INDX TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 81-6321044 / PN 001 | Common Collective Trust | — | — | $26.6M | 1.3% | |
| Vanguard Emerging Markets Stock Index Fund: Inst'l Shs Plus Mutual Fund (1) | — | — | — | $24.0M | 1.2% | |
| Vanguard Federal Money Market Fund Mutual Fund (1) | — | — | — | $20.4M | 1.0% | |
| CREF Social Choice Fund R4 Mutual Fund (1) | — | — | — | $14.9M | 0.7% | |
| CREF Core Bond R3 Mutual Fund (1) | — | — | — | $14.1M | 0.7% | |
| VANGUARD INST'L TOTAL INT STK MKT VANGUARD FIDUCIARY TRUST COMAPNY · EIN 81-6317280 / PN 001 | Common Collective Trust | — | — | $14.0M | 0.7% | |
| Vanguard Inflation-Protected Securities Fund: Inv Shares Mutual Fund (1) | — | — | — | $13.5M | 0.7% | |
| Vanguard Real Estate Index Institutional Mutual Fund (1) | — | — | — | $11.8M | 0.6% | |
| VANGUARD TARGET RETIREMENT 2060 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6588737 / PN 001 | Common Collective Trust | — | — | $10.3M | 0.5% | |
| BLACKROCK TOTAL RETURN BOND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 47-1236644 / PN 001 | Common Collective Trust | — | — | $10.1M | 0.5% | |
| Vanguard Intermediate-Term Treasury Fund: Inv Shr Mutual Fund (1) | — | — | — | $8.9M | 0.4% | |
| CREF Money Market Fund R3 Mutual Fund (1) | — | — | — | $8.6M | 0.4% | |
| CREF Inflation-Linked Bond Fund R3 Mutual Fund (1) | — | — | — | $8.2M | 0.4% | |
| VANGUARD TARGET RETIREMENT 2065 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 84-6590672 / PN 001 | Common Collective Trust | — | — | $6.6M | 0.3% | |
| VANGUARD TARGET RETIREMENT 2070 TR VANGUARD FIDUCIARY TRUST COMAPNY · EIN 87-7030296 / PN 001 | Common Collective Trust | — | — | $486K | <0.1% | |
| TIAA Traditional Benefit Responsive Annuity Unallocated Annuity Contracts (1) | — | — | — | $132K | <0.1% | |
| BLACKROCK TOTAL RETURN BOND T BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 47-1246942 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |