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Original filing (PDF)20251008101904NAL0005687521001
TRUSTEES OF THE UNIVERSITY OF PA
Form 5500
FILING_RECEIVED
SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
27,753
Accounts w/ balance
16,805
Plan assets (EOY)
$2.3B
Net assets (EOY)
$2.3B
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 61% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (1 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF THE UNIVERSITY OF PA.
Plan sponsor
Name
TRUSTEES OF THE UNIVERSITY OF PA
EIN
23-1352685
Address
3451 WALNUT STREET, 6TH FLOOR · PHILADELPHIA, PA · 191046205
Phone
(215) 898-5831
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MGS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $198K | — |
Investments
38 direct securities · 1 pooled fund· $2.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.2B
38 holdings
Pooled Separate Account
$54.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Benefit Responsive Annuity Unallocated Annuity Contracts (1) | — | — | — | $274.3M | 12.1% | |
| Vanguard Institutional Index Fund Plus Shares Mutual Fund (1) | — | — | — | $210.4M | 9.3% | |
| Vanguard Institutional Target Retirement 2030 Fund Mutual Fund (1) | — | — | — | $135.8M | 6.0% | |
| Vanguard Institutional Target Retirement 2035 Fund Mutual Fund (1) | — | — | — | $125.0M | 5.5% | |
| CREF Stock Fund R3 Mutual Fund (1) | — | — | — | $121.1M | 5.4% | |
| Vanguard Institutional Target Retirement 2040 Fund Mutual Fund (1) | — | — | — | $107.3M | 4.7% | |
| Vanguard Institutional Target Retirement 2025 Fund Mutual Fund (1) | — | — | — | $101.4M | 4.5% | |
| Vanguard Growth Index Fund Institutional Shares Mutual Fund (1) | — | — | — | $92.2M | 4.1% | |
| Vanguard Institutional Target Retirement 2045 Fund Mutual Fund (1) | — | — | — | $90.1M | 4.0% | |
| Vanguard Small-Cap Index Fund Investor Shares Mutual Fund (1) | — | — | — | $75.7M | 3.3% | |
| Vanguard Developed Markets Index Ins Mutual Fund (1) | — | — | — | $72.7M | 3.2% | |
| Vanguard Institutional Target Retirement Income Fund Mutual Fund (1) | — | — | — | $68.8M | 3.0% | |
| CREF Global Equities Fund R3 Mutual Fund (1) | — | — | — | $68.6M | 3.0% | |
| Vanguard Value Index Institutional Mutual Fund (1) | — | — | — | $60.9M | 2.7% | |
| Vanguard Institutional Target Retirement 2050 Fund Mutual Fund (1) | — | — | — | $60.6M | 2.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $54.2M | 2.4% | |
| Vanguard Total Bond Market Index Fund: Institutional Shares Mutual Fund (1) | — | — | — | $53.2M | 2.4% | |
| Vanguard Institutional Target Retirement 2020 Fund Mutual Fund (1) | — | — | — | $50.8M | 2.2% | |
| CREF Growth Fund R3 Mutual Fund (1) | — | — | — | $43.4M | 1.9% | |
| CREF Equity Index Fund R3 Mutual Fund (1) | — | — | — | $41.3M | 1.8% | |
| TIAA-CREF Self Directed Brokerage Account Self-directed brokerage accounts (1) | — | — | — | $39.6M | 1.8% | |
| CREF Social Choice Fund R3 Mutual Fund (1) | — | — | — | $36.9M | 1.6% | |
| Vanguard Mid-Cap Index Institutional Mutual Fund (1) | — | — | — | $36.5M | 1.6% | |
| Vanguard Emerging Markets Stock Index Fund: Institutional Plus Shares Mutual Fund (1) | — | — | — | $32.4M | 1.4% | |
| Vanguard Federal Money Market Fund Mutual Fund (1) | — | — | — | $24.5M | 1.1% | |
| CREF Social Choice Fund R4 Mutual Fund (1) | — | — | — | $24.5M | 1.1% | |
| Vanguard Institutional Target Retirement 2055 Fund Mutual Fund (1) | — | — | — | $24.3M | 1.1% | |
| Vanguard Total International Stock Index Fund Mutual Fund (1) | — | — | — | $21.7M | 1.0% | |
| CREF Core Bond Market Fund R3 Mutual Fund (1) | — | — | — | $18.0M | 0.8% | |
| Vanguard Inflation-Protected Securities Fund Investor Shares Mutual Fund (1) | — | — | — | $17.8M | 0.8% | |
| Vanguard Real Estate Index Institutional Mutual Fund (1) | — | — | — | $17.7M | 0.8% | |
| Vanguard Intermediate-Term Treasury Fund Admiral Shares Mutual Fund (1) | — | — | — | $11.2M | 0.5% | |
| BlackRock Total Return K Mutual Fund (1) | — | — | — | $11.0M | 0.5% | |
| CREF Inflation-Linked Bond Fund R3 Mutual Fund (1) | — | — | — | $10.7M | 0.5% | |
| Vanguard Institutional Target Retirement 2060 Fund Mutual Fund (1) | — | — | — | $7.8M | 0.3% | |
| CREF Money Market Fund R3 Mutual Fund (1) | — | — | — | $6.4M | 0.3% | |
| Vanguard Institutional Target Retirement 2065 Fund Mutual Fund (1) | — | — | — | $5.6M | 0.2% | |
| Participant loans between 2025 to 2033 | — | — | — | $4.5M | 0.2% | |
| Vanguard Institutional Target Retirement 2070 Fund Mutual Fund (1) | — | — | — | $1.8M | <0.1% |