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Original filing (PDF)20260122133657NAL0005858051001
J.W. PEPPER & SON, INC.
Form 5500
FILING_RECEIVED
J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed11 service providers
Active participants
164
Accounts w/ balance
193
Plan assets (EOY)
$23.3M
Net assets (EOY)
$23.3M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for J.W. PEPPER & SON, INC..
Plan sponsor
Name
J.W. PEPPER & SON, INC.
EIN
23-0963171
Address
P.O. BOX 642 · EXTON, PA · 19341
Phone
(610) 648-0500
Industry
Information / Tech / Mediasee all
Plan administrator
Name
J.W. PEPPER & SON, INC.
EIN
23-0963171
City
EXTON, PA
Phone
(610) 648-0500
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-01-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KREISCHER MILLER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CONRAD SIEGEL | 23-1669823 | HARRISBURG, PA | NONE | $27K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $11K | — |
| CAPITAL RESEARCH AND MANAGEMENT COM | 95-1411037 | — | NONE | $0 | — |
| BLACKROCK ADVISORS, LLC | 51-0318674 | — | NONE | $0 | — |
| DIMENSIONAL FUND ADVISORS LP | 30-0447847 | — | NONE | $0 | — |
| DODGE & COX | 94-1441976 | — | NONE | $0 | — |
| FEDERATED MDTA LLC | 25-1111467 | — | NONE | $0 | — |
| FIDELITY MANAGEMENT & RESEARCH COMP | 06-1194217 | — | NONE | $0 | — |
| DELAWARE MANAGEMENT COMPANY | — | NEW YORK, NY | NONE | $0 | — |
| MASSACHUSETTS FINANCIAL SERVICES CO | — | BOSTON, MA | NONE | $0 | — |
| MORLEY CAPITAL | — | PORTLAND, OR | NONE | $0 | — |
Investments
29 direct securities · 1 pooled fund· $23.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.1M
29 holdings
Common Collective Trust
$140K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Fiduciary Trust Company 2040 Target Retirement Fund | — | — | — | $4.3M | 18.4% | |
| Vanguard Fiduciary Trust Company 2030 Target Retirement Fund | — | — | — | $4.1M | 17.6% | |
| Fidelity Investments 500 Index Fund | — | — | — | $2.7M | 11.7% | |
| Vanguard Fiduciary Trust Company 2050 Target Retirement Fund | — | — | — | $2.3M | 9.9% | |
| Fidelity Investments Blue Chip Growth Fund K6 | — | — | — | $1.4M | 6.0% | |
| Vanguard Fiduciary Trust Company 2025 Target Retirement Fund | — | — | — | $1.0M | 4.4% | |
| Vanguard Fiduciary Trust Company Target Retirement Income Fund Investor Shares | — | — | — | $784K | 3.4% | |
| Fidelity Investments Mid Cap Index Fund | — | — | — | $758K | 3.3% | |
| Vanguard Fiduciary Trust Company 2035 Target Retirement Fund | — | — | — | $657K | 2.8% | |
| American Funds US Government Securities Fund Class R6 | — | — | — | $540K | 2.3% | |
| Vanguard Fiduciary Trust Company Wellington Fund Admiral Shares | — | — | — | $519K | 2.2% | |
| Fidelity Investments International Index Fund | — | — | — | $500K | 2.1% | |
| maturing through February 2033 | — | — | — | $408K | 1.7% | |
| Ivy Investments Delaware Ivy Mid Cap Growth Fund Class R6 | — | — | — | $406K | 1.7% | |
| Fidelity Investments Small Cap Index Fund | — | — | — | $402K | 1.7% | |
| Vanguard Fiduciary Trust Company Equity-Income Fund Admiral Shares | — | — | — | $399K | 1.7% | |
| Vanguard Fiduciary Trust Company 2060 Target Retirement Fund | — | — | — | $373K | 1.6% | |
| Vanguard Fiduciary Trust Company 2045 Target Retirement Fund | — | — | — | $322K | 1.4% | |
| BlackRock Inflation Protected Bond | — | — | — | $262K | 1.1% | |
| Dodge & Cox Income Fund | — | — | — | $200K | 0.9% | |
| American Funds New World R6 | — | — | — | $195K | 0.8% | |
| Vanguard Fiduciary Trust Company 2055 Target Retirement Fund | — | — | — | $152K | 0.7% | |
| Fidelity Investments Real Estate Investment Portfolio | — | — | — | $150K | 0.6% | |
| MORLEY STABLE VALUE FUND MORLEY FINANCIAL SERVICES CO. · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $140K | 0.6% | |
| Federated Hermes MDT Small Cap Growth Fund Class R6 | — | — | — | $95K | 0.4% | |
| Vanguard Fiduciary Trust Company 2070 Target Retirement Fund 478 Vanguard Fiduciary Trust Company Total International Bond Index Fund Admiral Shares | — | — | — | $90K | 0.4% | |
| MFS Investments Mid Cap Value Fund Class R6 | — | — | — | $26K | 0.1% | |
| Vanguard Fiduciary Trust Company 2020 Target Retirement Fund | — | — | — | $16K | <0.1% | |
| Vanguard Fiduciary Trust Company 2065 Target Retirement Fund | — | — | — | $14K | <0.1% | |
| Dimensional Fund Advisors US Targeted Value Fund | — | — | — | $13K | <0.1% |