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Original filing (PDF)20251013151131NAL0000750563001
PENN ENGINEERING & MANUFACTURING
Form 5500
FILING_RECEIVED
PENN ENGINEERING 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
900
Accounts w/ balance
1,320
Plan assets (EOY)
$164.1M
Net assets (EOY)
$164.1M
How this plan invests
This plan
49 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENN ENGINEERING & MANUFACTURING.
Plan sponsor
Name
PENN ENGINEERING & MANUFACTURING
EIN
23-0951065
Address
5190 OLD EASTON ROAD · DANBORO, PA · 189161000
Phone
(215) 766-8853
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WITHUM SMITH & BROWN PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INV. ADV. FCT STONE ST | 43-1451524 | — | SERVICE PROVIDER | $126K | — |
| WITHUM SMITH BROWN | 22-2027092 | — | SERVICE PROVIDER | $5K | — |
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $1K | — |
Investments
33 direct securities· $189.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan SmartRet 2035 Fnd R6 Registered Investment Company | — | — | — | $22.7M | 13.8% | |
| NYLIWinslow LgCp Gr Fd I Registered Investment Company | — | — | — | $22.1M | 13.5% | |
| New York Life Insurance Company NYLI Winslow Large Cap Growth Fund | — | — | — | $22.1M | 13.5% | |
| JPMorgan Investment Management JPMorgan Smart Retirement 2030 Fund | — | — | — | $19.5M | 11.9% | |
| JPMorgan Investment Management JPMorgan Smart Retirement 2025 Fund | — | — | — | $12.4M | 7.5% | |
| MFS Investment Management MFS Core Equity Fund | — | — | — | $12.2M | 7.4% | |
| JPMorgan Investment Management JPMorgan Smart Retirement 2040 Fund | — | — | — | $11.5M | 7.0% | |
| Voya Financial Voya Fixed Account | — | — | — | $10.7M | 6.5% | |
| JPMorgan Investment Management JPMorgan Smart Retirement 2045 Fund | — | — | — | $6.4M | 3.9% | |
| Fidelity 500 Index Fund | — | — | — | $6.3M | 3.8% | |
| JPMorgan Investment Management JPMorgan Smart Retirement 2020 Fund | — | — | — | $5.4M | 3.3% | |
| MFS Investment Management MFS Research International Fund | — | — | — | $3.8M | 2.3% | |
| Fidelity Mid Cap Index Fund | — | — | — | $3.7M | 2.2% | |
| Loomis, Sayles & Company Loomis Sayles Core Plus Bond Fund | — | — | — | $3.6M | 2.2% | |
| JPMorgan SmartRet 2050 Fnd R6 Registered Investment Company | — | — | — | $3.4M | 2.1% | |
| JPMorgan SmartRet 2055 Fnd R6 Registered Investment Company | — | — | — | $3.0M | 1.8% | |
| MFS Investment Management MFS Total Return Fund | — | — | — | $2.9M | 1.8% | |
| Company Victory Capital Management Victory Sycamore Established Value Fund | — | — | — | $2.3M | 1.4% | |
| JPMorgan Investment Management JPMorgan Smart Retirement 2060 Fund | — | — | — | $2.2M | 1.4% | |
| LOAN FUND Participant Loans - Rates 0.09% to 9.50% | — | — | — | $1.7M | 1.0% | |
| Notes receivable from participants Interest rates of 3.25% to 9.50% maturing | — | — | — | $1.7M | 1.0% | |
| DFA US Targeted Vl Port Ins Registered Investment Company | — | — | — | $1.6M | 1.0% | |
| DFA U.S. Large Cap Value Portfolio | — | — | — | $1.6M | 1.0% | |
| JPMorgan SmartRet Inc Fnd R6 Registered Investment Company | — | — | — | $1.6M | 1.0% | |
| Fidelity Small Cap Index Fund | — | — | — | $1.4M | 0.9% | |
| Fidelity Sm Cp Ind Fd Registered Investment Company | — | — | — | $1.4M | 0.9% | |
| Pacific Investment Management PIMCO Income Fund Institutional Class | — | — | — | $1.2M | 0.7% | |
| MFS Investment Management MFS Government Securities Fund | — | — | — | $527K | 0.3% | |
| Inv Dev Mrkts Fd Y Registered Investment Company | — | — | — | $410K | 0.3% | |
| Invesco Oppenheimer Invesco Opp Developing Markets Fund | — | — | — | $410K | 0.3% | |
| Voya Financial Voya Government Money Market Fund | — | — | — | $3K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $3K | <0.1% | |
| JPMorgan SmartRet 2065 Fnd R6 Registered Investment Company | — | — | — | $2K | <0.1% |
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