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Original filing (PDF)20251013092806NAL0000420019001
JANNEY MONTGOMERY SCOTT LLC
Form 5500
FILING_RECEIVED
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN
401(k) retirement plan
Active participants
2,413
Accounts w/ balance
2,778
Plan assets (EOY)
$766.2M
Net assets (EOY)
$766.2M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (0 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JANNEY MONTGOMERY SCOTT LLC.
Plan sponsor
Name
JANNEY MONTGOMERY SCOTT LLC
EIN
23-0731260
Address
1717 ARCH STREET · PHILADELPHIA, PA · 19103
Phone
(215) 665-6530
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
JOHNSON LAMBERT
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $712 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| QDRO CONSULTANTS CO LLC | — | MEDINA, OH | OTHER | $300 | — |
Investments
35 direct securities · 1 pooled fund· $742.8M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$686.7M
35 holdings
Common Collective Trust
$56.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual Fund | — | — | — | $127.4M | 16.6% | |
| Harbor Capital Appreciation Ret Fund Mutual Fund | — | — | — | $89.4M | 11.7% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $56.1M | 7.3% | |
| John Hancock Disciplined Value Fund Mutual Fund | — | — | — | $47.6M | 6.2% | |
| Baron Growth Fund Mutual Fund | — | — | — | $41.2M | 5.4% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $38.2M | 5.0% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $30.5M | 4.0% | |
| American Funds 2035 Target Date Fund Mutual Fund | — | — | — | $29.2M | 3.8% | |
| American Funds 2030 Target Date Fund Mutual Fund | — | — | — | $25.5M | 3.3% | |
| MFS Growth Mutual Fund | — | — | — | $24.8M | 3.2% | |
| American Funds 2040 Target Date Fund Mutual Fund | — | — | — | $21.8M | 2.8% | |
| American Funds Europacific Growth Fund Mutual Fund | — | — | — | $21.7M | 2.8% | |
| American Beacon Small Cap Value Fund Mutual Fund | — | — | — | $16.4M | 2.1% | |
| American Funds 2025 Target Date Fund Mutual Fund | — | — | — | $15.3M | 2.0% | |
| American Funds 2060 Target Date Fund Mutual Fund | — | — | — | $14.9M | 2.0% | |
| American Funds 2045 Target Date Fund Mutual Fund | — | — | — | $14.4M | 1.9% | |
| American Funds 2055 Target Date Fund Mutual Fund | — | — | — | $14.2M | 1.8% | |
| DFA International Core Equity Mutual Fund | — | — | — | $13.7M | 1.8% | |
| American Funds 2050 Target Date Fund Mutual Fund | — | — | — | $12.6M | 1.6% | |
| Goldman Sachs Em Markets Eq Insights Mutual Fund | — | — | — | $11.7M | 1.5% | |
| Vanguard Total International Stock Index Fund Mutual Fund | — | — | — | $8.0M | 1.0% | |
| American Funds 2020 Target Date Fund Mutual Fund | — | — | — | $7.7M | 1.0% | |
| Putnam Small Cap Growth Mutual Fund | — | — | — | $6.1M | 0.8% | |
| PIMCO Total Return Fund Mutual Fund | — | — | — | $5.9M | 0.8% | |
| Black Rock High Yield Bond Fund Mutual Fund | — | — | — | $5.9M | 0.8% | |
| Participant loans dates from 2025 – 2039 $0 | — | — | — | $5.7M | 0.7% | |
| Vanguard Developed Markets Index Fund Mutual Fund | — | — | — | $5.7M | 0.7% | |
| DWS Real Estate Securities Institutional Mutual Fund | — | — | — | $5.2M | 0.7% | |
| Vanguard Total Bond Market Index Fund Mutual Fund | — | — | — | $4.9M | 0.6% | |
| DFA Commodity Strategy Mutual Fund | — | — | — | $4.2M | 0.6% | |
| PIMCO Low Duration Fund Mutual Fund | — | — | — | $4.2M | 0.6% | |
| American Funds 2010 Target Date Fund Mutual Fund | — | — | — | $3.3M | 0.4% | |
| PIMCO Real Return Fund Mutual Fund | — | — | — | $3.1M | 0.4% | |
| PIMCO Dynamic Bond Inst Mutual Fund | — | — | — | $2.8M | 0.4% | |
| Allspring Special Mid Cap Value Mutual Fund | — | — | — | $2.4M | 0.3% | |
| American Funds 2015 Target Date Fund Mutual Fund | — | — | — | $935K | 0.1% |