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Original filing (PDF)20251015065907NAL0001955427001
OBERMAYER REBMANN MAXWELL & HIPPEL LLP
Form 5500
FILING_RECEIVED
OBERMAYER REBMANN MAXWELL & HIPPEL LLP RETIREMENT PLAN
401(k) retirement plan
Signals · 2
27% in single holding7 service providers
Active participants
202
Accounts w/ balance
278
Plan assets (EOY)
$85.3M
Net assets (EOY)
$85.3M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "MORLEY INCOME FUND III" is 27% of plan.
Helping the score
- Below-peer total fees (10 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OBERMAYER REBMANN MAXWELL & HIPPEL LLP.
Plan sponsor
Name
OBERMAYER REBMANN MAXWELL & HIPPEL LLP
EIN
23-0549120
Address
CENTRE SQUARE WEST · 1500 MARKET STREET, SUITE 3400 · PHILADELPHIA, PA · 19102
Phone
(215) 665-3189
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
TAIT WELLER BAKER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FID INV INST OPS CO | 04-2647786 | — | RECORDKEEPER | $41K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | 13-5674085 | — | INV ADVISORY | $21K | — |
| EQUITABLE ADVISORS | — | SAN DIEGO, CA | CONSULTANT | $12K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | INV. ADVISORY | $2K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL - NMWMC | 39-2018056 | — | CONTRACT ADMINISTRATOR | $2K | — |
| TALCOTT RESOLUTION LIFE INS CO | 06-0194148 | — | CONTRACT ADMINISTRATOR | $1K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INC. | — | ST. LOUIS, MO | NONE | $7K | — |
Investments
12 direct securities · 1 pooled fund· $6.2M(7% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.1M
1 holding
Uncategorized
$3.1M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MORLEY STABLE VALUE FUND UNION BOND & TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $3.1M | 3.6% | |
| MORLEY INCOME FUND III | — | — | — | $833K | 1.0% | |
| MORLEY INCOME FUND I | — | — | — | $481K | 0.6% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $433K | 0.5% | |
| MORLEY INCOME FUND IV | — | — | — | $272K | 0.3% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $258K | 0.3% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $232K | 0.3% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $222K | 0.3% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $113K | 0.1% | |
| ACTIVELY MANAGED FUND | — | — | — | $106K | 0.1% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $91K | 0.1% | |
| MORLEY INCOME FUND II | — | — | — | $57K | <0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |