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Original filing (PDF)20250923090920NAL0014373170001
CARPENTER TECHNOLOGY CORPORATION
Form 5500
FILING_RECEIVED
CARPENTER TECHNOLOGY CORPORATION 401(K) RETIREMENT
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,773
Accounts w/ balance
5,005
Plan assets (EOY)
$885.4M
Net assets (EOY)
$885.4M
How this plan invests
This plan
17 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 9 bps in Schedule C fees — 57% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARPENTER TECHNOLOGY CORPORATION.
Plan sponsor
Name
CARPENTER TECHNOLOGY CORPORATION
EIN
23-0458500
Address
P.O. BOX 14662 · READING, PA · 196124662
Phone
(610) 208-2000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
020
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SCHNEIDER DOWNS & CO., INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD ADVISERS INC. | 23-2811930 | — | NONE | $525K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $308K | — |
Investments
8 direct securities · 17 pooled funds· $885.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$451.3M
16 holdings
Uncategorized
$346.3M
8 holdings
Master Trust
$87.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Institutional Plus Shares | — | — | — | $144.7M | 16.3% | |
| CARPENTER TECHNOLOGY CORP MASTER TR CARPENTER TECHNOLOGY CORPORATION · EIN 23-0458500 / PN 026 | Master Trust | — | — | $87.8M | 9.9% | |
| VANGUARD TARGET RET 2035 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $77.0M | 8.7% | |
| VANGUARD TARGET RET 2045 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $67.3M | 7.6% | |
| VANGUARD TARGET RET 2025 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $47.9M | 5.4% | |
| Vanguard Total International Stock Index Fund; Institutional Shares | — | — | — | $46.1M | 5.2% | |
| VANGUARD TARGET RET 2055 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $45.4M | 5.1% | |
| Vanguard Total Bond Market Index Fund; Institutional Shares | — | — | — | $45.1M | 5.1% | |
| ARISTOTLE VALUE EQUITY CIT; B SEI TRUST COMPANY · EIN 81-2704975 / PN 095 | Common Collective Trust | — | — | $41.9M | 4.7% | |
| Vanguard Mid-Cap Index Fund; Institutional Shares | — | — | — | $40.0M | 4.5% | |
| VANGUARD TARGET RET 2030 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $35.5M | 4.0% | |
| VANGUARD TARGET RET 2040 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $26.8M | 3.0% | |
| VANGUARD TARGET RET 2050 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $25.6M | 2.9% | |
| PRUDENTIAL CORE PLUS BOND FUND PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $24.3M | 2.7% | |
| Vanguard Small-Cap Index Fund; Institutional Shares | — | — | — | $22.0M | 2.5% | |
| Vanguard Treasury Money Market Fund | — | — | — | $19.9M | 2.3% | |
| VANGUARD TARGET RET 2060 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $18.4M | 2.1% | |
| Participant Loans to Participants - Interest rate range 4.25% - 9.50% | — | — | — | $17.7M | 2.0% | |
| VANGUARD TARGET RET INCOME TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $15.9M | 1.8% | |
| American Funds American Funds EuroPacific Growth Fund; Class R-6 | — | — | — | $10.8M | 1.2% | |
| VANGUARD TARGET RET 2020 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $10.7M | 1.2% | |
| WASATCH CORE GROWTH CIT; CLASS A SEI TRUST COMPANY · EIN 84-2433108 / PN 002 | Common Collective Trust | — | — | $8.6M | 1.0% | |
| VANGUARD TARGET RET 2065 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $5.1M | 0.6% | |
| VANGUARD TARGET RET 2070 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $592K | <0.1% | |
| VANGUARD TARGET RET INC GR TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-6420194 / PN 001 | Common Collective Trust | — | — | $305K | <0.1% |