Original filing (PDF)20250918160646NAL0000749059001

TOPCON AMERICA CORPORATION

Name: TOPCON AMERICA CORPORATION — TOPCON AMERICA CORPORATION 401(K) PLAN, Form 5500 (2024)
Creator: TOPCON AMERICA CORPORATION

Form 5500

FILING_RECEIVED

TOPCON AMERICA CORPORATION 401(K) PLAN

401(k) retirement plan

Signals · 1

1 failed disclosure

Active participants

1,186

Accounts w/ balance

1,549

Plan assets (EOY)

$206.3M

Net assets (EOY)

$206.3M

How this plan invests

This plan

34 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for TOPCON AMERICA CORPORATION.

Plan sponsor

Name

TOPCON AMERICA CORPORATION

EIN

22-3803963

Address

111 BAUER DRIVE · OAKLAND, NJ · 07436

Phone

(201) 599-5100

Industry

All Other Professional Services· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

003

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-18

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2E · Profit-sharing

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$55K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$50K	—
GALLAGHER BENEFIT SERVICES

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

34 direct securities· $185.6M(90% of reported assets)

Other securities

$177.6M

33 holdings

Cash / Money Market

$8.0M

1 holding

					% of plan
Fidelity 500 Index Fund Mutual Fund	Other securities	—	—	$20.8M	10.1%
T. Rowe Price Retirement 2030 Fund I Mutual Fund	Other securities	—	—	$20.7M	10.0%
T. Rowe Price Retirement 2035 Fund I Mutual Fund	Other securities	—	—	$20.2M	9.8%
T. Rowe Price Retirement 2025 Fund I Mutual Fund	Other securities	—	—	$17.9M	8.7%
T. Rowe Price Retirement 2045 Fund I Mutual Fund	Other securities	—	—	$16.9M	8.2%
T. Rowe Price Blue Chip Growth Fund Mutual Fund	Other securities	—	—	$11.4M	5.5%
T. Rowe Price Retirement 2055 Fund I Mutual Fund	Other securities	—	—	$9.7M	4.7%
T. Rowe Price Retirement 2050 Fund I Mutual Fund	Other securities	—	—	$9.5M	4.6%
Fidelity Government Money Market Fund Money Market	Cash / Money Market	—	—	$8.0M	3.9%
T. Rowe Price Science and Technology Fund Mutual Fund	Other securities	—	—	$6.1M	3.0%
T. Rowe Price Retirement 2020 Fund I Mutual Fund	Other securities	—	—	$4.3M	2.1%
Fidelity International Index Fund Mutual Fund	Other securities	—	—	$4.1M	2.0%
Dodge & Cox Income Fund I Mutual Fund	Other securities	—	—	$3.5M	1.7%
Wells Fargo Special Mid Cap Value Fund R6 Mutual Fund	Other securities	—	—	$3.2M	1.5%
T. Rowe Price Health Sciences Fund Mutual Fund	Other securities	—	—	$3.0M	1.5%
Vanguard Small-Cap Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$2.8M	1.4%
Fidelity Mid Cap Index Fund Mutual Fund	Other securities	—	—	$2.4M	1.2%
BlackRock Equity Dividend Inv A Mutual Fund	Other securities	—	—	$2.4M	1.2%
American Funds New Perspective Fund R6 Mutual Fund	Other securities	—	—	$2.3M	1.1%
Janus Henderson Balanced Fund Class N Mutual Fund	Other securities	—	—	$2.3M	1.1%
Notes receivable from participants through July 2040. -	Other securities	—	—	$2.2M	1.1%
BlackRock High Yield Bond Fund K Mutual Fund	Other securities	—	—	$2.1M	1.0%
T. Rowe Price Overseas Stock Fund Mutual Fund	Other securities	—	—	$1.7M	0.8%
Fidelity Select Construction and Housing Fund Mutual Fund	Other securities	—	—	$1.6M	0.8%
MFS Mid Cap Growth Fund Class R6 Mutual Fund	Other securities	—	—	$1.5M	0.7%
Franklin Utilities Fund Class R6 Mutual Fund	Other securities	—	—	$1.3M	0.6%
T. Rowe Price Retirement 2015 Fund I Mutual Fund	Other securities	—	—	$907K	0.4%
Loomis Sayles Small Cap Growth Fund Class N Mutual Fund	Other securities	—	—	$747K	0.4%
DFA - Inflation Protected Securities Portfolio Fund Mutual Fund	Other securities	—	—	$741K	0.4%
T. Rowe Price Retirement 2060 Fund I Mutual Fund	Other securities	—	—	$478K	0.2%
American Beacon Small Value Fund R5 Mutual Fund	Other securities	—	—	$278K	0.1%
T. Rowe Price Retirement Balanced Fund Class I Mutual Fund ** 102 T. Rowe Price Retirement 2005 Fund I Mutual Fund	Other securities	—	—	$199K	<0.1%
T. Rowe Price Retirement 2065 Fund I Mutual Fund	Other securities	—	—	$170K	<0.1%
T. Rowe Price Retirement 2010 Fund I Mutual Fund	Other securities	—	—	$2K	<0.1%