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Original filing (PDF)20250924094752NAL0007955056001
OM GROUP, INC.
Form 5500
FILING_RECEIVED
OM GROUP 401(K) PLAN
401(k) retirement plan
Active participants
56
Accounts w/ balance
99
Plan assets (EOY)
$4.7M
Net assets (EOY)
$4.7M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OM GROUP, INC..
Plan sponsor
Name
OM GROUP, INC.
EIN
22-3803578
Address
30 KNIGHTSBRIDGE RD · PISCATAWAY, NJ · 08854
Phone
(908) 510-1238
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PANDYA KAPADIA BHATT & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PCS RETIREMENT LLC | 23-3038464 | — | RECORDKEEPER | $5K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BALDWIN GROUP WEALTH ADVISORS | — | TAMPA, FL | ADVISOR | $23K | — |
Investments
29 direct securities· $4.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2040 Fund | — | — | — | $715K | 15.2% | |
| AB Large Cap Growth Z | — | — | — | $463K | 9.8% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $452K | 9.6% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $429K | 9.1% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $410K | 8.7% | |
| Fidelity 500 Index | — | — | — | $351K | 7.5% | |
| Vanguard Value Index Adm | — | — | — | $344K | 7.3% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $281K | 6.0% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $249K | 5.3% | |
| Fidelity Total Market Index | — | — | — | $235K | 5.0% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $152K | 3.2% | |
| MFS Mid Cap Growth R6 | — | — | — | $132K | 2.8% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $105K | 2.2% | |
| Participant Loans | — | — | — | $73K | 1.6% | |
| Modern Bank Deposit Account | — | — | — | $68K | 1.4% | |
| Vanguard Target Retirement Income Fund | — | — | — | $39K | 0.8% | |
| Fidelity International Index | — | — | — | $39K | 0.8% | |
| Vanguard Mid-Cap Value Index Admiral | — | — | — | $33K | 0.7% | |
| Principal Real Estate Securities Fd R-6 | — | — | — | $24K | 0.5% | |
| Fidelity Emerging Markets K | — | — | — | $20K | 0.4% | |
| Modern Bank Deposit Account | — | — | — | $19K | 0.4% | |
| FullerThaler Behavioral Small-Cap Eq-R6 | — | — | — | $18K | 0.4% | |
| PIMCO International Bond (USD-Hdg) lnstl | — | — | — | $15K | 0.3% | |
| Vanguard Small Cap Value Index Admiral | — | — | — | $14K | 0.3% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $9K | 0.2% | |
| Northern Mid Cap Index | — | — | — | $5K | 0.1% | |
| Brandywine Global Corp Credit IS | — | — | — | $2K | <0.1% | |
| American Funds Bond Fund of Amer R6 | — | — | — | $2K | <0.1% | |
| Uninvested Cash | — | — | — | $75 | <0.1% |