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Original filing (PDF)20250815101147NAL0010291153001
ACTIVE CONCEPTS, LLC
Form 5500
FILING_RECEIVED
ACTIVE CONCEPTS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
28% in single holdingNo recordkeeper disclosed
Active participants
133
Accounts w/ balance
155
Plan assets (EOY)
$9.5M
Net assets (EOY)
$9.5M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Cash Non - Interest Bearing Cash ** 70 Mutual Funds/Common * Self-Directed Brokerage Accounts Stock/Bonds/Treasuries" is 28% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACTIVE CONCEPTS, LLC.
Plan sponsor
Name
ACTIVE CONCEPTS, LLC
EIN
22-3771082
Address
107 TECHNOLOGY DRIVE · LINCOLNTON, NC · 28092
Phone
(704) 276-7377
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PRICEKUBECKA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOLLAND CAPITAL MANAGEMENT LLC | 84-2164133 | — | NONE | $22K | — |
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $18K | — |
| TANNIN CAPITAL LLC | 82-1348728 | — | NONE | $12K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
26 direct securities · 1 pooled fund· $9.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.5M
26 holdings
Common Collective Trust
$18K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Cash Non - Interest Bearing Cash ** 70 Mutual Funds/Common * Self-Directed Brokerage Accounts Stock/Bonds/Treasuries | — | — | — | $2.7M | 28.2% | |
| Schwab S&P 500 Index Fund - Select S Mutual Fund | — | — | — | $1.2M | 12.4% | |
| Vanguard Developed Mkts Index Adm Mutual Fund | — | — | — | $952K | 10.0% | |
| Schwab Target 2055 Index Fund Mutual Fund | — | — | — | $934K | 9.8% | |
| Schwab Target 2050 Index Fund Mutual Fund | — | — | — | $756K | 8.0% | |
| Vanguard Mid Cap Index Fund Admiral Mutual Fund | — | — | — | $356K | 3.8% | |
| Federated Total Return Bond Fd Cl R6 Mutual Fund | — | — | — | $343K | 3.6% | |
| Schwab Target 2025 Index Mutual Fund | — | — | — | $308K | 3.2% | |
| Schwab Target 2060 Index Fund Mutual Fund | — | — | — | $297K | 3.1% | |
| Schwab Small Cap Index Select Mutual Fund | — | — | — | $231K | 2.4% | |
| American Mutal Fund R6 Mutual Fund | — | — | — | $231K | 2.4% | |
| Schwab Target 2045 Index Fund Mutual Fund | — | — | — | $216K | 2.3% | |
| Notes receivable from participants Bearing interest at 4.25%-9.50% - | — | — | — | $201K | 2.1% | |
| Schwab Target 2020 Index Fund Mutual Fund | — | — | — | $162K | 1.7% | |
| Schwab Target 2035 Index Fund Mutual Fund | — | — | — | $124K | 1.3% | |
| Carillon Eagle Mid Cap Gr Fd R6 Mutual Fund ** 851 * Cohen & Steers Realty Instl Shares Mutual Fund | — | — | — | $90K | 1.0% | |
| Schwab Target 2065 Index Fund Mutual Fund | — | — | — | $88K | 0.9% | |
| Schwab Target 2040 Index Fund Mutual Fund | — | — | — | $84K | 0.9% | |
| Allspring Special Mid Cap Val Fd R6 Mutual Fund ** 541 * American Fd Growth Fd Of America R6 Mutual Fund | — | — | — | $74K | 0.8% | |
| Exhibit B – Schedule of Delinquent Participant Contributions Participant Total that Constitute Nonexempt Prohibited Transactions Total Fully Contributions Corrected Under Transferred Late VFCP and PTE to Plan | — | — | — | $63K | 0.7% | |
| American Funds New World R6 Mutual Fund | — | — | — | $55K | 0.6% | |
| Schwab Target 2030 Index Fund Mutual Fund | — | — | — | $46K | 0.5% | |
| Schwab Target 2010 Index Fd Sh Mutual Fund | — | — | — | $41K | 0.4% | |
| Jpmorgan Small Cap Growth Fund R6 Mutual Fund | — | — | — | $24K | 0.2% | |
| STABLE VALUE FUND GREAT GRAY COLLECTIVE INVESTMENT TRUST · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $18K | 0.2% | |
| Schwab Treas Inflat Prot Sec Idx Fd Mutual Fund | — | — | — | $2K | <0.1% | |
| Blackrock High Yield K Mutual Fund | — | — | — | $2K | <0.1% |