Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $40K | — |
| Name | EIN | Location | Relation |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index K Pooled Separate Account | — | — | — | $5.6M | 19.2% | |
| iShares US Aggregate Bond Index K Pooled Separate Account | — | — | — | $3.1M | 10.6% | |
| Direct comp |
|---|
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
| Franklin Small Cap Value R6 Pooled Separate Account |
| — |
| — |
| — |
| $2.1M |
| 7.4% |
| Empower General Account Guaranteed Income Fund | — | — | — | $2.1M | 7.4% |
| Fidelity Freedom Index 2045 Instl Prem Pooled Separate Account | — | — | — | $1.9M | 6.5% |
| BlackRock Total Return K Pooled Separate Account | — | — | — | $1.7M | 6.0% |
| American Funds Europacific Growth R6 Pooled Separate Account | — | — | — | $1.6M | 5.7% |
| iShares MSCI EAFE Intl Idx K Pooled Separate Account | — | — | — | $1.6M | 5.5% |
| MFS Value R6 Pooled Separate Account | — | — | — | $1.6M | 5.5% |
| PIMCO Income Instl Pooled Separate Account | — | — | — | $1.5M | 5.2% |
| Fidelity Freedom Index Inc Instl Prem Pooled Separate Account | — | — | — | $1.2M | 4.3% |
| Fidelity Freedom Index 2055 Instl Prem Pooled Separate Account | — | — | — | $1.2M | 4.0% |
| Vanguard Small Cap Index Adm Pooled Separate Account | — | — | — | $1.0M | 3.5% |
| Vanguard Mid Cap Index Admiral Pooled Separate Account | — | — | — | $756K | 2.6% |
| Allspring Special Mid Cap Value R6 Pooled Separate Account | — | — | — | $674K | 2.3% |
| Notes receivable from participants Interest Rates 3.25% to 8.00% | — | — | — | $475K | 1.6% |
| BlackRock Advantage Global R Pooled Separate Account | — | — | — | $413K | 1.4% |
| Fidelity Freedom Index 2035 Instl Prem Pooled Separate Account | — | — | — | $194K | 0.7% |
| Goldman Sachs Small Cap Value R6 Pooled Separate Account | — | — | — | $110K | 0.4% |
| Empower General Account Non interest bearing cash | — | — | — | $79K | 0.3% |
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
