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Original filing (PDF)20251013084609NAL0000390387001
CERTIFIED COLLECTIBLES GROUP, LLC
Form 5500
FILING_RECEIVED
CCG 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
680
Accounts w/ balance
392
Plan assets (EOY)
$28.9M
Net assets (EOY)
$28.9M
How this plan invests
This plan
1 pooled trust
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 58% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (16 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CERTIFIED COLLECTIBLES GROUP, LLC.
Plan sponsor
Name
CERTIFIED COLLECTIBLES GROUP, LLC
EIN
22-3716431
Address
5501 COMMUNICATIONS PARKWAY · SARASOTA, FL · 342408474
Phone
(941) 360-3994
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
2A · Age/service weighted or new comparability
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
NISIVOCCIA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $40K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
Investments
20 direct securities · 1 pooled fund· $28.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$28.9M
20 holdings
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index K Pooled Separate Account | — | — | — | $5.6M | 19.2% | |
| iShares US Aggregate Bond Index K Pooled Separate Account | — | — | — | $3.1M | 10.6% | |
| Franklin Small Cap Value R6 Pooled Separate Account | — | — | — | $2.1M | 7.4% | |
| Empower General Account Guaranteed Income Fund | — | — | — | $2.1M | 7.4% | |
| Fidelity Freedom Index 2045 Instl Prem Pooled Separate Account | — | — | — | $1.9M | 6.5% | |
| BlackRock Total Return K Pooled Separate Account | — | — | — | $1.7M | 6.0% | |
| American Funds Europacific Growth R6 Pooled Separate Account | — | — | — | $1.6M | 5.7% | |
| iShares MSCI EAFE Intl Idx K Pooled Separate Account | — | — | — | $1.6M | 5.5% | |
| MFS Value R6 Pooled Separate Account | — | — | — | $1.6M | 5.5% | |
| PIMCO Income Instl Pooled Separate Account | — | — | — | $1.5M | 5.2% | |
| Fidelity Freedom Index Inc Instl Prem Pooled Separate Account | — | — | — | $1.2M | 4.3% | |
| Fidelity Freedom Index 2055 Instl Prem Pooled Separate Account | — | — | — | $1.2M | 4.0% | |
| Vanguard Small Cap Index Adm Pooled Separate Account | — | — | — | $1.0M | 3.5% | |
| Vanguard Mid Cap Index Admiral Pooled Separate Account | — | — | — | $756K | 2.6% | |
| Allspring Special Mid Cap Value R6 Pooled Separate Account | — | — | — | $674K | 2.3% | |
| Notes receivable from participants Interest Rates 3.25% to 8.00% | — | — | — | $475K | 1.6% | |
| BlackRock Advantage Global R Pooled Separate Account | — | — | — | $413K | 1.4% | |
| Fidelity Freedom Index 2035 Instl Prem Pooled Separate Account | — | — | — | $194K | 0.7% | |
| Goldman Sachs Small Cap Value R6 Pooled Separate Account | — | — | — | $110K | 0.4% | |
| Empower General Account Non interest bearing cash | — | — | — | $79K | 0.3% | |
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
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