Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PARADIGM CONSULTING, INC. | — | UTICA, NY | INVESTMENT ADVISORY | $35K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN TRUST COMPANY | 62-0951563 | — | CONTRACT ADMIN | $58K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Mutual Fund - 6,575 shares | — | — | — | $3.6M | 23.3% | |
| Lincoln Life & Annuity Company of New York Group fixed annuity contract - rate of 2.0% | — | — | — | $3.4M | 22.4% | |
| Dodge and Cox Income Fund Mutual Fund - 204,927 shares |
| Indirect comp |
|---|
| FUST CHARLES CHAMBERS, LLP | 16-1226221 | — | AUDITOR | $10K | — |
| — |
| — |
| — |
| $2.5M |
| 16.6% |
| DFA U.S. Large Cap Value Fund Mutual Fund - 35,053 shares | — | — | — | $1.7M | 11.3% |
| American Funds EuroPacific Growth Fund Mutual Fund - 13,589 shares | — | — | — | $730K | 4.8% |
| MFS Growth Fund Mutual Fund - 2,524 shares | — | — | — | $514K | 3.4% |
| Vanguard Mid-Cap Index Fund Mutual Fund - 1,534 shares | — | — | — | $502K | 3.3% |
| Vanguard Small-Cap Growth Index Fund Mutual Fund - 6 shares ** 569 Schwab Fundamental International Equity Index Fund Mutual Fund - 46,795 shares | — | — | — | $485K | 3.2% |
| American Funds U.S. Government Securities Fund Mutual Fund - 36,153 shares | — | — | — | $425K | 2.8% |
| Vanguard Mid-Cap Value Index Fund Mutual Fund - 4,612 shares | — | — | — | $386K | 2.5% |
| Vanguard Small-Cap Index Fund Mutual Fund - 2,287 shares | — | — | — | $263K | 1.7% |
| DFA Emerging Markets Fund Mutual Fund - 8,710 shares | — | — | — | $249K | 1.6% |
| Participant loans Interest rates ranging from 4.25% to 9.50% - | Participant loans | — | — | $209K | 1.4% |
| T. Rowe Price Diversified Mid Cap Growth Fund Mutual Fund - 2,951 shares | — | — | — | $136K | 0.9% |
| DFA U.S. Targeted Value Fund Mutual Fund - 3,740 shares | — | — | — | $129K | 0.8% |
| DFA Real Estate Securities Fund Mutual Fund - 221 shares | — | — | — | $9K | <0.1% |
| PIMCO Commodity Real Return Strategy Fund Mutual Fund - 469 shares | — | — | — | $6K | <0.1% |
| Vanguard Balanced Index Fund Mutual Fund - 96 shares | — | — | — | $5K | <0.1% |
| American Funds New Perspective Fund Mutual Fund - 41 shares | — | — | — | $3K | <0.1% |
