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Original filing (PDF)20250804150733NAL0003711554001
HENNION & WALSH. INC
Form 5500
FILING_RECEIVED
HENNION & WALSH, INC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
126
Accounts w/ balance
137
Plan assets (EOY)
$38.6M
Net assets (EOY)
$38.6M
How this plan invests
This plan
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HENNION & WALSH. INC.
Plan sponsor
Name
HENNION & WALSH. INC
EIN
22-3005841
Address
2001 ROUTE 46 WATERVIEW PLAZA · PARSIPPANY, NJ · 07054
Phone
(973) 299-8989
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-04
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP LLC | — | SANTA BARBARA, CA | NONE | $31K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $14K | — |
Investments
42 direct securities· $38.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $9.1M | 23.5% | |
| Vanguard Information Tech Index ETF Vanguard 0 | — | — | — | $3.2M | 8.2% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $2.6M | 6.9% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $2.4M | 6.3% | |
| Vanguard Russell 2000 ETF Vanguard 0 | — | — | — | $1.8M | 4.8% | |
| Vanguard Treasury Money Market Vanguard 0 | — | — | — | $1.8M | 4.6% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $1.5M | 3.9% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $1.5M | 3.8% | |
| Vanguard Emerging Mkts Stock Idx Adm Vanguard 0 | — | — | — | $1.5M | 3.8% | |
| Vanguard U.S. Quality Factor ETF Vanguard 0 | — | — | — | $1.3M | 3.3% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $1.2M | 3.1% | |
| Vanguard Financials Index ETF Vanguard 0 | — | — | — | $1.2M | 3.0% | |
| Vanguard Interm-Term Invst Grade Inv Vanguard 0 | — | — | — | $925K | 2.4% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $898K | 2.3% | |
| Vanguard Total World Stock Index ETF Vanguard 0 | — | — | — | $846K | 2.2% | |
| Vanguard Energy Index ETF Vanguard 0 | — | — | — | $825K | 2.1% | |
| Vanguard Dividend Apprec Index ETF Vanguard 0 | — | — | — | $790K | 2.0% | |
| Invesco Equally-Weighted S&P 500 R6 Invesco 0 | — | — | — | $624K | 1.6% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $618K | 1.6% | |
| Vanguard Health Care Index ETF Vanguard 0 | — | — | — | $519K | 1.3% | |
| Vanguard Industrials Index ETF Vanguard 0 | — | — | — | $481K | 1.2% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $344K | 0.9% | |
| Vanguard Consumer Staples Index ETF Vanguard 0 | — | — | — | $314K | 0.8% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $307K | 0.8% | |
| Vanguard Consumer Discretionary Idx ETF Vanguard 0 | — | — | — | $290K | 0.8% | |
| DoubleLine Total Return Bond I DoubleLine 0 | — | — | — | $286K | 0.7% | |
| Cohen & Steers Preferred Sec and Inc I Cohen & Steers 0 | — | — | — | $198K | 0.5% | |
| Vanguard High Yield Corp Adm Vanguard 0 | — | — | — | $193K | 0.5% | |
| Vanguard Communications Services ETF Vanguard 0 | — | — | — | $171K | 0.4% | |
| Vanguard Value Index ETF Vanguard 0 | — | — | — | $159K | 0.4% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $154K | 0.4% | |
| Vanguard S&P Small-Cap 600 Index ETF Vanguard 0 | — | — | — | $135K | 0.3% | |
| Vanguard Interm-Term Treasury Inv Vanguard 0 | — | — | — | $114K | 0.3% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $108K | 0.3% | |
| Vanguard Global Capital Cycles Inv Vanguard 0 | — | — | — | $57K | 0.1% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $53K | 0.1% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $50K | 0.1% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $40K | 0.1% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $36K | <0.1% | |
| Vanguard Emerging Markets Bond Adm Vanguard 0 | — | — | — | $33K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 75 Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $14K | <0.1% | |
| Vanguard Materials Index ETF Vanguard 0 | — | — | — | $14K | <0.1% |