How big is SML (USA), Inc.'s plan?

SML (USA), Inc.'s plan reported $13.8M in assets and 121 participants for 2024.

Original filing (PDF)20251015075917NAL0008252482001

SML (USA), Inc.

Name: SML (USA), Inc. — SML (USA) Inc. 401(k) Plan, Form 5500 (2024)
Creator: SML (USA), Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

SML (USA) Inc. 401(k) Plan

401(k) retirement plan · SML (USA), Inc.'s SML (USA) Inc. 401(k) Plan held $13.8M in plan assets for 121 participants in 2024, with Fidelity as recordkeeper.

Signals · 1

Late participant contributions

Active participants

121

Accounts w/ balance

135

Plan assets (EOY)

$13.8M

Net assets (EOY)

$13.8M

People on this filing

Brianne Highfill signed SML (USA), Inc.'s 2024 Form 5500 as plan administrator.

Brianne Highfill — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

SML (USA), Inc.'s EIN is 22-2950838.

EIN 22-2950838

Plan number 001

Plan year 2024

ACK ID 20251015075917NAL0008252482001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for SML (USA), Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

SML (USA), Inc.'s plan includes ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA), profit-sharing.

Decision-maker contacts

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How this plan invests

This plan

28 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 351K (28% of contributions).
Total administrative cost in the bottom quartile of peers (16th percentile).

Plan sponsor

Name

SML (USA), INC.

EIN

all filings

Address

1 HARMON PLAZA · SUITE 610 · SECAUCUS, NJ · 07094

Phone

(207) 784-2961

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$36K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
BLEAKLEY FINANCIAL GROUP LLC	47-2523848	—	ADVISOR	$33K	—
STRATEGIC ADVISORS, INC.	04-2654524

Investments

28 direct securities· $13.3M(97% of reported assets)

Other securities

$6.4M

13 holdings

Common Collective Trusts

$5.9M

11 holdings

Stable Value

$696K

1 holding

Common Stocks

$166K

1 holding

Bonds / Notes

$138K

1 holding

Mutual Funds

$77K

1 holding

					% of plan
IS S&P 500 IDX K Mutual Fund 	Common Collective Trusts	—	—	$2.3M	16.8%
AF WASH MUTL INV R6 Mutual Fund 	Other securities	—	—	$1.6M	11.4%
TRP BLUE CHIP GRTH I Mutual Fund 	Other securities	—	—	$1.5M	10.6%
IS R MID-CAP IDX K Mutual Fund 	Common Collective Trusts	—	—	$1.2M	8.4%
VANG LIFEST MOD GRTH Mutual Fund 	Other securities	—	—	$699K	5.1%
LINCOLN STABLE VALUE Guaranteed Investment Contract 	Stable Value	—	—	$696K	5.1%
FID FDM IDX 2035 INV Mutual Fund 	Common Collective Trusts	—	—	$654K	4.8%
AF NEW PERSPECT R6 Mutual Fund 	Other securities	—	—	$629K	4.6%
IS R2000 SM-CAP K Mutual Fund 	Other securities	—	—	$626K	4.6%
FID FDM IDX 2045 INV Mutual Fund 	Common Collective Trusts	—	—	$605K	4.4%
GUGHM TOT RTN BD IS Mutual Fund 	Other securities	—	—	$500K	3.6%
FID FDM IDX 2025 INV Mutual Fund 	Common Collective Trusts	—	—	$475K	3.5%
VANG LIFEST GROWTH Mutual Fund 	Other securities	—	—	$403K	2.9%
GS EM MKT EQ INS IS Mutual Fund 	Other securities	—	—	$360K	2.6%
FID FDM IDX 2055 INV Mutual Fund 	Common Collective Trusts	—	—	$239K	1.7%
NB STRATEGIC INC R6 Mutual Fund 	Common Stocks	—	—	$166K	1.2%
FID FDM IDX 2040 INV Mutual Fund 	Common Collective Trusts	—	—	$145K	1.1%
PARTICIPANT LOANS Interest at 4.25% to 6.50% $0	Bonds / Notes	—	—	$138K	1.0%
FID FDM IDX 2030 INV Mutual Fund 	Common Collective Trusts	—	—	$106K	0.8%
FID FDM IDX 2060 INV Mutual Fund 	Common Collective Trusts	—	—	$78K	0.6%
FID INTL SMALL CAP Mutual Fund 	Mutual Funds	—	—	$77K	0.6%
FID FDM IDX 2050 INV Mutual Fund 	Common Collective Trusts	—	—	$57K	0.4%
VANG LIFEST CON GRTH Mutual Fund 	Other securities	—	—	$46K	0.3%
FID FDM IDX 2065 INV Mutual Fund 	Common Collective Trusts	—	—	$44K	0.3%
OAKMARK INTL INST Mutual Fund 	Other securities	—	—	$39K	0.3%
C&S REAL ESTATE Mutual Fund 	Other securities	—	—	$34K	0.2%
AB GLOBAL BOND Z Mutual Fund 	Other securities	—	—	$21K	0.2%
VANG LIFEST INCOME Mutual Fund 	Other securities	—	—	$17K	0.1%