Original filing (PDF)20250919102058NAL0001038115001

EMCORE CORPORATION

Name: EMCORE CORPORATION — EMCORE CORPORATION 401(K) PLAN, Form 5500 (2024)
Creator: EMCORE CORPORATION

Form 5500

FILING_RECEIVED

EMCORE CORPORATION 401(K) PLAN

401(k) retirement plan

Signals · 1

No recordkeeper disclosed

Active participants

247

Accounts w/ balance

842

Plan assets (EOY)

$134.9M

Net assets (EOY)

$134.9M

How this plan invests

This plan

1 pooled trust

Schedule D

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

15 bps in Schedule C fees — 51% above peer band of 10 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EMCORE CORPORATION.

Plan sponsor

Name

EMCORE CORPORATION

EIN

22-2746503

Address

2015 WEST CHESTNUT STREET · ALHAMBRA, CA · 91724

Phone

(626) 293-3705

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-19

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

BPM LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
THE VANGUARD GROUP, INC.	23-1945930	—	NONE	$98K	—
MMA SECURITIES LLC	22-3570392	—	NONE	$65K	—
VANGUARD ADVISERS INC.	23-2811930	—	NONE	$41K	—

Investments

32 direct securities · 1 pooled fund· $134.9M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$120.4M

32 holdings

Common Collective Trust

$14.5M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard Institutional Index Fund lnst'I Shares Mutual fund	—	—	—	$22.8M	16.9%
VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024	Common Collective Trust	—	—	$14.5M	10.7%
Vanguard Target Retirement 2030 Fund Mutual fund	—	—	—	$13.3M	9.8%
Vanguard Target Retirement 2025 Fund Mutual fund	—	—	—	$12.0M	8.9%
Vanguard Target Retirement 2035 Fund Mutual fund	—	—	—	$10.1M	7.5%
Harbor Capital Appreciation Fund Mutual fund	—	—	—	$8.8M	6.5%
Vanguard Total Bond Market Index Fund: lnst'I Shr Mutual fund	—	—	—	$8.2M	6.1%
Vanguard Mid-Cap Index Fund Institutional Shares Mutual fund	—	—	—	$7.7M	5.7%
Vanguard Target Retirement 2040 Fund Mutual fund	—	—	—	$6.6M	4.9%
Vanguard Total International Stock Index Fund: lnst'I Shr Mutual fund	—	—	—	$6.0M	4.4%
Vanguard Target Retirement 2045 Fund Mutual fund	—	—	—	$4.4M	3.2%
Vanguard Target Retirement 2020 Fund Mutual fund	—	—	—	$3.8M	2.8%
Vanguard Target Retirement Income Mutual fund	—	—	—	$3.3M	2.5%
Vanguard Small-Cap Index Fund Admiral Shares Mutual fund	—	—	—	$2.5M	1.9%
Vanguard Target Retirement 2050 Fund Mutual fund	—	—	—	$2.0M	1.5%
Vanguard Total Stock Market Index Fund Admiral Shares Mutual fund	—	—	—	$1.9M	1.4%
Vanguard Target Retirement 2055 Fund Mutual fund	—	—	—	$1.5M	1.1%
Baird Core Plus Bond Fund Mutual fund	—	—	—	$1.1M	0.8%
Vanguard Equity Income Fund Admiral Shares Mutual fund	—	—	—	$748K	0.6%
BlackRock Mid-Cap Growth Equity Portfolio, Class K Mutual fund	—	—	—	$634K	0.5%
BlackRock Inflation Protected Bond Fund; Class K Mutual fund	—	—	—	$566K	0.4%
American Funds New World Fund, Class R-6 Mutual fund	—	—	—	$537K	0.4%
Vanguard Target Retirement 2060 Fund Mutual fund	—	—	—	$378K	0.3%
Participant loans 4.25% to 9.50%, various maturities	—	—	—	$298K	0.2%
Loomis Sayles Global Bond Fund Institutional Mutual fund	—	—	—	$271K	0.2%
Vanguard Target Retirement 2065 Fund Mutual fund	—	—	—	$253K	0.2%
Federated HermesKaufmann Small Cap Fund, Class R-6 Mutual fund	—	—	—	$220K	0.2%
DFA U.S. Targeted Value Portfolio Mutual fund	—	—	—	$173K	0.1%
Vanguard Fed Money Market Mutual fund	—	—	—	$134K	<0.1%
Vanguard Target Retirement 2070 Fund Mutual fund	—	—	—	$65K	<0.1%
MFS Mid Cap Value Fund; Class R6 Mutual fund	—	—	—	$64K	<0.1%
Cohen & Steers Real Estate Securities Fund; Class Z Mutual fund	—	—	—	$22K	<0.1%
Pioneer Balanced ESG Fund; Class K Mutual fund	—	—	—	$6K	<0.1%