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Original filing (PDF)20260209081727NAL0001034145001
UNITED ASSOCIATION LOCAL 322 ANNUITY FUND
Form 5500
FILING_RECEIVED
U A LOCAL 322 ANNUITY FUND
Defined-contribution retirement plan
Signals · 2
No recordkeeper disclosed7 service providers
Active participants
2,192
Accounts w/ balance
2,531
Plan assets (EOY)
$148.6M
Net assets (EOY)
$148.5M
How this plan invests
This plan
25 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 25 bps in Schedule C fees — 147% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNITED ASSOCIATION LOCAL 322 ANNUITY FUND.
Plan sponsor
Name
UNITED ASSOCIATION LOCAL 322 ANNUITY FUND
EIN
22-2708962
Address
534 S. ROUTE 73 · HAMMONTON, NJ · 080372401
Phone
(609) 567-3322
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-05-01
Tax period
2025-04-30
Filed
2026-02-09
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
NOVAK FRANCELLA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UA LOCAL 322 HEALTH AND WELFARE FD | 21-0699966 | — | RELATED ORG. | $196K | — |
| JOHN SHALOO | 22-2708962 | — | EMPLOYEE | $77K | — |
| NOVAK FRANCELLA LLC | 61-1436956 | — | NONE | $35K | — |
| PFM ASSET MANAGEMENT LLC | 41-2003732 | — | NONE | $27K | — |
| THE MCKEOGH COMPANY | 23-3003375 | — | NONE | $12K | — |
| LINDABURDY,MCCORMICK,ESTABROOK,COOP | 22-1943351 | — | NONE | $10K | — |
| O'DONOGHUE & O'DONOGHUE LLP | 53-0120528 | — | NONE | $9K | — |
Investments
25 pooled funds· $121.4M(82% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DAY ONE 2040 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 683 | Pooled Separate Account | — | — | $17.2M | 11.6% | |
| LARGE CAP GROWTH / MFS FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 350 | Pooled Separate Account | — | — | $16.3M | 11.0% | |
| DAY ONE 2030 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 681 | Pooled Separate Account | — | — | $14.7M | 9.9% | |
| DRYDEN S&P 500 INDEX FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 123 | Pooled Separate Account | — | — | $13.0M | 8.8% | |
| LARGE CAP VALUE WELLINGTON EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 184 | Pooled Separate Account | — | — | $8.0M | 5.4% | |
| DAY ONE 2020 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 679 | Pooled Separate Account | — | — | $7.7M | 5.2% | |
| HIGH GRADE BOND/GSAM FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 039 | Pooled Separate Account | — | — | $7.1M | 4.8% | |
| DAY ONE 2055 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 686 | Pooled Separate Account | — | — | $4.9M | 3.3% | |
| DAY ONE 2050 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 685 | Pooled Separate Account | — | — | $4.8M | 3.2% | |
| PGIM QUANT SOL LG CAP CORE EQ EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 536 | Pooled Separate Account | — | — | $3.3M | 2.2% | |
| SMALL CAP VALUE I BNYM EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 410 | Pooled Separate Account | — | — | $2.9M | 1.9% | |
| MID CAP VALUE/INTEGRITY FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 441 | Pooled Separate Account | — | — | $2.7M | 1.8% | |
| DAY ONE 2045 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 684 | Pooled Separate Account | — | — | $2.6M | 1.8% | |
| DAY ONE 2035 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 682 | Pooled Separate Account | — | — | $2.5M | 1.7% | |
| MID CAP GROWTH/ARTISAN PARTNERS EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 185 | Pooled Separate Account | — | — | $2.4M | 1.6% | |
| SA/INVESCO SMALL CAP GROWTH STRATEG EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 293 | Pooled Separate Account | — | — | $2.2M | 1.5% | |
| DAY ONE 2060 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 803 | Pooled Separate Account | — | — | $2.1M | 1.4% | |
| DAY ONE INCOMEFLEX TARGET BALANCED EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 697 | Pooled Separate Account | — | — | $1.7M | 1.1% | |
| DAY ONE INCOME FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 698 | Pooled Separate Account | — | — | $1.3M | 0.9% | |
| PGIM QS US BROAD MKT IDX EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 671 | Pooled Separate Account | — | — | $1.1M | 0.7% | |
| CORE PLUS BOND/PGIM FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $1.0M | 0.7% | |
| MID CAP GROWTH/WESTFIELD EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 560 | Pooled Separate Account | — | — | $813K | 0.5% | |
| DAY ONE 2065 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 838 | Pooled Separate Account | — | — | $793K | 0.5% | |
| DAY ONE 2025 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 680 | Pooled Separate Account | — | — | $275K | 0.2% | |
| DAY ONE 2015 FUND EMPOWER ANNUITY INS CO. · EIN 06-1050034 / PN 678 | Pooled Separate Account | — | — | $0 | <0.1% |