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Original filing (PDF)20251006135132NAL0003717185001
WILKIN & GUTTENPLAN, P.C.
Form 5500
FILING_RECEIVED
WILKIN & GUTTENPLAN, P.C. 401(K) PLAN
401(k) retirement plan
Active participants
154
Accounts w/ balance
151
Plan assets (EOY)
$36.3M
Net assets (EOY)
$36.3M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WILKIN & GUTTENPLAN, P.C..
Plan sponsor
Name
WILKIN & GUTTENPLAN, P.C.
EIN
22-2612018
Address
1200 TICES LANE · EAST BRUNSWICK, NJ · 08816
Phone
(732) 846-3000
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MENGEL, METZGER BARR & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $25K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | — | ADVISOR | $58K | — |
Investments
38 direct securities· $35.7M(98% of reported assets)
Uncategorized
$35.0M
36 holdings
Mutual Funds
$732K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2050 Fund | — | — | — | $5.4M | 15.0% | |
| Vanguard 500 Index Fund | — | — | — | $4.8M | 13.2% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $2.9M | 8.1% | |
| Vanguard Information Technology Index Fund | — | — | — | $2.5M | 6.8% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $2.0M | 5.4% | |
| Columbia Dividend Income Fund | — | — | — | $2.0M | 5.4% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $1.7M | 4.7% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $1.4M | 4.0% | |
| JPMorgan U.S. Research Enhanced Equity Fund | — | — | — | $1.4M | 3.8% | |
| Harbor Capital Appreciation Fund | — | — | — | $993K | 2.7% | |
| American Century Focused Global Growth Fund | — | — | — | $991K | 2.7% | |
| American Funds American Mutual Fund | — | — | — | $979K | 2.7% | |
| Vanguard Mid-Cap Value Index Fund | — | — | — | $808K | 2.2% | |
| Vanguard Mid-Cap Growth Index Fund | — | — | — | $787K | 2.2% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $641K | 1.8% | |
| T. Rowe Price Health Sciences Fund | — | — | — | $617K | 1.7% | |
| Vanguard Small Cap Value Index Fund | — | — | — | $612K | 1.7% | |
| Vanguard Target Retirement 2070 Fund 636 Vanguard International Growth Fund | — | — | — | $587K | 1.6% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $537K | 1.5% | |
| Vanguard Target Retirement Income Fund | — | — | — | $499K | 1.4% | |
| Vanguard Target Retirement 2055 Fund | Mutual Funds | — | — | $474K | 1.3% | |
| Fidelity Value Fund - Class K | — | — | — | $434K | 1.2% | |
| Vanguard Intermediate-Term Treasury Fund | — | — | — | $421K | 1.2% | |
| PIMCO Income Fund Institutional | — | — | — | $323K | 0.9% | |
| Franklin Mutual International Value Fund | — | — | — | $267K | 0.7% | |
| Stable Value Fund Lincoln Stable Value Fund | — | — | — | $264K | 0.7% | |
| s, Cont'd Vanguard Energy Index Fund | Mutual Funds | — | — | $258K | 0.7% | |
| Vanguard Small Cap Index Fund | — | — | — | $235K | 0.6% | |
| AMG TimesSquare Mid Cap Growth Fund | — | — | — | $220K | 0.6% | |
| John Hancock Bond Fund Class R6 | — | — | — | $148K | 0.4% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $115K | 0.3% | |
| Invesco Small Cap Value Fund Class R6 | — | — | — | $114K | 0.3% | |
| Notes Receivable from Participants * Maturity dates through January 2029, with interest from 4.25% to 9.00% | — | — | — | $72K | 0.2% | |
| DFA Emerging Markets Value Portfolio Institutional Class | — | — | — | $67K | 0.2% | |
| American Funds Inflation-Linked Bond Fund | — | — | — | $59K | 0.2% | |
| MFS Blended Research Mid-Cap Equity Fund Class R6 | — | — | — | $54K | 0.1% | |
| Invesco Gold & Special Minerals Fund | — | — | — | $17K | <0.1% | |
| T. Rowe Price Emerging Markets Corporate Bond Fund | — | — | — | $10K | <0.1% |
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