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Original filing (PDF)20251014110504NAL0001277731002
STAMFORD HEALTH, INC.
Form 5500
FILING_RECEIVED
STAMFORD HEALTH SYSTEM DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Active participants
3,969
Accounts w/ balance
4,987
Plan assets (EOY)
$504.5M
Net assets (EOY)
$504.5M
How this plan invests
This plan
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — modestly above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STAMFORD HEALTH, INC..
Plan sponsor
Name
STAMFORD HEALTH, INC.
EIN
22-2476636
Address
ONE HOSPITAL PLAZA · PO BOX 9317 · STAMFORD, CT · 06904
Phone
(203) 276-7215
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $393K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKER | $759 | — |
Investments
19 direct securities· $504.5M(100% of reported assets)
Uncategorized
$493.6M
18 holdings
Mutual Funds
$10.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retrmnt 2030 | — | — | $1.6M | $59.5M | 11.8% | |
| Vanguard Target Retrmnt 2040 | — | — | $1.3M | $57.7M | 11.4% | |
| Vanguard Institutional Target Retirement 2035 | — | — | $2.4M | $57.4M | 11.4% | |
| Vanguard Institutional Index I | — | — | $113K | $54.2M | 10.7% | |
| Vanguard Institutional Target Retirement 2045 | — | — | $1.8M | $52.6M | 10.4% | |
| Vanguard Institutional Target Retirement 2025 | — | — | $2.6M | $48.2M | 9.6% | |
| Vanguard Institutional Target Retirement 2050 | — | — | $798K | $39.8M | 7.9% | |
| Vanguard Institutional Target Retirement 2055 | — | — | $465K | $25.9M | 5.1% | |
| Vanguard Institutional Target Retirement 2020 | — | — | $887K | $23.5M | 4.7% | |
| Vanguard Extended Market Index Institutional | — | — | $114K | $16.5M | 3.3% | |
| Vanguard Institutional Target Retirement 2060 | — | — | $272K | $13.9M | 2.8% | |
| Guaranteed Investment Option and Insurance General Account Transamerica Life Insurance Company Guaranteed Investment Option* | — | — | — | $12.5M | 2.5% | |
| Vanguard Institutional Target Retirement Income | Mutual Funds | — | $834K | $10.9M | 2.2% | |
| Notes receivable from participants (interest rates ranging from 4.25% to 9.50%) | — | — | — | $7.3M | 1.4% | |
| Vanguard Total Bond Market Index Institutional | — | — | $718K | $6.8M | 1.3% | |
| Self-directed Brokerage Accounts Charles Schwab Institutional Personal Choice Retirement Account | — | — | $6.8M | $6.8M | 1.3% | |
| Vanguard FTSE All World ex-US Index Institutional | — | — | $54K | $6.1M | 1.2% | |
| Vanguard Institutional Target Retirement 2065 | — | — | $110K | $3.7M | 0.7% | |
| Transamerica Financial Life Insurance Company General Account* | — | — | — | $1.3M | 0.3% |