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Original filing (PDF)20251014164655NAL0003321441001
SGI, INC.
Form 5500
FILING_RECEIVED
SGI, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
142
Accounts w/ balance
181
Plan assets (EOY)
$15.2M
Net assets (EOY)
$15.2M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SGI, INC..
Plan sponsor
Name
SGI, INC.
EIN
22-2365834
Address
1550 SCENIC AVE, SUITE 150 · COSTA MESA, CA · 92626
Phone
(949) 955-1250
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEVITZACKS CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $23K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 20-8764829 | — | INVESTMENT ADVISOR | $34K | — |
Investments
33 direct securities · 1 pooled fund· $15.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.2M
33 holdings
Common Collective Trust
$65K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity FID 500 INDEX - | — | — | — | $2.1M | 14.1% | |
| Fidelity FID FDM IDX 2050 IPR - | — | — | — | $1.4M | 9.3% | |
| Fidelity FID MID CAP IDX - | — | — | — | $1.2M | 7.8% | |
| AllianceBernstein AB LG CAP GRTH Z - | — | — | — | $1.0M | 6.7% | |
| Dimensional Fund Advisors DFA US TARGET VAL I - | — | — | — | $936K | 6.1% | |
| Janus Henderson J H ENTERPRISE N - | — | — | — | $760K | 5.0% | |
| Fidelity FID US BOND IDX - | — | — | — | $684K | 4.5% | |
| Fidelity FID FDM IDX 2055 IPR - | — | — | — | $675K | 4.4% | |
| Vanguard VANG WINDSOR ADM - | — | — | — | $657K | 4.3% | |
| Fidelity FID FDM IDX 2030 IPR - | — | — | — | $598K | 3.9% | |
| Fidelity FID INTL INDEX - | — | — | — | $587K | 3.9% | |
| Fidelity FID FDM IDX INC IPR - | — | — | — | $494K | 3.2% | |
| Fidelity FID FDM IDX 2040 IPR - | — | — | — | $491K | 3.2% | |
| Franklin Templeton Investments FKLN SM CAP GRTH R6 - | — | — | — | $424K | 2.8% | |
| Amercian Funds AF NEW WORLD R6 - | — | — | — | $407K | 2.7% | |
| Victory capital VICTORY S EST VAL R6 - | — | — | — | $338K | 2.2% | |
| Fidelity FID FDM IDX 2020 IPR - | — | — | — | $308K | 2.0% | |
| Fidelity FID SM CAP IDX - | — | — | — | $235K | 1.5% | |
| Janus Henderson J H GLB TECH INNV N - | — | — | — | $211K | 1.4% | |
| MFS INTL GROWTH R6 - | — | — | — | $205K | 1.3% | |
| Fidelity FID FDM IDX 2045 IPR - | — | — | — | $197K | 1.3% | |
| Fidelity FID GOVT MMKT K6 - | — | — | — | $195K | 1.3% | |
| Participant Loans Interest Rates (4.25% to 9.50%) - | — | — | — | $181K | 1.2% | |
| Fidelity FID FDM IDX 2060 IPR - | — | — | — | $134K | 0.9% | |
| Fidelity FID FDM IDX 2035 IPR - | — | — | — | $131K | 0.9% | |
| Fidelity FID CAPITAL & INCOME - | — | — | — | $127K | 0.8% | |
| Fidelity FID FDM IDX 2010 IPR - | — | — | — | $124K | 0.8% | |
| VanEck VE INTL INV GOLD I - | — | — | — | $113K | 0.7% | |
| Hartford HTFD TOT RET BOND R6 - | — | — | — | $76K | 0.5% | |
| FH CAP PRESRVN ISP FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $65K | 0.4% | |
| Fidelity FID FDM IDX 2065 IPR - | — | — | — | $52K | 0.3% | |
| Fidelity FID FDM IDX 2025 IPR - | — | — | — | $43K | 0.3% | |
| DWS R REAL ESTATE R6 - | — | — | — | $19K | 0.1% | |
| Fidelity FID FDM IDX 2015 IPR - | — | — | — | $11K | <0.1% |
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