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Original filing (PDF)20250914125046NAL0000514752001
POLLARD (U.S.) LTD
Form 5500
FILING_RECEIVED
POLLARD (U.S.) LTD 401(K) PLAN
401(k) retirement plan
Active participants
952
Accounts w/ balance
885
Plan assets (EOY)
$41.6M
Net assets (EOY)
$41.5M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for POLLARD (U.S.) LTD.
Plan sponsor
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-14
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FRANKEL, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $54K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | INVESTMENT ADVISOR | $55K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $9K | — |
Investments
31 direct securities · 1 pooled fund· $43.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$41.0M
31 holdings
Common Collective Trust
$2.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $6.2M | 14.9% | |
| New York Life Winslow Large Cap Growth Fund GRADE A Registered Investment Company | — | — | — | $5.5M | 13.1% | |
| Vanguard Target Retirement 2035 Registered Investment Company | — | — | — | $3.5M | 8.3% | |
| Vanguard Target Retirement 2025 Registered Investment Company | — | — | — | $3.0M | 7.2% | |
| Vanguard Target Retirement 2030 Registered Investment Company | — | — | — | $2.8M | 6.8% | |
| Vanguard Target Retirement 2040 Registered Investment Company | — | — | — | $2.3M | 5.6% | |
| Vanguard Target Retirement 2050 Registered Investment Company | — | — | — | $2.1M | 4.9% | |
| Galliard Stable Return Fund; C Common / Collective Trust | — | — | — | $2.0M | 4.9% | |
| GALLIARD STBLE RTN C WELLS FARGO BANK, N.A. · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $2.0M | 4.9% | |
| Vanguard Target Retirement 2045 Registered Investment Company | — | — | — | $2.0M | 4.7% | |
| Participant loans Interest rates ranging from 4.25 - 9.50%, maturing 2025 to 2029 | — | — | — | $1.2M | 2.9% | |
| Blackrock Equity Dividend Fund Institutional Shares Registered Investment Company | — | — | — | $1.2M | 2.9% | |
| JPMorgan Mid Cap Value Fund Class L Registered Investment Company | — | — | — | $1.1M | 2.6% | |
| Vanguard Target Retirement 2055 Registered Investment Company | — | — | — | $984K | 2.4% | |
| Vanguard Target Retirement 2020 Registered Investment Company | — | — | — | $908K | 2.2% | |
| Vanguard Target Retirement 2060 Registered Investment Company | — | — | — | $788K | 1.9% | |
| T Rowe Price Institutional Mid-Cap Equity Growth Fund Registered Investment Company | — | — | — | $719K | 1.7% | |
| Vanguard Total International Stock Index Fund Admiral Shares Registered Investment Company | — | — | — | $670K | 1.6% | |
| American Beacon Small Cap Value Fund Investor Class Registered Investment Company | — | — | — | $627K | 1.5% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $600K | 1.4% | |
| T Rowe Price QM U.S. Small Cap Growth Equity Fund I Class Registered Investment Company | — | — | — | $598K | 1.4% | |
| Fidelity Extended Market Index Fund Registered Investment Company | — | — | — | $541K | 1.3% | |
| MFS International Intrinsic Value Fund Class R3 Registered Investment Company | — | — | — | $390K | 0.9% | |
| American Funds EuroPacific Growth Fund Class R6 Registered Investment Company | — | — | — | $304K | 0.7% | |
| PIMCO Income Fund Class A Registered Investment Company | — | — | — | $287K | 0.7% | |
| Vanguard International Growth Fund Admiral Shares Registered Investment Company | — | — | — | $270K | 0.6% | |
| Fidelity U.S. Bond Index Fund Registered Investment Company | — | — | — | $247K | 0.6% | |
| Vanguard Target Retirement 2065 Registered Investment Company | — | — | — | $239K | 0.6% | |
| Fidelity Investments Money Market Treasury Portfolio Class I Registered Investment Company | — | — | — | $29K | <0.1% | |
| Vanguard Inflation Protected Securities Fund Admiral Shares Registered Investment Company | — | — | — | $22K | <0.1% | |
| Principal Diversified Real Asset Fund Institutional Class Registered Investment Company | — | — | — | $20K | <0.1% | |
| Fidelity Government Money Market Fund Registered Investment Company | — | — | — | $1K | <0.1% |
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