This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | INVESTMENT ADVISORY | $0 | — |
| CETERA ADVISORS LLC | 84-0858799 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $170K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 Inv Fund | — | — | — | $2.7M |
| 13.0% |
| Vanguard Target Retirement 2025 Inv Fund | — | — | — | $2.5M | 12.1% |
| Vanguard Target Retirement 2050 Inv Fund | — | — | — | $2.4M | 11.4% |
| Vanguard Target Retirement 2030 Inv Fund | — | — | — | $2.2M | 10.5% |
| Vanguard Target Retirement 2045 Inv Fund | — | — | — | $2.0M | 9.4% |
| Vanguard Target Retirement 2055 Inv Fund | — | — | — | $1.6M | 7.7% |
| Vanguard Target Retirement 2020 Inv Fund | — | — | — | $1.3M | 6.3% |
| Participant Loans Interest rates ranging from 3.25% to 9.50% - | Participant loans | — | — | $1.3M | 6.2% |
| Vanguard Target Retirement Income Inv Fund | — | — | — | $1.2M | 5.6% |
| Vanguard Target Retirement 2060 Inv Fund | — | — | — | $471K | 2.3% |
| Vanguard 500 Index Admiral Fund | — | — | — | $214K | 1.0% |
| Vanguard Target Retirement 2065 Inv Fund | — | — | — | $177K | 0.8% |
| Fidelity Advisor Technology Z Fund | — | — | — | $81K | 0.4% |
| Hartford Dividend and Growth R6 Fund | — | — | — | $23K | 0.1% |
| JP Morgan JP Morgan Core Plus Bond R6 Fund | — | — | — | $15K | <0.1% |
| JP Morgan JP Morgan US Equity R6 Fund | — | — | — | $11K | <0.1% |
| Vanguard Long-Term Treasury Admiral Fund ** 969 Vanguard Mid Cap Value Index Admiral Fund | — | — | — | $8K | <0.1% |
| T. Rowe Price T. Rowe Price Diversified Mid Cap Growth I Fund | — | — | — | $7K | <0.1% |
| BNY Mellon Appreciation Investor Fund | — | — | — | $6K | <0.1% |
| MFS Mid Cap Value R6 Fund | — | — | — | $5K | <0.1% |
| Vanguard International Growth Admiral Fund | — | — | — | $4K | <0.1% |
| Macquarie Emerging Markets R6 | — | — | — | $4K | <0.1% |
| Vanguard International Value Inv Fund | — | — | — | $3K | <0.1% |
| (E) | — | — | $8K | $3K | <0.1% |
| Vanguard Target Retirement 2070 Inv Fund | — | — | — | $3K | <0.1% |
| Vanguard Explorer Admiral Fund | — | — | — | $2K | <0.1% |
| BlackRock High Yield Portfolio K Fund | — | — | — | $2K | <0.1% |
| Vanguard Health Care Index Admiral Fund | — | — | — | $2K | <0.1% |
| American Funds Service Company American Funds International Growth and Income R6 Fund | Mutual Funds | — | — | $2K | <0.1% |
| Vanguard Real Estate Index Admiral Fund | — | — | — | $2K | <0.1% |
| Vanguard Total International Stock Index Admiral ** Fund 225 Vanguard Energy Index Admiral Fund | — | — | — | $1K | <0.1% |
| FEDERATED HERM CAP PRES ISP FD FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
