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Original filing (PDF)20251011060309NAL0005018099001
ARCHITECTURAL WINDOW MANUFACTURI
Form 5500
FILING_RECEIVED
ARCHITECTURAL WINDOW MANUFACTURING CORP.401(K) PROFIT
401(k) retirement plan
Signals · 1
37% in single holding
Active participants
228
Accounts w/ balance
249
Plan assets (EOY)
$15.5M
Net assets (EOY)
$15.5M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "PGIM JENNISON GROWTH R6" is 37% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARCHITECTURAL WINDOW MANUFACTURI.
Plan sponsor
Name
ARCHITECTURAL WINDOW MANUFACTURI
EIN
22-2172998
Address
359 VETERANS BLVD · RUTHERFORD, NJ · 07070
Phone
(201) 939-2200
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $8K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $34K | — |
Investments
25 direct securities· $15.3M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PGIM JENNISON GROWTH R6 | Registered Investment Companies | — | — | $5.7M | 36.7% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $2.3M | 14.8% | |
| MFS VALUE R6 | Registered Investment Companies | — | — | $1.5M | 9.5% | |
| JANUS HENDERSON BALANCED - N | Registered Investment Companies | — | — | $1.4M | 9.0% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $1.1M | 6.8% | |
| ISHARES RUSSELL MIDCAP INDEX K | Registered Investment Companies | — | — | $393K | 2.5% | |
| MACQUARIE SMALL CAP CORE R6 | Registered Investment Companies | — | — | $386K | 2.5% | |
| FIDELITY ADV FREEDOM 2030 K6 | Registered Investment Companies | — | — | $371K | 2.4% | |
| FIDELITY ADV FREEDOM 2035 K6 | Registered Investment Companies | — | — | $355K | 2.3% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $311K | 2.0% | |
| LORD ABBETT SHORT DUR INC R6 | Registered Investment Companies | — | — | $286K | 1.8% | |
| JAN HEND GLOBAL EQUITY INC N | Registered Investment Companies | — | — | $236K | 1.5% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $194K | 1.2% | |
| JPMORGAN GOV BOND R6 | Registered Investment Companies | — | — | $146K | 0.9% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $117K | 0.8% | |
| FIDELITY ADV STRAT DIV& INC Z | Registered Investment Companies | — | — | $115K | 0.7% | |
| FIDELITY ADV FREEDOM 2060 K6 716 REGISTERED INVESTMENT COMPANY FIDELITY ADV FREEDOM 2020 K6 | Registered Investment Companies | — | — | $79K | 0.5% | |
| FIDELITY ADV FREEDOM 2040 K6 | Registered Investment Companies | — | — | $77K | 0.5% | |
| FIDELITY ADVISOR TOTAL BOND Z | Registered Investment Companies | — | — | $77K | 0.5% | |
| FIDELITY ADV FREEDOM 2025 K6 | Registered Investment Companies | — | — | $52K | 0.3% | |
| FIDELITY ADV FREEDOM 2045 K6 | Registered Investment Companies | — | — | $49K | 0.3% | |
| FIDELITY ADV FREEDOM INC K6 | Registered Investment Companies | — | — | $47K | 0.3% | |
| FIDELITY ADV FREEDOM 2055 K6 | Registered Investment Companies | — | — | $39K | 0.3% | |
| FIDELITY ADV FREEDOM 2015 K6 | Registered Investment Companies | — | — | $10K | <0.1% | |
| FIDELITY ADV FREEDOM 2050 K6 | Registered Investment Companies | — | — | $6K | <0.1% |
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