Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CFS INVESTMENT ADVISORY SERVICES | — | TOTOWA, NJ | INVESTMENT ADVISOR | $78K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $16K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Growth Stock Mutual fund | — | — | — | $9.5M | 16.9% | |
| Vanguard 500 Index Admiral Mutual fund | — | — | — | $9.2M | 16.4% | |
| Key Guaranteed Portfolio Fund Guaranteed Investment Contract | — | — | — | $6.7M | 11.8% | |
| AB Discovery Value Adv Mutual fund | — | — | — | $4.8M | 8.5% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIME PENSIONS, INC. | — | FLORHAM PARK, NJ | CONTRACT ADMIN | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LARSON ALLEN LLP | — | PHILADELPHIA, PA | AUDITOR | $18K | — |
| T. Rowe Price Balanced Fund Mutual fund | — | — | — | $3.7M | 6.6% |
| American Funds 2025 Trgt Date Retire R6 Mutual fund | — | — | — | $3.2M | 5.6% |
| American Funds 2045 Trgt Date Retire R6 Mutual fund | — | — | — | $2.5M | 4.5% |
| Vanguard Extended Market IDX ADM Mutual fund | — | — | — | $2.3M | 4.0% |
| American Funds 2035 Trgt Date Retire R6 Mutual fund | — | — | — | $2.1M | 3.8% |
| American Funds Washington Mutual R6 Mutual fund | — | — | — | $2.0M | 3.5% |
| Dodge & Cox Income - I Mutual fund | — | — | — | $1.4M | 2.4% |
| Vanguard Total Intl Stock Index Admiral Mutual fund | — | — | — | $1.2M | 2.1% |
| American Funds 2030 Trgt Date Retire R6 Mutual fund | — | — | — | $1.0M | 1.8% |
| Dodge & Cox International Stock - I Mutual fund | — | — | — | $966K | 1.7% |
| Goldman Sachs Small/mid Cap Growth I Mutual fund | — | — | — | $897K | 1.6% |
| Vanguard Total Bond Market Index ADMIRALVBTLX Mutual fund | — | — | — | $775K | 1.4% |
| American Funds 2055 Trgt Date Retire R6 Mutual fund | — | — | — | $721K | 1.3% |
| American Funds 2050 Trgt Date Retire R6 Mutual fund | — | — | — | $478K | 0.8% |
| American Funds 2060 Trgt Date Retire R6 Mutual fund | — | — | — | $388K | 0.7% |
| American Funds 2015 Trgt Date Retire R6 Mutual fund | — | — | — | $223K | 0.4% |
| American Funds 2040 Trgt Date Retire R6 Mutual fund | — | — | — | $149K | 0.3% |
| American Funds 2010 Trgt Date Retire R6 Mutual fund | — | — | — | $122K | 0.2% |
| PIMCO Income Instl Mutual fund | — | — | — | $104K | 0.2% |
| American Funds 2065 Trgt Date Retire R6 Mutual fund | — | — | — | $98K | 0.2% |
| American Funds 2020 Trgt Date Retire R6 Mutual fund | — | — | — | $91K | 0.2% |
| Similar Party Collateral, Par, or Maturity Value Cost** Value * Empower Securefoundation Balanced SVC Mutual fund | — | — | — | $31K | <0.1% |
