Original filing (PDF)20250811104707NAL0006897025001

RCG GLOBAL SERVICES, INC.

Name: RCG GLOBAL SERVICES, INC. — RCG GLOBAL SERVICES, INC. SAVINGS PLAN, Form 5500 (2024)
Creator: RCG GLOBAL SERVICES, INC.

Form 5500

FILING_RECEIVED

RCG GLOBAL SERVICES, INC. SAVINGS PLAN

401(k) retirement plan

Signals · 2

26% in single holdingNo recordkeeper disclosed

Active participants

139

Accounts w/ balance

305

Plan assets (EOY)

$46.3M

Net assets (EOY)

$46.3M

How this plan invests

This plan

9 pooled trusts

Schedule D

22 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

Participation health

100

Knocking points off

Top holding "JPMorgan Large Cap Growth Fund" is 26% of plan.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RCG GLOBAL SERVICES, INC..

Plan sponsor

Name

RCG GLOBAL SERVICES, INC.

EIN

22-2032892

Address

99 WOOD AVE S · ISELIN, NJ · 08830

Phone

(973) 641-1843

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-11

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

PKF O'CONNOR DAVIES, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
CREATIVE PLANNING, LLC	43-1270780	—	INVESTMENT ADVISORY	$65K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$45K	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
CREATIVE PLANNING, LLC	84-4519624	—	INV ADV, PARTICIPANTS	$0	—

Investments

14 direct securities · 9 pooled funds· $46.4M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$39.1M

12 holdings

Common Collective Trust

$6.3M

6 holdings

Mutual Funds

$630K

1 holding

Pooled Separate Account

$187K

3 holdings

Pooled Separate Accounts

$138K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
JPMorgan Large Cap Growth Fund	—	—	$143K	$12.0M	25.9%
Fidelity 500 Index Fund	—	—	$34K	$7.0M	15.2%
PUTNAM LARGE CP VALUE TRUST IA PUTNAM FIDUCIARY TRUST COMPANY · EIN 82-3639536 / PN 275	Common Collective Trust	—	$238K	$5.0M	10.9%
Fidelity Advisor Diversified Stock Fund	—	—	$117K	$4.4M	9.4%
Invesco Equity and Income Fund	—	—	$413K	$4.3M	9.3%
SEPARATE ACCOUNT * RCG Global Services Inc. Fixed Account	—	—	$344K	$3.6M	7.8%
AB Small Cap Growth Portfolio	—	—	$27K	$2.0M	4.3%
PGIM Total Return Bond Fund	—	—	$150K	$1.8M	3.8%
Dodge & Cox International Stock Fund	—	—	$32K	$1.6M	3.5%
FRANKLN SMALL CAP VALUE GG R GREAT GRAY TRUST COMPANY · EIN 38-4126289 / PN 594	Common Collective Trust	—	$57K	$1.2M	2.6%
PGIM Jennison Utility Fund	—	—	$76K	$1.1M	2.5%
Fidelity Total International Index Fund	—	—	$76K	$1.0M	2.2%
S SHARES/UNITS Fidelity US Bond Index Fund	Mutual Funds	—	$62K	$630K	1.4%
Fidelity Extended Market Index Fund	—	—	$2K	$205K	0.4%
S * Principal LargeCap S&P 500 Index Separate Account-NE 926	Pooled Separate Accounts	—	—	$138K	0.3%
PRIN LGCP S&P 500 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016	Pooled Separate Account	—	—	$138K	0.3%
NOTES RECEIVABLE FROM PARTICIPANTS Active loans have an interest rates ranging from 4.25% to 9.50% with maturities through 2034	—	—	—	$120K	0.3%
STATE ST WD DV EX US IDX II FD STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 034	Common Collective Trust	—	$3K	$46K	<0.1%
PRIN MIDCAP S&P 400 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023	Pooled Separate Account	—	—	$26K	<0.1%
STATE STREET EM IDX SL II FD STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 035	Common Collective Trust	—	$2K	$24K	<0.1%
PRIN SMCAP S&P 600 INDEX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028	Pooled Separate Account	—	—	$23K	<0.1%
STATE STREET US BD ID SL XIV STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 477	Common Collective Trust	—	—	$8K	<0.1%
STABLE VALUE FIXED INCOME CIT ALTA TRUST COMPANY · EIN 88-2465398 / PN 001	Common Collective Trust	—	—	$5K	<0.1%