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Original filing (PDF)20250819134505NAL0002371873001
WITHUMSMITH+BROWN PC
Form 5500
FILING_RECEIVED
WITHUMSMITH+BROWN 401(K) EMPLOYEE SAVINGS PLAN
401(k) retirement plan
Active participants
1,995
Accounts w/ balance
2,304
Plan assets (EOY)
$326.1M
Net assets (EOY)
$326.1M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 79% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WITHUMSMITH+BROWN PC.
Plan sponsor
Name
WITHUMSMITH+BROWN PC
EIN
22-2027092
Address
506 CARNEGIE CENTER · SUITE 400 · PRINCETON, NJ · 085406243
Phone
(609) 520-1188
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-19
Pension benefit codes
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
LANDMARK, PLC CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $132K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PINNACLE | 13-3220717 | — | CONSULTANT | $340K | — |
| NEWPORT CAPITAL GROUP | 86-1109193 | — | ADVISOR | $79K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $33K | — |
Investments
35 direct securities· $326.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-directed brokerage accounts Brokerage fund options - | — | — | — | $73.2M | 22.4% | |
| Fidelity 500 Index Mutual fund - | — | — | — | $33.5M | 10.3% | |
| AmericanFunds Target Date 2050 Mutual fund - | — | — | — | $19.0M | 5.8% | |
| MainStay Winslow Large Cap Growth Mutual fund - | — | — | — | $16.9M | 5.2% | |
| AmericanFunds Target Date 2035 Mutual fund - | — | — | — | $16.7M | 5.1% | |
| AmericanFunds Target Date 2045 Mutual fund - | — | — | — | $14.5M | 4.4% | |
| Fidelity Select Technology Index Mutual fund - | — | — | — | $13.9M | 4.3% | |
| AmericanFunds Target Date 2040 Mutual fund - | — | — | — | $13.1M | 4.0% | |
| TRowe Price Spectrum Moderate Growth Mutual fund - | — | — | — | $11.4M | 3.5% | |
| AmericanFunds Target Date 2030 Mutual fund - | — | — | — | $9.4M | 2.9% | |
| AB Equity Income Fund Mutual fund - | — | — | — | $8.5M | 2.6% | |
| TRowe Price Spectrum Moderate Mutual fund - | — | — | — | $7.9M | 2.4% | |
| Prudential Principal Preservation Separate Account Group annuity insurance contract - | — | — | — | $7.6M | 2.3% | |
| AmericanFunds Target Date 2060 Mutual fund - | — | — | — | $7.3M | 2.2% | |
| AmericanFunds Target Date 2055 Mutual fund - | — | — | — | $7.0M | 2.2% | |
| similar party collateral, par, or maturity value Cost ** Value * Fidelity Small Cap Index Mutual fund - | — | — | — | $6.8M | 2.1% | |
| Fidelity Mid Cap Index Mutual fund - | — | — | — | $6.4M | 2.0% | |
| similar party collateral, par, or maturity value Cost ** Value TRowe Price Diverse MidCap Growth Mutual fund - | — | — | — | $6.1M | 1.9% | |
| AmericanFunds Target Date 2065 Mutual fund - | — | — | — | $5.7M | 1.7% | |
| AmericanFunds Target Date 2025 Mutual fund - | — | — | — | $4.7M | 1.4% | |
| Victory Sycamore Established Value R6 Mutual fund - | — | — | — | $4.5M | 1.4% | |
| AmericanFunds EuroPacific Growth Mutual fund - | — | — | — | $3.8M | 1.2% | |
| Victory RS Global R6 Mutual fund - | — | — | — | $3.7M | 1.1% | |
| Loomis Core Plus Bond Fund Mutual fund - | — | — | — | $3.6M | 1.1% | |
| AmericanFunds Target Date 2020 Mutual fund - | — | — | — | $3.4M | 1.0% | |
| secured by participants' vested balances - | — | — | — | $2.2M | 0.7% | |
| Principal Small Cap Value Mutual fund - | — | — | — | $2.1M | 0.7% | |
| Nueberger Berman High Income Bond R6 Mutual fund - | — | — | — | $2.1M | 0.7% | |
| Fidelity Select Energy Index Mutual fund - | — | — | — | $2.0M | 0.6% | |
| BlackRock Global Allocation Mutual fund - | — | — | — | $2.0M | 0.6% | |
| TRowe Price Spectrum Moderate Conservative Mutual fund - | — | — | — | $2.0M | 0.6% | |
| Fidelity Select Financial Index Mutual fund - | — | — | — | $1.8M | 0.6% | |
| Fidelity International Index Mutual fund - | — | — | — | $1.6M | 0.5% | |
| Vanguard Federal Money Market Fund Mutual fund - | — | — | — | $961K | 0.3% | |
| Fidelity Inflation-protected Bond Index Mutual fund - | — | — | — | $695K | 0.2% |