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Original filing (PDF)20251002121939NAL0000477681001
PENN COLOR INC.
Form 5500
FILING_RECEIVED
PENN COLOR, INC. INCENTIVE SAVINGS PLAN
401(k) retirement plan
Active participants
618
Accounts w/ balance
760
Plan assets (EOY)
$79.7M
Net assets (EOY)
$79.7M
How this plan invests
This plan
5 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 30 bps in Schedule C fees — 86% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENN COLOR INC..
Plan sponsor
Name
PENN COLOR INC.
EIN
22-1661347
Address
2755 BERGEY ROAD · HATFIELD, PA · 19440
Phone
(215) 997-2221
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
333
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KREISCHER MILLER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $113K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $104K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| J L KREISCHER PC ET AL PTRS DBA KRE | — | HORSHAM, PA | AUDITOR | $20K | — |
Investments
25 direct securities · 5 pooled funds· $79.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$45.4M
25 holdings
Pooled Separate Account
$33.8M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $12.5M | 15.7% | |
| Prudential Retirement Insurance and Annuity Company Prudential Guaranteed Income Fund | — | — | — | $12.1M | 15.2% | |
| COLUMBIA DIVIDEND VALUE (IS PLATFOR EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 785 | Pooled Separate Account | — | — | $9.1M | 11.5% | |
| Empower Annuity Insurance Company Capital Group EP Growth | — | — | — | $8.9M | 11.2% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $6.8M | 8.6% | |
| Prudential Mutual Funds American Funds New World Class R6 | — | — | — | $4.3M | 5.4% | |
| Prudential Mutual Funds Delaware Small Cap Value Institutional R6 | — | — | — | $3.1M | 3.8% | |
| SMALL CAP GROWTH / EMERALD FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 540 | Pooled Separate Account | — | — | $2.8M | 3.5% | |
| Prudential Mutual Funds T. Rowe Price Mid-Cap Growth Adv | — | — | — | $2.5M | 3.2% | |
| AMERICAN CENTURY MID CAP VAL (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 850 | Pooled Separate Account | — | — | $2.5M | 3.1% | |
| Prudential Mutual Funds Janus Henderson Global Tech & Invtn I | — | — | — | $2.2M | 2.8% | |
| Prudential Mutual Funds American Funds Fundamental Inv R6 | — | — | — | $2.1M | 2.6% | |
| Prudential Mutual Funds Dodge & Cox Global Bond X | — | — | — | $1.9M | 2.4% | |
| Notes receivable from participants Interest rates ranging from 4.25% to 9.50% | — | — | — | $1.9M | 2.4% | |
| Prudential Mutual Funds American Fund American Bal R6 | — | — | — | $1.8M | 2.2% | |
| Prudential Mutual Funds Vanguard 500 Index Fund Admiral | — | — | — | $1.3M | 1.7% | |
| Prudential Mutual Funds American Funds 2050 Target R6 | — | — | — | $566K | 0.7% | |
| Prudential Mutual Funds American Funds 2025 Target R6 | — | — | — | $513K | 0.6% | |
| Prudential Mutual Funds American Funds 2030 Target R6 | — | — | — | $467K | 0.6% | |
| Prudential Mutual Funds American Funds 2040 Target R6 | — | — | — | $283K | 0.4% | |
| Prudential Mutual Funds American Funds 2035 Target R6 | — | — | — | $273K | 0.3% | |
| Prudential Mutual Funds JP Morgan Government Bond R6 | — | — | — | $257K | 0.3% | |
| Prudential Mutual Funds Vanguard Mid-Cap Index Fund | — | — | — | $229K | 0.3% | |
| Prudential Mutual Funds Vanguard Small-Cap Index Fund Admiral | — | — | — | $175K | 0.2% | |
| Prudential Mutual Funds American Funds 2020 Target R6 | — | — | — | $157K | 0.2% | |
| Prudential Mutual Funds American Funds 2060 Target R6 | — | — | — | $135K | 0.2% | |
| Prudential Mutual Funds American Funds 2065 Target R6 | — | — | — | $108K | 0.1% | |
| Prudential Mutual Funds American Funds 2015 Target R6 | — | — | — | $50K | <0.1% | |
| Prudential Mutual Funds American Funds 2055 Target R6 | — | — | — | $48K | <0.1% | |
| Prudential Mutual Funds American Funds 2045 Target R6 | — | — | — | $2K | <0.1% |