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Original filing (PDF)20251015110539NAL0004665921001
CALDWELL UNIVERSITY
Form 5500
FILING_RECEIVED
CALDWELL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 2
37% in single holdingNo recordkeeper disclosed
Active participants
167
Accounts w/ balance
400
Plan assets (EOY)
$58.1M
Net assets (EOY)
$58.1M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "INSURANCE COMPANY GENERAL CONTRACT, AT FAIR VALUE * TIAA Traditional Annuity Account - Non Benefit Responsive" is 37% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CALDWELL UNIVERSITY.
Plan sponsor
Name
CALDWELL UNIVERSITY
EIN
22-1500483
Address
120 BLOOMFIELD AVENUE · CALDWELL, NJ · 070066109
Phone
(973) 618-3000
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA-TEACHERS INSURANCE & ANNUITY | 13-1624203 | — | NONE | $3K | — |
Investments
25 direct securities · 1 pooled fund· $56.2M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$54.6M
25 holdings
Pooled Separate Account
$1.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| INSURANCE COMPANY GENERAL CONTRACT, AT FAIR VALUE * TIAA Traditional Annuity Account - Non Benefit Responsive | — | — | — | $20.8M | 35.9% | |
| REGISTERED INVESTMENT COMPANIES SHARES / UNITS * CREF Stock R2 | — | — | $8K | $7.4M | 12.8% | |
| CREF Growth R2 | — | — | $7K | $3.8M | 6.6% | |
| Nuveen Lifecycle 2040-Rtmt | — | — | $193K | $3.4M | 5.8% | |
| CREF Equity Index R2 | — | — | $6K | $3.1M | 5.3% | |
| CREF Global Equities R2 | — | — | $8K | $2.6M | 4.5% | |
| CREF Social Choice R2 | — | — | $5K | $1.7M | 3.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $4K | $1.6M | 2.8% | |
| Nuveen Intl Eq-Rtmt | — | — | $96K | $1.3M | 2.3% | |
| Nuveen Lifecycle 2030-Rtmt | — | — | $79K | $1.2M | 2.1% | |
| Nuveen Lifecycle 2035-Rtmt | — | — | $73K | $1.2M | 2.0% | |
| BNY Mellon Strategic Value l | — | — | $27K | $1.2M | 2.0% | |
| CREF Money Market R2 | — | — | $37K | $1.1M | 1.9% | |
| Nuveen Qt Sml Cap Eq Rtmt | — | — | $48K | $838K | 1.4% | |
| CREF Core Bond R2 | — | — | $6K | $831K | 1.4% | |
| FedHermes MDT Mid Cap Gr Instl | — | — | $12K | $730K | 1.3% | |
| Nuveen Lifecycle 2015-Rtmt | — | — | $51K | $633K | 1.1% | |
| CREF Inflation-Linked Bond R2 | — | — | $7K | $620K | 1.1% | |
| Principal MIdCap Value l R5 | — | — | $33K | $503K | 0.9% | |
| Nuveen Lifecycle 2025-Rtmt | — | — | $34K | $486K | 0.8% | |
| Nuveen Lifecycle 2020-Rtmt | — | — | $23K | $301K | 0.5% | |
| Nuveen Lifecycle 2050-Rtmt | — | — | $20K | $288K | 0.5% | |
| Nuveen Lifecycle 2055-Rtmt | — | — | $11K | $181K | 0.3% | |
| Nuveen Lifecycle 2045-Rtmt | — | — | $8K | $116K | 0.2% | |
| Nuveen Lifecycle 2060-Rtmt | — | — | $6K | $86K | 0.1% | |
| Nuveen Lifecycle 2010-Rtmt | — | — | $7K | $84K | 0.1% |