HOFFMANN-LA ROCHE INC.
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Service providers (Schedule C)
8 rows| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RUSSELL INVESTMENTS | 91-1934665 | — | CONSULTANT | $300K | — |
| CALLAN ASSOCIATES INC. | 94-2192581 | — | CONSULTANT | $131K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GRANT THORNTON LLP | 36-6055558 | — | AUDITOR | $80K | — |
| RSM US LLP. | 42-0714325 | — | AUDITOR | $7K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER | 36-2336943 | — | ACTUARY | $305K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENT INSTITUTION | 04-2647786 | — | SERVICE PROVIDER | $241K | — |
| STATE STREET RETIREE SERVICES | — | QUINCY, MA | SERVICE PROVIDER | $87K | — |
| DELOITTE AND TOUCHE | — | — | SERVICE PROVIDER | $7K | — |
Investments
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ROCHE U.S. RETIREMENT PLANS MASTER GENENTECH INC. · EIN 94-2347624 / PN 002 | Master Trust | — | $1.5B | $2.9B | 100.0% | |
| METROPOLITAN LIFE INSURANCE HOFFMANN-LA ROCHE INC. · EIN 22-0994270 / PN 011 | Pooled Separate Account | — | — | $754K | <0.1% | |
| Metropolitan life insurance company - immediate participation guarantee contract, at contract value | — | — | $748K | $748K | <0.1% | |
| Metropolitan life insurance company - group annuity Contract, at contract value | — | — | $6K | $6K | <0.1% |